Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Reported DateTime |
Transaction Date |
Type | Company Symbol |
Filed By Symbol |
Shares Owned % Owned |
Shares Vs. Prev Report | View |
| 2021-06-11 5:22 pm Sale |
2021-05-31 | 13G | Fiduciary/Claymore Energy Infrastructure Fund FMO |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 0.000% |
-397,728 (Position Closed) |
Filing History |
| 2021-02-16 4:02 pm Purchase |
2020-12-31 | 13G | Western Asset Inflation-Linked Opportunities & Income Fund WIW |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,370,751 7.140% |
1,214,139 (+38.46%) |
Filing History |
| 2021-02-16 3:48 pm Purchase |
2020-12-31 | 13G | Voya Prime Rate Trust PPR |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 10,050,389 6.990% |
10,050,389 (New Position) |
Filing History |
| 2021-02-16 3:46 pm Purchase |
2020-12-31 | 13G | PIMCO Dynamic Income Strategy Fund PDX |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,943,936 6.580% |
2,943,936 (New Position) |
Filing History |
| 2021-02-16 3:44 pm Purchase |
2020-12-31 | 13G | Fiduciary/Claymore Energy Infrastructure Fund FMO |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,728 5.610% |
397,728 (New Position) |
Filing History |
| 2021-02-16 3:43 pm Sale |
2020-12-31 | 13G | Legg Mason BW Global Income Opportunities Fund Inc. BWG |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,813,670 8.640% |
-1,391,824 (-43.42%) |
Filing History |
| 2021-02-16 3:43 pm Sale |
2020-12-31 | 13G | Western Asset Global High Income Fund Inc. EHI |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 0.000% |
-3,291,690 (Position Closed) |
Filing History |
| 2021-02-16 3:40 pm Sale |
2020-12-31 | 13G | Delaware Enhanced Global Dividend and Income Fund DEX |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 0.000% |
-968,107 (Position Closed) |
Filing History |
| 2021-02-16 3:40 pm Sale |
2020-12-31 | 13G | Barings BDC, Inc. BBDC |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,811,814 4.300% |
-3,438 (-0.12%) |
Filing History |
| 2021-02-16 3:40 pm Purchase |
2020-12-31 | 13G | DTF Tax-Free Income 2028 Term Fund Inc. DTF |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 532,312 6.250% |
532,312 (New Position) |
Filing History |
| 2021-02-16 3:39 pm Purchase |
2020-12-31 | 13G | Eaton Vance Senior Income Trust EVF |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,692,326 9.750% |
3,692,326 (New Position) |
Filing History |
| 2021-02-16 3:37 pm Sale |
2020-12-31 | 13G | Nuveen Georgia Quality Municipal Income Fund NKG |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 346,236 3.330% |
-297,730 (-46.23%) |
Filing History |
| 2021-02-16 3:37 pm Sale |
2020-12-31 | 13G | The Swiss Helvetia Fund Inc. SWZ |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 0.000% |
-881,134 (Position Closed) |
Filing History |
| 2021-02-16 3:35 pm Sale |
2020-12-31 | 13G | PGIM Global High Yield Fund, Inc GHY |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,518,352 3.710% |
-1,147,919 (-43.05%) |
Filing History |
| 2021-02-16 3:35 pm Sale |
2020-12-31 | 13G | BLACKROCK YORK MUNI INC QU BSE |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 454,270 6.970% |
-110,381 (-19.55%) |
Filing History |
| 2021-02-16 3:33 pm Sale |
2020-12-31 | 13G | Western Asset High Income Opportunity Fund Inc. HIO |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,475,663 2.740% |
-6,205,044 (-64.10%) |
Filing History |
| 2021-02-16 3:33 pm Sale |
2020-12-31 | 13G | Neuberger Berman New York Municipal Fund, Inc. NBO |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 187,168 3.690% |
-310,414 (-62.38%) |
Filing History |
| 2021-02-16 3:31 pm Purchase |
2020-12-31 | 13G | Eaton Vance Floating-Rate Income Plus Fund EFF |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,113,676 14.640% |
522,099 (+88.26%) |
Filing History |
| 2021-02-16 3:29 pm Sale |
2020-12-31 | 13G | Invesco High Income Trust II VLT |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 192,379 2.960% |
-234,365 (-54.92%) |
Filing History |
| 2021-02-16 3:26 pm Sale |
2020-12-31 | 13G | BlackRock Debt Strategies Fund, Inc. DSU |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,496,325 3.200% |
-1,415,072 (-48.60%) |
Filing History |