Sec Form 3/A Filing - Squarer Ron @ ADC Therapeutics SA - 2024-01-02

Insider filing report for Changes in Beneficial Ownership
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FORM 3/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Squarer Ron
2. Issuer Name and Ticker or Trading Symbol
ADC Therapeutics SA [ ADCT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
430 MOUNTAIN AVENUE, SUITE 404
3. Date of Earliest Transaction (MM/DD/YY)
01/02/2024
(Street)
NEW PROVIDENCE, NJ07974
4. If Amendment, Date Original Filed (MM/DD/YY)
01/02/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 35,806 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $ 18.75 ( 2 ) 04/29/2030 Common Shares 966,519 D
Stock Options (Right to Buy) $ 28.7 ( 3 ) 03/22/2031 Common Shares 27,412 D
Stock Options (Right to Buy) $ 14 ( 4 ) 03/07/2032 Common Shares 29,836 D
Stock Options (Right to Buy) $ 18.75 ( 5 ) 04/29/2030 Common Shares 159,026 I By grantor retained annuity trust
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Squarer Ron
430 MOUNTAIN AVENUE
SUITE 404
NEW PROVIDENCE, NJ07974
X
Signatures
/s/ Ameet Mallik, as Attorney-in-Fact for Ron Squarer 06/05/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On January 2, 2024, a Form 3 was filed on behalf of the Reporting Person which inadvertently overstated the number of securities reported in Column 2 of Table I by 11,852 shares due to an administrative error. This Form 3 amendment is being filed to correct the aggregate number of shares beneficially owned by the Reporting Person as of the original transaction date and also applies to the number of shares reported as beneficially owned by the Reporting Person on any Forms 4 filed since January 2, 2024.
( 2 )On January 2, 2024, a Form 3 was filed on behalf of the Reporting Person which inadvertently underreported the number of securities reported in Column 3 of Table II by 468,977 shares due to an administrative error. This Form 3 amendment is being filed to correct the aggregate number of shares beneficially owned by the Reporting Person as of the original transaction date and also applies to the number of shares reported as beneficially owned by the Reporting Person on any Forms 4 filed since January 2, 2024.
( 3 )On January 2, 2024, a Form 3 was filed on behalf of the Reporting Person which inadvertently overstated the number of securities reported in Column 3 of Table II by 16,447 shares due to an administrative error. These options are fully vested and exercisable. This Form 3 amendment is being filed to correct the aggregate number of shares beneficially owned by the Reporting Person as of the original transaction date and also applies to the number of shares reported as beneficially owned by the Reporting Person on any Forms 4 filed since January 2, 2024.
( 4 )On January 2, 2024, a Form 3 was filed on behalf of the Reporting Person which inadvertently overstated the number of securities reported in Column 3 of Table II by 45,539 shares due to an administrative error. These options are fully vested and exercisable. This Form 3 amendment is being filed to correct the aggregate number of shares beneficially owned by the Reporting Person as of the original transaction date and also applies to the number of shares reported as beneficially owned by the Reporting Person on any Forms 4 filed since January 2, 2024.
( 5 )Due to an administrative error, the previous Form 3 filing inadvertently overstated the number of options contributed to a grantor annuity trust for the benefit of the Ron Squarer 2014 Irrevocable Life Insurance Trust by 309,951 options. The correct number of options contributed to the grantor annuity trust for the benefit of the Ron Squarer 2014 Irrevocable Life Insurance Trust is reflected in this filing.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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