Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
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UNDER THE SECURITIES EXCHANGE ACT OF 1934
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(Amendment No. 1)*
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Knightscope, Inc. (Name of Issuer) |
Class A Common Stock, $0.001 par value (Title of Class of Securities) |
49907V201 (CUSIP Number) |
03/31/2025 (Date of Event Which Requires Filing of this Statement) |
| Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
 Rule 13d-1(b)
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| Rule 13d-1(c)
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 Rule 13d-1(d)
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SCHEDULE 13G
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| CUSIP No. | 49907V201 |
| 1 | Names of Reporting Persons
William Santana Li | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
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| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
UNITED STATES
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
223,924.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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| 11 | Percent of class represented by amount in row (9)
3.3 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
SCHEDULE 13G
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| Item 1. | ||
| (a) | Name of issuer:
Knightscope, Inc. | |
| (b) | Address of issuer's principal executive offices:
1070 Terra Bella Avenue, Mountain View, CA, 94043 | |
| Item 2. | ||
| (a) | Name of person filing:
This statement is filed on behalf of William Santana Li (the "Reporting Person"). | |
| (b) | Address or principal business office or, if none, residence:
The business address of the Reporting Person is c/o Knightscope, Inc., 1070 Terra Bella Avenue, Mountain View, CA 94043. | |
| (c) | Citizenship:
The Reporting Person is a citizen of the United States of America. | |
| (d) | Title of class of securities:
Class A Common Stock, $0.001 par value | |
| (e) | CUSIP No.:
49907V201 | |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person f iling is a: | |
| (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: | |
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
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| Item 4. | Ownership | |
| (a) | Amount beneficially owned:
The information contained on the cover page to this Schedule 13G is incorporated by reference to this Item 4. The ownership information presented herein represents beneficial ownership of 223,924 shares of Class A Common Stock as of April 18, 2025, based upon 6,786,724 shares of Class A Common Stock outstanding, which includes (i) 6,564,466 shares of Class A Common Stock outstanding as of April 29, 2025, as disclosed in the Issuer's Amendment to Annual Report on Form 10-K filed with the Securities and Exchange Commission on April 30, 2025; (ii) 142,260 shares of Class A Common Stock issuable upon conversion of Class B Common Stock that may be deemed to be beneficially owned by the Reporting Person; and (iii) 79,998 shares of Class A Common Stock issuable upon exercise of options that are exercisable within 60 days of the date of this filing and that may be deemed to be beneficially owned by the Reporting Person. The amount reported herein includes the following securities held of record by the reporting person: (i) 1,666 shares of Class A Common Stock; (ii) 140,000 shares of Class B common stock, par value $0.001 per share ("Class B Common Stock"), which are convertible into an equal number of shares of Class A Common Stock at the Reporting Person's discretion; and (iii) 49,077 shares of Class A Common Stock underlying options that are exercisable within 60 days of the date of this filing. Additionally, the amount of Class A Common Stock beneficially owned by the Reporting Person includes the following securities held of record by the Reporting Person's spouse: (i) 2,260 shares of Class B Common Stock; (ii) 27,181 shares of Class A Common Stock underlying options that are exercisable within 60 days of the date of this filing; and (iii) 3,740 shares of Class B Common Stock underlying options that are exercisable within 60 days of the date of this filing. The amount of securities reported as beneficially owned by the Reporting Person does not include 150,111 shares of Class A Common Stock underlying warrants over which the Reporting Person has a proxy to vote the shares, once exercised. The warrants are currently exercisable, however the Reporting Person does not have the ability to exercise the warrants. | |
| (b) | Percent of class:
3.3% %
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| (c) | Number of shares as to which the person has:
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| (i) Sole power to vote or to direct the vote:
190,743 | ||
| (ii) Shared power to vote or to direct the vote:
33,181 | ||
| (iii) Sole power to dispose or to direct the disposition of:
190,743 | ||
| (iv) Shared power to dispose or to direct the disposition of:
33,181 | ||
| Item 5. | Ownership of 5 Percent or Less of a Class. | |
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Ownership of 5 percent or less of a class
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| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
Not Applicable
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| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
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| Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable
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| Item 9. | Notice of Dissolution of Group. | |
Not Applicable
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| Item 10. | Certifications: |
Not Applicable
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| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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