Sec Form 4/A Filing - Wilks Matthew @ FLOTEK INDUSTRIES INC/CN/ - 2025-05-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wilks Matthew
2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
333 SHOPS BLVD, SUITE 301
3. Date of Earliest Transaction (MM/DD/YY)
05/09/2025
(Street)
WILLOW PARK, TX76087
4. If Amendment, Date Original Filed (MM/DD/YY)
05/13/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock, par value $0.01 per share 05/09/2025 P 18,372 A $ 11.7545 18,372 I Held by JCMWZ, LLC ( 1 )
Class A common stock, par value $0.01 per share 05/09/2025 P 10,458 A $ 11.6174 28,830 I Held by JCMWZ, LLC ( 1 )
Class A common stock, par value $0.01 per share 05/12/2025 P 31,170 A $ 12.2037 60,000 ( 2 ) I Held by JCMWZ, LLC ( 1 )
Class A common stock, par value $0.01 per share 05/09/2025 P 3,980 A $ 11.7284 ( 3 ) 72,006 ( 4 ) I Held by THRC Holdings, LP ( 5 )
Class A common stock, par value $0.01 per share 05/12/2025 P 72,344 A $ 12.2525 ( 6 ) 144,350 I Held by THRC Holdings, LP ( 5 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/ YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wilks Matthew
333 SHOPS BLVD
SUITE 301
WILLOW PARK, TX76087
X
Signatures
/s/ Steven Scrogham, Attorney-in-Fact 05/15/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person is the Manager of JCMWZ, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
( 2 )Due to an unintentional scrivener's error, the total reported in Box 5 on the Reporting Person's Form 4 filed May 13, 2025 incorrectly reported ownership of 49,542 shares. This amendment corrects this error.
( 3 )The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.64 to $11.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
( 4 )Total shares beneficially owned reduced from 408,155 shares reported on June 20, 2023 to 68,026 due to a 1-6 reverse stock split on September 26, 2023.
( 5 )Reporting Person, as VP-Investments of THRC Holdings, LP, a Texas limited partnership ("THRC") may be deemed to exercise voting and investment power over the Issuer's Class A common stock directly owned by THRC, and therefore, may be deemed to beneficially own such shares. THRC directly holds the securities of the Issuer. Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
( 6 )The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.02 to $12.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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