Sec Form 4 Filing - Wellisch Balazs @ RDE, Inc. - 2022-04-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wellisch Balazs
2. Issuer Name and Ticker or Trading Symbol
RDE, Inc. [ GIFT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CTO
(Last) (First) (Middle)
1100 WOODFIELD ROAD, SUITE 510
3. Date of Earliest Transaction (MM/DD/YY)
04/01/2022
(Street)
SCHAUMBURG, IL60173
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common stock 09/09/2024 P 1,000 A $ 2.95 1,005,217 D
Common stock 10/10/2024 P 35,000 A $ 1.45 1,040,217 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 1.5 04/01/2022 A 400,000 ( 1 ) 04/01/2032 common stock 400,000 ( 1 ) 679.217 D
Stock Option $ 3.39 04/02/2022 A 25,000 ( 2 ) 04/02/2032 common stock 25,000 ( 2 ) 704,217 D
Stock Option $ 3.15 11/05/2023 A 300,000 11/05/2023 11/05/2033 common stock 300,000 ( 3 ) 1,004,217 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wellisch Balazs
1100 WOODFIELD ROAD, SUITE 510
SCHAUMBURG, IL60173
CTO
Signatures
/s/ Balazs Wellisch 10/23/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Mr. Wellisch received 279,217 shares of stock and 400,000 options for the sale of GameIQ and accepting the role as CTO. The options vest as follows: 160,000 shares vested on March 1, 2022, 10,000 shares vested on the first day of each month from April 1, 2022 through March 1, 2024.
( 2 )Mr. Wellisch received 25,000 options as a performance bonus. The options vested as follows: 8,333 shares vested on April 2, 2023, 8,333 shares vested on April 2, 2024, and 8,334 shares will vest on April 2, 2025.
( 3 )Mr. Wellisch received 300,000 vested options as a bonus for rebuilding RDC's infrastructure and operations.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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