13D/13G Filings - Empery Asset Management, LP

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2023-01-13
08:00 am
Purchase
2022-12-31 13G Volcon, Inc.
VLCN
Empery Asset Management, LP 67
9.990%
67increase
(New Position)
Filing
History
2023-01-12
10:03 am
Purchase
2022-12-31 13G Permex Petroleum Corporation
OILCF
Empery Asset Management, LP 13,021
9.580%
13,021increase
(New Position)
Filing
History
2023-01-12
10:02 am
Purchase
2022-12-31 13G Kiromic BioPharma, Inc.
KRBP
Empery Asset Management, LP 163,268
9.990%
163,268increase
(New Position)
Filing
History
2023-01-12
10:01 am
Unchanged
2022-12-31 13G Direct Digital Holdings, Inc.
DRCT
Empery Asset Management, LP 270,000
4.990%
0
(Unchanged)
Filing
History
2023-01-12
10:01 am
Sale
2022-12-31 13G iSpecimen Inc.
ISPC
Empery Asset Management, LP 21,875
4.680%
-1,442decrease
(-6.18%)
Filing
History
2022-03-18
5:15 pm
Purchase
2022-02-10 13G Direct Digital Holdings, Inc.
DRCT
Empery Asset Management, LP 270,000
9.640%
270,000increase
(New Position)
Filing
History
2022-01-24
10:35 am
Sale
2021-12-31 13G Titan Pharmaceuticals, Inc.
TTNP
Empery Asset Management, LP 43,022
4.990%
-4,206decrease
(-8.91%)
Filing
History
2022-01-24
10:33 am
Purchase
2021-12-31 13G Kiora Pharmaceuticals, Inc.
KPRX
Empery Asset Management, LP 1,484
4.050%
1,484increase
(New Position)
Filing
History
2022-01-24
10:32 am
Purchase
2021-12-31 13G iSpecimen Inc.
ISPC
Empery Asset Management, LP 23,317
5.340%
23,317increase
(New Position)
Filing
History
2022-01-24
10:30 am
Purchase
2021-12-31 13G Polished.com Inc.
POL
Empery Asset Management, LP 3,380
4.990%
713increase
(+26.74%)
Filing
History
2022-01-24
10:28 am
Purchase
2021-12-31 13G Bit Brother Ltd Empery Asset Management, LP 3,900,000
4.990%
3,900,000increase
(New Position)
Filing
History
2022-01-20
09:55 am
Purchase
2021-12-31 13G Peraso Inc.
PRSO
Empery Asset Management, LP 184
0.080%
184increase
(New Position)
Filing
History
2022-01-20
09:53 am
Sale
2021-12-31 13G Pyxis Tankers Inc.
PXS
Empery Asset Management, LP 40,000
0.420%
-674,286decrease
(-94.40%)
Filing
History
2022-01-20
09:51 am
Sale
2021-12-31 13G Phio Pharmaceuticals Corp.
PHIO
Empery Asset Management, LP 7,306
4.990%
-1,024decrease
(-12.30%)
Filing
History
2022-01-20
09:49 am
Purchase
2021-12-31 13G Nuwellis, Inc.
NUWE
Empery Asset Management, LP 137
4.350%
137increase
(New Position)
Filing
History
2022-01-20
09:47 am
Sale
2021-12-31 13G BriaCell Therapeutics Corp.
BCTX
Empery Asset Management, LP 33,333
2.520%
-760decrease
(-2.23%)
Filing
History
2022-01-19
11:04 am
Sale
2021-12-31 13G Applied Genetic Technologies Corporation
AGTC
Empery Asset Management, LP 2,244,292
4.990%
-1,688,292decrease
(-42.93%)
Filing
History
2022-01-19
11:03 am
Purchase
2021-12-31 13G enVVeno Medical Corporation
NVNO
Empery Asset Management, LP 471,579
4.740%
471,579increase
(New Position)
Filing
History
2022-01-19
10:48 am
Sale
2021-12-31 13G Hepion Pharmaceuticals, Inc.
HEPA
Empery Asset Management, LP 336
0.440%
-3,664decrease
(-91.61%)
Filing
History
2022-01-19
10:46 am
Purchase
2021-12-31 13G Envirotech Vehicles, Inc.
EVTV
Empery Asset Management, LP 20,139
2.610%
20,139increase
(New Position)
Filing
History
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