13D/13G Filings - First Trust Portfolios L.P.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2023-05-09
09:11 am
Purchase
2023-04-30 13G FT Cboe Vest U.S. Equity Buffer ETF - June
FJUN
First Trust Portfolios L.P. 2,204,666
30.410%
436,501increase
(+24.69%)
Filing
History
2023-05-09
09:10 am
Purchase
2023-04-30 13G FT Cboe Vest U.S. Equity Buffer ETF - July
FJUL
First Trust Portfolios L.P. 2,322,620
35.460%
467,512increase
(+25.20%)
Filing
History
2023-05-09
09:09 am
Purchase
2023-04-30 13G First Trust Japan AlphaDEX Fund
FJP
First Trust Portfolios L.P. 1,446,958
53.590%
5,986increase
(+0.42%)
Filing
History
2023-05-09
09:09 am
Sale
2023-04-30 13G First Trust Emerging Markets Local Currency Bond ETF
FEMB
First Trust Portfolios L.P. 1,020,650
22.680%
-579,883decrease
(-36.23%)
Filing
History
2023-05-09
09:08 am
Purchase
2023-04-30 13G First Trust SSI Strategic Convertible Securities ETF
FCVT
First Trust Portfolios L.P. 596,745
18.080%
94,953increase
(+18.92%)
Filing
History
2023-05-09
09:08 am
Purchase
2023-04-30 13G BNY Mellon Strategic Municipal Bond Fund, Inc.
DSM
First Trust Portfolios L.P. 5,030,086
10.180%
354,832increase
(+7.59%)
Filing
History
2023-05-09
09:08 am
Sale
2023-04-30 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - September
DSEP
First Trust Portfolios L.P. 1,277,905
26.350%
-63,923decrease
(-4.76%)
Filing
History
2023-05-09
09:07 am
Sale
2023-04-30 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - October
DOCT
First Trust Portfolios L.P. 1,248,243
26.990%
-126,653decrease
(-9.21%)
Filing
History
2023-05-09
09:07 am
Purchase
2023-04-30 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - May
DMAY
First Trust Portfolios L.P. 2,221,861
46.050%
852,129increase
(+62.21%)
Filing
History
2023-05-09
09:06 am
Sale
2023-04-30 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - August
DAUG
First Trust Portfolios L.P. 1,266,262
7.840%
-109,235decrease
(-7.94%)
Filing
History
2023-04-10
09:27 am
Purchase
2023-03-31 13G Neuberger Berman Municipal Fund Inc.
NBH
First Trust Portfolios L.P. 1,972,596
10.480%
174,703increase
(+9.72%)
Filing
History
2023-04-10
09:26 am
Purchase
2023-03-31 13G First Trust Consumer Discretionary AlphaDEX Fund
FXD
First Trust Portfolios L.P. 13,002,578
54.630%
12,919,634increase
(+15576.33%)
Filing
History
2023-04-10
09:26 am
Sale
2023-03-31 13G First Trust Nasdaq Oil & Gas ETF
FTXN
First Trust Portfolios L.P. 11,357
0.100%
-24,612,143decrease
(-99.95%)
Filing
History
2023-04-10
09:25 am
Purchase
2023-03-31 13G First Trust Nasdaq Semiconductor ETF
FTXL
First Trust Portfolios L.P. 10,500,710
68.860%
10,500,710increase
(New Position)
Filing
History
2023-04-10
09:25 am
Sale
2023-03-31 13G FT Cboe Vest U.S. Equity Buffer ETF - September
FSEP
First Trust Portfolios L.P. 2,161,045
27.010%
-709,217decrease
(-24.71%)
Filing
History
2023-04-10
09:24 am
Purchase
2023-03-31 13G FT Cboe Vest U.S. Equity Buffer ETF - March
FMAR
First Trust Portfolios L.P. 3,130,697
40.530%
116,998increase
(+3.88%)
Filing
History
2023-04-10
09:24 am
Purchase
2023-03-31 13G First Trust Japan AlphaDEX Fund
FJP
First Trust Portfolios L.P. 1,440,972
60.040%
107,962increase
(+8.10%)
Filing
History
2023-04-10
09:23 am
Purchase
2023-03-31 13G FT Cboe Vest U.S. Equity Buffer ETF - January
FJAN
First Trust Portfolios L.P. 2,996,773
34.640%
875,650increase
(+41.28%)
Filing
History
2023-04-10
09:22 am
Sale
2023-03-31 13G FT Cboe Vest U.S. Equity Buffer ETF - August
FAUG
First Trust Portfolios L.P. 2,091,223
24.320%
-565,693decrease
(-21.29%)
Filing
History
2023-04-10
09:21 am
Purchase
2023-03-31 13G FT Cboe Vest U.S. Equity Buffer ETF - April
FAPR
First Trust Portfolios L.P. 3,515,593
37.500%
1,326,267increase
(+60.58%)
Filing
History
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