13D/13G Filings - First Trust Portfolios L.P.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2023-04-10
09:21 am
Sale
2023-03-31 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - March
DMAR
First Trust Portfolios L.P. 2,101,311
31.250%
-370,165decrease
(-14.98%)
Filing
History
2023-04-10
09:20 am
Sale
2023-03-31 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - June
DJUN
First Trust Portfolios L.P. 1,218,865
30.280%
-876,335decrease
(-41.83%)
Filing
History
2023-04-10
09:20 am
Sale
2023-03-31 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - April
DAPR
First Trust Portfolios L.P. 1,369,884
14.270%
-928,091decrease
(-40.39%)
Filing
History
2023-04-10
09:18 am
Purchase
2023-03-31 13G Abrdn Global Dynamic Dividend Fund
AGD
First Trust Portfolios L.P. 1,950,870
7.850%
237,270increase
(+13.85%)
Filing
History
2023-03-10
09:37 am
Purchase
2023-02-28 13G First Trust India NIFTY 50 Equal Weight ETF
NFTY
First Trust Portfolios L.P. 1,363,180
64.910%
141,668increase
(+11.60%)
Filing
History
2023-03-10
09:36 am
Purchase
2023-02-28 13G First Trust Financials AlphaDEX Fund
FXO
First Trust Portfolios L.P. 15,950,538
31.810%
15,915,339increase
(+45215.32%)
Filing
History
2023-03-10
09:35 am
Sale
2023-02-28 13G First Trust Energy AlphaDEX Fund
FXN
First Trust Portfolios L.P. 114,881
0.210%
-41,573,803decrease
(-99.72%)
Filing
History
2023-03-10
09:35 am
Sale
2023-02-28 13G FT Cboe Vest U.S. Equity Buffer ETF - January
FJAN
First Trust Portfolios L.P. 2,121,123
29.060%
-860,007decrease
(-28.85%)
Filing
History
2023-03-10
09:34 am
Sale
2023-02-28 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - September
DSEP
First Trust Portfolios L.P. 1,341,828
20.970%
-62,658decrease
(-4.46%)
Filing
History
2023-03-10
09:33 am
Purchase
2023-02-28 13G FT Cboe Vest U.S. Equity Deep Buffer ETF - February
DFEB
First Trust Portfolios L.P. 1,981,348
25.480%
727,483increase
(+58.02%)
Filing
History
2023-03-10
09:31 am
Purchase
2023-02-28 13G Liberty All-Star Growth Fund, Inc.
ASG
First Trust Portfolios L.P. 5,727,413
10.010%
232,140increase
(+4.22%)
Filing
History
2023-02-13
11:10 am
Sale
2022-12-31 13G VanEck Short High Yield Muni ETF
SHYD
First Trust Portfolios L.P. 859,211
4.570%
-129,248decrease
(-13.08%)
Filing
History
2023-02-13
11:09 am
Sale
2022-12-31 13G Plains GP Holdings, L.P.
PAGP
First Trust Portfolios L.P. 9,509,236
4.890%
-988,729decrease
(-9.42%)
Filing
History
2023-02-13
11:09 am
Sale
2022-12-31 13G Nuveen New York Municipal Value Fund
NNY
First Trust Portfolios L.P. 910,807
4.820%
-564,169decrease
(-38.25%)
Filing
History
2023-02-13
11:08 am
Sale
2022-12-31 13G Neuberger Berman MLP and Energy Income Fund Inc.
NML
First Trust Portfolios L.P. 2,473,885
4.370%
-1,941,401decrease
(-43.97%)
Filing
History
2023-02-13
11:08 am
Sale
2022-12-31 13G Nuveen California Municipal Value Fund
NCA
First Trust Portfolios L.P. 1,568,597
4.740%
-1,321,851decrease
(-45.73%)
Filing
History
2023-02-13
11:07 am
Sale
2022-12-31 13G Ivy Funds - Delaware Ivy High Income Opportunities Fund
IVH
First Trust Portfolios L.P. 802,834
4.850%
-104,737decrease
(-11.54%)
Filing
History
2023-02-13
11:07 am
Sale
2022-12-31 13G Western Asset High Yield Defined Opportunity Fund Inc.
HYI
First Trust Portfolios L.P. 1,044,835
4.610%
-873,126decrease
(-45.52%)
Filing
History
2023-02-13
11:06 am
Sale
2022-12-31 13G BlackRock Floating Rate Income Strategies Fund, Inc.
FRA
First Trust Portfolios L.P. 1,474,042
4.180%
-981,922decrease
(-39.98%)
Filing
History
2023-02-13
11:06 am
Sale
2022-12-31 13G Eaton Vance Short Duration Diversified Income Fund
EVG
First Trust Portfolios L.P. 553,692
4.120%
-269,884decrease
(-32.77%)
Filing
History
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