13D/13G Filings - UBS Group AG (UBS)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-05-10
10:46 am
Purchase
2021-04-30 13G The Gabelli Dividend & Income Trust
GDV
UBS Group AG 64
24.150%
64increase
(New Position)
Filing
History
2021-02-09
06:07 am
Purchase
2021-01-29 13G iStar Inc.
STAR
UBS Group AG 1,546,069
10.170%
59,223increase
(+3.98%)
Filing
History
2021-02-08
06:18 am
Sale
2020-12-31 13G Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
UBS Group AG 0
0.000%
-812,924decrease
(Position Closed)
Filing
History
2021-02-08
06:16 am
Purchase
2020-12-31 13G Western Asset Investment Grade Defined Opportunity Trust Inc.
IGI
UBS Group AG 738,314
6.810%
49,677increase
(+7.21%)
Filing
History
2021-02-08
06:16 am
Purchase
2020-12-31 13G iStar Inc.
STAR
UBS Group AG 1,486,845
9.780%
106,656increase
(+7.73%)
Filing
History
2021-02-08
06:16 am
Sale
2020-12-31 13G Evogene Ltd.
EVGN
UBS Group AG 0
0.000%
-136,983decrease
(Position Closed)
Filing
History
2021-02-08
06:15 am
Purchase
2020-12-31 13G RIVERNORTH / DOUBLELINE
OPPPRA
UBS Group AG 154,569
7.030%
154,569increase
(New Position)
Filing
History
2021-02-08
06:15 am
Purchase
2020-12-31 13G Mesa Air Group, Inc.
MESA
UBS Group AG 2,351,652
6.620%
116,023increase
(+5.19%)
Filing
History
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