Sec Form 4/A Filing - Charlesworth Josh @ Krispy Kreme, Inc. - 2023-11-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Charlesworth Josh
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO
(Last) (First) (Middle)
C/O KRISPY KREME, INC., 2116 HAWKINS STREET
3. Date of Earliest Transaction (MM/DD/YY)
11/01/2023
(Street)
CHARLOTTE, NC28203
4. If Amendment, Date Original Filed (MM/DD/YY)
11/02/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/01/2023 A 492,142 ( 1 ) A $ 0 1,104,178 ( 2 ) D
Common Stock 281,857 I By Family LLC ( 3 ) ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Charlesworth Josh
C/O KRISPY KREME, INC.
2116 HAWKINS STREET
CHARLOTTE, NC28203
X CEO
Signatures
/s/ Christine McDevitt, Attorney-in-fact 07/16/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on November 1, 2028.
( 2 )Direct: 210,285, unvested RSUs: 893,893.
( 3 )On November 2, 2023, the reporting person filed a Form 4 which reported that the reporting person held 281,857 shares indirectly by a GRAT. This description was carried forward in subsequent Form 4 filings made by the reporting person on April 12, 2024, May 2, 2024, October 3, 2024, April 7, 2025, April 11, 2025, and May 2, 2025. As reported in this amendment, those shares were held by a limited liability company (LLC), which was, in turn, owned by grantor retained annuity trusts and a remainder trust.
( 4 )The reporting person contributed 281,857 directly owned shares of Krispy Kreme, Inc. common stock to a family LLC. The reporting person serves as manager of the LLC and owns substantially all of the outstanding interests in the LLC directly or through grantor retained annuity trusts with the remaining interests owned by a remainder trust for the benefit of his immediate family.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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