13D/13G Filings - Nantahala Capital Management, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-02-16
10:22 am
Purchase
2020-12-31 13G DarioHealth Corp.
DRIO
Nantahala Capital Management, LLC 834,642
9.900%
610,274increase
(+272.00%)
Filing
History
2021-02-16
10:21 am
Purchase
2020-12-31 13G Apollo Endosurgery, Inc.
APEN
Nantahala Capital Management, LLC 2,624,972
9.900%
495,117increase
(+23.25%)
Filing
History
2021-02-16
10:21 am
Sale
2020-12-31 13G Aeglea BioTherapeutics, Inc.
AGLE
Nantahala Capital Management, LLC 96,560
4.900%
-17,530decrease
(-15.37%)
Filing
History
2021-02-16
06:25 am
Purchase
2020-12-31 13G TFF Pharmaceuticals, Inc.
TFFP
Nantahala Capital Management, LLC 70,539
7.900%
70,539increase
(New Position)
Filing
History
2021-02-16
06:24 am
Purchase
2020-12-31 13G TravelCenters of America Inc.
TA
Nantahala Capital Management, LLC 1,291,003
9.000%
1,291,003increase
(New Position)
Filing
History
2021-02-16
06:24 am
Unchanged
2020-12-31 13G SUNESIS PHARMACEUTICALS INC CO
SNSS
Nantahala Capital Management, LLC 0
0.000%
0
(Unchanged)
Filing
History
2021-02-16
06:24 am
Purchase
2020-12-31 13G Semler Scientific, Inc.
SMLR
Nantahala Capital Management, LLC 360,760
5.400%
360,760increase
(New Position)
Filing
History
2021-02-16
06:24 am
Purchase
2020-12-31 13G Metromile, Inc.
MILE
Nantahala Capital Management, LLC 1,698,075
7.200%
1,698,075increase
(New Position)
Filing
History
2021-02-16
06:24 am
Purchase
2020-12-31 13G Akumin Inc.
AKU
Nantahala Capital Management, LLC 5,784,556
8.200%
5,784,556increase
(New Position)
Filing
History
2021-02-16
06:24 am
Purchase
2020-12-31 13G Sitio Royalties Corp.
STR
Nantahala Capital Management, LLC 1,103,932
9.400%
398,391increase
(+56.47%)
Filing
History
2021-02-16
06:24 am
Sale
2020-12-31 13G Codexis, Inc.
CDXS
Nantahala Capital Management, LLC 5,300,620
8.300%
-62,864decrease
(-1.17%)
Filing
History
2021-02-16
06:24 am
Purchase
2020-12-31 13G Fintech Acquisition Corp. IV
FTIV
Nantahala Capital Management, LLC 1,200,000
5.100%
1,200,000increase
(New Position)
Filing
History
2021-02-16
06:24 am
Purchase
2020-12-31 13G Alta Equipment Group Inc.
ALTG
Nantahala Capital Management, LLC 2,787,512
9.200%
2,787,512increase
(New Position)
Filing
History
2021-02-16
06:23 am
Purchase
2020-12-31 13G Select Interior Concepts, Inc.
SIC
Nantahala Capital Management, LLC 1,901,943
7.500%
1,901,943increase
(New Position)
Filing
History
2021-02-16
06:23 am
Sale
2020-12-31 13G Luxfer Holdings PLC
LXFR
Nantahala Capital Management, LLC 2,344,245
8.500%
-88,286decrease
(-3.63%)
Filing
History
2021-02-16
06:23 am
Sale
2020-12-31 13G International Money Express, Inc.
IMXI
Nantahala Capital Management, LLC 2,134,092
5.600%
-378,429decrease
(-15.06%)
Filing
History
2021-02-16
06:23 am
Purchase
2020-12-31 13G HTG Molecular Diagnostics, Inc.
HTGM
Nantahala Capital Management, LLC 30,302
7.700%
30,302increase
(New Position)
Filing
History
2021-02-16
06:23 am
Purchase
2020-12-31 13G Galmed Pharmaceuticals Ltd.
GLMD
Nantahala Capital Management, LLC 10,705
9.000%
10,705increase
(New Position)
Filing
History
2021-02-16
06:23 am
Purchase
2020-12-31 13G Fortress Biotech, Inc.
FBIO
Nantahala Capital Management, LLC 578,727
9.300%
578,727increase
(New Position)
Filing
History
2021-02-16
06:23 am
Sale
2020-12-31 13G FalconStor Software, Inc.
FALC
Nantahala Capital Management, LLC 579,046
9.800%
-1,750decrease
(-0.30%)
Filing
History
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