13D/13G Filings - Nantahala Capital Management, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2023-02-14
4:59 pm
Sale
2022-12-31 13G DHI Group, Inc.
DHX
Nantahala Capital Management, LLC 3,661,976
7.700%
-64,208decrease
(-1.72%)
Filing
History
2023-02-14
4:59 pm
Purchase
2022-12-31 13G Codexis, Inc.
CDXS
Nantahala Capital Management, LLC 4,487,782
6.800%
1,030,581increase
(+29.81%)
Filing
History
2023-02-14
4:58 pm
Sale
2022-12-31 13G Cidara Therapeutics, Inc.
CDTX
Nantahala Capital Management, LLC 218,373
6.100%
-45,150decrease
(-17.13%)
Filing
History
2023-02-14
4:58 pm
Sale
2022-12-31 13G Avalo Therapeutics, Inc.
AVTX
Nantahala Capital Management, LLC 2,728
7.000%
-228decrease
(-7.73%)
Filing
History
2023-02-14
4:56 pm
Sale
2022-12-31 13G APTOSE BIOSCIENCES INC NO
APTOF
Nantahala Capital Management, LLC 6,052,867
6.600%
-1,551,826decrease
(-20.41%)
Filing
History
2023-02-14
4:56 pm
Purchase
2022-12-31 13G Acer Therapeutics Inc.
ACER
Nantahala Capital Management, LLC 1,226,191
7.500%
324,901increase
(+36.05%)
Filing
History
2023-02-14
4:55 pm
Purchase
2022-12-31 13G Aeglea BioTherapeutics, Inc.
AGLE
Nantahala Capital Management, LLC 184,452
7.500%
71,910increase
(+63.90%)
Filing
History
2023-02-14
4:54 pm
Sale
2022-12-31 13G uniQure N.V.
QURE
Nantahala Capital Management, LLC 3,887,939
8.300%
-581,274decrease
(-13.01%)
Filing
History
2023-02-14
4:54 pm
Sale
2022-12-31 13G IMAX Corporation
IMAX
Nantahala Capital Management, LLC 4,988,189
8.900%
-209,301decrease
(-4.03%)
Filing
History
2023-02-14
4:52 pm
Sale
2022-12-31 13G Unicycive Therapeutics, Inc.
UNCY
Nantahala Capital Management, LLC 1,207,416
8.000%
-39,340decrease
(-3.16%)
Filing
History
2023-02-14
4:51 pm
Purchase
2022-12-31 13G Luxfer Holdings PLC
LXFR
Nantahala Capital Management, LLC 2,452,319
9.000%
334,086increase
(+15.77%)
Filing
History
2023-02-14
4:51 pm
Purchase
2022-12-31 13G Red Violet, Inc.
RDVT
Nantahala Capital Management, LLC 1,275,088
9.200%
251,629increase
(+24.59%)
Filing
History
2023-02-14
4:50 pm
Sale
2022-12-31 13G TravelCenters of America Inc.
TA
Nantahala Capital Management, LLC 1,031,394
6.900%
-241,176decrease
(-18.95%)
Filing
History
2023-02-14
4:49 pm
Purchase
2022-12-31 13G Bioventus Inc.
BVS
Nantahala Capital Management, LLC 3,168,574
5.100%
3,168,574increase
(New Position)
Filing
2023-02-14
4:48 pm
Purchase
2022-12-31 13G Drive Shack Inc.
DSHK
Nantahala Capital Management, LLC 6,500,000
7.000%
6,500,000increase
(New Position)
Filing
History
2023-02-14
4:48 pm
Purchase
2022-12-31 13G Lyra Therapeutics, Inc.
LYRA
Nantahala Capital Management, LLC 44,417
7.000%
44,417increase
(New Position)
Filing
History
2023-02-14
4:47 pm
Sale
2022-12-31 13G Fintech Acquisition Corp. V
FTCV
Nantahala Capital Management, LLC 0
0.000%
-1,324,763decrease
(Position Closed)
Filing
History
2023-02-14
4:47 pm
Sale
2022-12-31 13G Akumin Inc.
AKU
Nantahala Capital Management, LLC 2,206,960
2.500%
-4,113,780decrease
(-65.08%)
Filing
History
2023-02-14
4:46 pm
Sale
2022-12-31 13G Syndax Pharmaceuticals, Inc.
SNDX
Nantahala Capital Management, LLC 975,705
1.400%
-2,074,854decrease
(-68.02%)
Filing
History
2023-02-14
4:46 pm
Sale
2022-12-31 13G DXP Enterprises, Inc.
DXPE
Nantahala Capital Management, LLC 338,090
1.800%
-885,168decrease
(-72.36%)
Filing
History
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