13D/13G Filings - First Trust Exchange-Traded AlphaDEX(R) Fund

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-02-16
9:07 pm
Purchase
2020-12-31 13G First Trust Small Cap Value AlphaDEX Fund
FYT
TRUIST FINANCIAL CORP
TFC
465,128
15.504%
216,290increase
(+86.92%)
Filing
History
2021-02-10
09:32 am
Purchase
2021-01-31 13G First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
First Trust Portfolios L.P. 10,565,130
46.340%
10,565,130increase
(New Position)
Filing
History
2021-02-05
09:25 am
Sale
2020-12-31 13G First Trust Technology AlphaDEX Fund
FXL
First Trust Portfolios L.P. 5,105,367
21.910%
-3,430,997decrease
(-40.19%)
Filing
History
2021-02-05
09:24 am
Sale
2020-12-31 13G First Trust Consumer Discretionary AlphaDEX Fund
FXD
First Trust Portfolios L.P. 10,244,612
39.250%
-857,688decrease
(-7.73%)
Filing
History
2021-01-21
09:28 am
Sale
2020-12-31 13G First Trust Small Cap Growth AlphaDEX Fund
FYC
First Trust Portfolios L.P. 272,388
7.170%
-107,776decrease
(-28.35%)
Filing
History
2020-10-06
09:56 am
Sale
2020-09-30 13G First Trust Energy AlphaDEX Fund
FXN
First Trust Portfolios L.P. 1,139
0.010%
-56,086,382decrease
(-100.00%)
Filing
History
2020-09-10
3:56 pm
Purchase
2020-08-31 13G First Trust Small Cap Value AlphaDEX Fund
FYT
TRUIST FINANCIAL CORP
TFC
248,838
13.451%
248,838increase
(New Position)
Filing
History
2020-09-10
10:01 am
Sale
2020-08-31 13G First Trust Consumer Discretionary AlphaDEX Fund
FXD
First Trust Portfolios L.P. 11,102,300
44.230%
-163,123decrease
(-1.45%)
Filing
History
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