13D/13G Filings - IndexIQ ETF Trust

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2020-09-10
10:09 am
Purchase
2020-08-31 13G IQ Candriam ESG International Equity ETF
IQSI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 3,860,663
89.780%
66,999increase
(+1.77%)
Filing
History
2020-09-10
10:09 am
Purchase
2020-08-31 13G IQ Chaikin U.S. Large Cap ETF
CLRG
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 9,649,647
97.470%
25,187increase
(+0.26%)
Filing
History
2020-09-10
10:08 am
Sale
2020-08-31 13G IQ 500 International ETF
IQIN
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 9,295,766
98.370%
-38,110decrease
(-0.41%)
Filing
History
2020-09-09
12:59 pm
Unchanged
2020-09-09 13G IQ MacKay Municipal Intermediate ETF
MMIT
NEW YORK LIFE INSURANCE CO 1,596,150
66.510%
0
(Unchanged)
Filing
History
2020-09-09
12:56 pm
Sale
2020-09-09 13G IQ MacKay Municipal Insured ETF
MMIN
NEW YORK LIFE INSURANCE CO 0
0.000%
-291,650decrease
(Position Closed)
Filing
History
2020-09-09
12:54 pm
Sale
2020-09-09 13G INDEXIQ ETF TR IQ SHORT DURATI
SDAG
NEW YORK LIFE INSURANCE CO 0
0.000%
-120,000decrease
(Position Closed)
Filing
History
2020-08-10
5:19 pm
Purchase
2020-07-31 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 2,223,750
51.120%
45,825increase
(+2.10%)
Filing
History
2020-08-10
5:18 pm
Purchase
2020-07-31 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 6,996,551
52.800%
992increase
(+0.01%)
Filing
History
2020-08-10
5:18 pm
Purchase
2020-07-31 13G IQ Chaikin U.S. Small Cap ETF
CSML
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 3,858,181
72.800%
345,517increase
(+9.84%)
Filing
History
2020-08-10
5:18 pm
Purchase
2020-07-31 13G IQ Candriam ESG International Equity ETF
IQSI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 3,793,664
89.260%
25,852increase
(+0.69%)
Filing
History
2020-08-10
5:17 pm
Purchase
2020-07-31 13G IQ Candriam ESG US Equity ETF
IQSU
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 3,939,830
93.810%
2,057,680increase
(+109.33%)
Filing
History
2020-08-10
5:17 pm
Purchase
2020-07-31 13G IQ Chaikin U.S. Large Cap ETF
CLRG
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 9,624,460
97.220%
18,013increase
(+0.19%)
Filing
History
2020-08-10
5:15 pm
Sale
2020-07-31 13G IQ 500 International ETF
IQIN
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 9,333,876
98.770%
-47,825decrease
(-0.51%)
Filing
History
2020-08-06
10:43 am
Unchanged
2020-08-06 13G IQ Candriam ESG US Equity ETF
IQSU
NEW YORK LIFE INSURANCE CO 198,400
4.720%
0
(Unchanged)
Filing
History
2020-08-06
08:49 am
Sale
2020-08-06 13G IQ Ultra Short Duration ETF
ULTR
NEW YORK LIFE INSURANCE CO 0
0.000%
-499,900decrease
(Position Closed)
Filing
History
2020-08-06
08:44 am
Sale
2020-08-06 13G IQ MacKay Municipal Insured ETF
MMIN
NEW YORK LIFE INSURANCE CO 291,650
6.340%
-600,000decrease
(-67.29%)
Filing
History
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