Sec Form 3 Filing - Pontus Holdings Ltd. @ New Mountain Guardian IV BDC, L.L.C. - 2022-07-05

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Pontus Holdings Ltd.
2. Issuer Name and Ticker or Trading Symbol
New Mountain Guardian IV BDC, L.L.C. [ NONE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
CLARENDON HOUSE, 2 CHURCH STREET,
3. Date of Earliest Transaction (MM/DD/YY)
07/05/2022
(Street)
HAMILTON, HM 11,, D0HM08
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
LLC Interests 600,000 D( 1 )( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Pontus Holdings Ltd.
CLARENDON HOUSE, 2 CHURCH STREET
HAMILTON, HM 11,, D0HM08
X
Aguila Ltd.
5 WATERLOO LANE, UNIT 5A,
PEMBROKE, HM08,, D0HM11
X
Eagle Holdings LLC
5 WATERLOO LANE, UNIT 5A,
PEMBROKE, HM08,, D0HM08
X
Eagle PTC Ltd.
CLARENDON HOUSE,
2 CHURCH STREET,
HAMILTON, HM 11,, D0HM11
X
Signatures
/s/ Alec Anderson, Title: Director 07/05/2022
Signature of Reporting Person Date
/s/ Alec Anderson, Title: Director 07/05/2022
Signature of Reporting Person Date
/s/ Alec Anderson, Title: Director 07/05/2022
Signature of Reporting Person Date
/s/ Alec Anderson, Title: Director 07/05/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents units of limited liability company interests held of record by Pontus Holdings Ltd.
( 2 )Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Remarks:
Aguila Ltd. is the controlling shareholder of Pontus Holdings Ltd. Eagle Holdings LLC is the sole shareholder of Aguila Ltd. Eagle PTC Ltd, in its in its capacity as trustee shareholder, directly controls Eagle Holdings LLC and in turn is controlled by its board of directors which consists of Alec Anderson, Helen Cooper, Craig MacIntyre and Carlos Perez.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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