Sec Form 13G Filing - Lind Global Fund II LP filing for - 2025-05-15

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Checkbox not checked   Rule 13d-1(b)
Checkbox checked   Rule 13d-1(c)
Checkbox not checked   Rule 13d-1(d)






SCHEDULE 13G



Comment for Type of Reporting Person:  (1) The reporting person's ownership consists of (i) 2,381 warrants to purchase shares of common stock (the "2028 Warrants"), (ii) 39,829 warrants to purchase shares of common stock (the "Series D Warrants"), (iii) 30,199 warrants to purchase shares of common stock (the "Series E Warrants"), and (iv) 521,744 warrants to purchase shares of common stock (the "Series G Warrants," together with the 2028 Warrants, the Series D Warrants, and the Series E Warrants, the "Warrants"); however, due to the exercise limitations of the Warrants, the reporting person's beneficial ownership has been limited to 93,370 shares in the aggregate.
 
 (2) The Series D Warrants and Series E Warrants include a provision limiting the holder's ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company. The Series G Warrants include a provision limiting the holder's ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 4.99% of the Company.


SCHEDULE 13G



Comment for Type of Reporting Person:  (1) The reporting person's ownership consists of (i) 2,381 2028 Warrants, (ii) 39,829 Series D Warrants, (iii) 30,199 Series E Warrants, and (iv) 521,744 Series G Warrants; however, due to the exercise limitations of the Warrants, the reporting person's beneficial ownership has been limited to 93,370 shares in the aggregate.
 
 (2) The Series D Warrants and Series E Warrants include a provision limiting the holder's ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company. The Series G Warrants include a provision limiting the holder's ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 4.99% of the Company.


SCHEDULE 13G



Comment for Type of Reporting Person:  (1) The reporting person's ownership consists of (i) 2,381 2028 Warrants, (ii) 39,829 Series D Warrants, (iii) 30,199 Series E Warrants, and (iv) 521,744 Series G Warrants; however, due to the exercise limitations of the Warrants, the reporting person's beneficial ownership has been limited to 93,370 shares in the aggregate
 
 (2) The Series D Warrants and Series E Warrants include a provision limiting the holder's ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company. The Series G Warrants include a provision limiting the holder's ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 4.99% of the Company.


SCHEDULE 13G


 
Lind Global Fund II LP
 
Signature:By: Lind Global Partners II LLC, its General Partner, By: /s/ Jeff Easton
Name/Title:Jeff Easton, Managing Member
Date:05/15/2025
 
Lind Global Partners II LLC
 
Signature:/s/ Jeff Easton
Name/Title:Jeff Easton, Managing Member
Date:05/15/2025
 
EASTON JEFF
 
Signature:/s/ Jeff Easton
Name/Title:Jeff Easton
Date:05/15/2025
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