Sec Form 4/A Filing - LUCE J DAVID @ AUTHENTIDATE HOLDING CORP - 2016-01-15

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
LUCE J DAVID
2. Issuer Name and Ticker or Trading Symbol
AUTHENTIDATE HOLDING CORP [ ADAT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Former Director
(Last) (First) (Middle)
AUTHENTIDATE HOLDING CORP., 300 CONNELL DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
01/15/2016
(Street)
BERKELEY HEIGHTS, NJ07922
4. If Amendment, Date Original Filed (MM/DD/YY)
01/20/2016
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (right to buy) $ 1.53 01/15/2016 D( 1 ) 124,378 09/15/2012 12/13/2019 Common Stock 124,378 $ 0 0 I By affiliated entity
Warrant (right to buy) $ 1.53 01/15/2016 A( 1 ) 124,378 01/15/2016 12/13/2022 Common Stock 124,378 $ 0 124,378 I By affiliated entity
Warrant (right to buy) $ 1.53 01/15/2016 D( 1 ) 172,265 03/28/2013 12/13/2019 Common Stock 172,265 $ 0 0 I By affiliated entity
Warrant (right to buy) $ 1.53 01/15/2016 A( 1 ) 172,265 01/15/2016 12/13/2022 Common Stock 172,265 $ 0 172,265 I By affiliated entity
Warrant (right to buy) $ 1.53 01/15/2016 D( 1 ) 272,222 12/20/2013 12/13/2019 Common Stock 272,222 $ 0 0 I By affiliated entity
Warrant (right to buy) $ 1.53 01/15/2016 A( 1 ) 272,222 01/15/2016 12/13/2022 Common Stock 272,222 $ 0 272,222 I By affiliated entity
Warrant (right to buy) $ 1.53 01/15/2016 D( 1 ) 17,226 03/28/2013 12/13/2019 Common Stock 17,226 $ 0 0 I By Spouse
Warrant (right to buy) $ 1.53 01/15/2016 A( 1 ) 17,226 01/15/2016 12/13/2022 Common Stock 17,226 $ 0 17,226 I By Spouse
Warrant (right to buy) $ 1.53 01/15/2016 D( 1 ) 22,222 12/20/2013 12/13/2019 Common Stock 22,222 $ 0 0 I By Spouse
Warrant (right to buy) $ 1.53 01/15/2016 A( 1 ) 22,222 01/15/2016 12/13/2022 Common Stock 22,222 $ 0 22,222 I By Spouse
Convertible Note ( 2 ) $ 4.86 01/15/2016 A( 2 ) 01/15/2016( 2 ) 04/15/2016( 2 ) Common Stock 65,843 ( 3 ) $ 0 $ 320,000 ( 3 ) I By affiliated entity
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
LUCE J DAVID
AUTHENTIDATE HOLDING CORP.
300 CONNELL DRIVE
BERKELEY HEIGHTS, NJ07922
Former Director
Signatures
/s/ J. David Luce 03/29/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer. This Form 4/A is being filed to correct the transaction codes reported in column 4 of Table II of the original Form 4 filed on January 20, 2016 which were inadvertently reported as "J". The correct transaction codes for the covered transactions are reflected in column 4 of Table II of this Form 4/A.
( 2 )On January 15, 2016, the registrant amended a preexisting secured note in the aggregate principal amount of $320,000 that was issued to the reporting person on August 7, 2015 so as to make such secured note convertible into shares of common stock of the issuer. As amended, the note has a maturity date of April 15, 2016, provided, however, the reporting person has the right to extend the maturity date for an additional 90 day period.
( 3 )Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note.

Remarks:
Except for the change to the transaction codes described in note 1, above, there are no other changes to the original Form 4; however, the number of shares of common stock and the conversion and exercise prices of the derivative securities reported on this Form 4/A have been adjusted to reflect the one-for-nine reverse stock split implemented by the issuer on January 22, 2016.

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