13D/13G Filings - Empery Asset Management, LP

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-06-15
10:01 am
Purchase
2021-06-10 13G Aethlon Medical, Inc.
AEMD
Empery Asset Management, LP 138,808
9.820%
56,306increase
(+68.25%)
Filing
History
2021-06-10
10:14 am
Sale
2021-06-07 13G 22nd Century Group, Inc.
XXII
Empery Asset Management, LP 313
6.230%
-13decrease
(-3.95%)
Filing
History
2021-06-08
11:25 am
Purchase
2021-06-01 13G ENGlobal Corporation
ENG
Empery Asset Management, LP 297,619
6.780%
297,619increase
(New Position)
Filing
History
2021-06-03
10:49 am
Purchase
2021-05-28 13G Polished.com Inc.
POL
Empery Asset Management, LP 133,332
6.470%
133,332increase
(New Position)
Filing
History
2021-05-04
09:50 am
Purchase
2021-04-28 13G Bit Brother Ltd Empery Asset Management, LP 1,250,000
6.130%
1,250,000increase
(New Position)
Filing
History
2021-04-09
10:24 am
Purchase
2021-03-31 13G VirTra, Inc.
VTSI
Empery Asset Management, LP 1,000,000
9.280%
1,000,000increase
(New Position)
Filing
History
2021-03-24
11:03 am
Unchanged
2021-03-17 13G Nuwellis, Inc.
NUWE
Empery Asset Management, LP 137
6.130%
0
(Unchanged)
Filing
History
2021-03-02
12:06 pm
Purchase
2021-02-23 13G BriaCell Therapeutics Corp.
BCTX
Empery Asset Management, LP 34,094
8.890%
34,094increase
(New Position)
Filing
History
2021-02-25
1:27 pm
Purchase
2021-02-17 13G Pyxis Tankers Inc.
PXS
Empery Asset Management, LP 714,286
7.770%
714,286increase
(New Position)
Filing
History
2021-02-23
10:07 am
Purchase
2021-02-17 13G MoSys, Inc.
MOSY
Empery Asset Management, LP 495,867
8.260%
488,492increase
(+6623.62%)
Filing
History
2021-02-19
11:27 am
Purchase
2021-02-16 13G ION Geophysical Corporation
IOGPQ
Empery Asset Management, LP 996,667
5.550%
164,353increase
(+19.75%)
Filing
History
2021-02-19
11:21 am
Purchase
2021-02-12 13G Phio Pharmaceuticals Corp.
PHIO
Empery Asset Management, LP 8,330
6.760%
8,330increase
(New Position)
Filing
History
2021-02-18
10:54 am
Purchase
2021-02-12 13G Caladrius Biosciences, Inc.
CLBS
Empery Asset Management, LP 229,932
5.900%
229,932increase
(New Position)
Filing
History
2021-02-18
10:51 am
Purchase
2021-02-12 13G U.S. Energy Corp.
USEG
Empery Asset Management, LP 425,195
9.870%
425,195increase
(New Position)
Filing
History
2021-02-18
10:49 am
Purchase
2021-02-16 13G Hepion Pharmaceuticals, Inc.
HEPA
Empery Asset Management, LP 4,000
5.250%
3,664increase
(+1091.38%)
Filing
History
2021-02-17
10:12 am
Purchase
2021-02-09 13G enVVeno Medical Corporation
HJLI
Empery Asset Management, LP 571,428
7.390%
385,560increase
(+207.44%)
Filing
History
2021-02-10
10:31 am
Purchase
2021-02-04 13G Vislink Technologies, Inc.
VISL
Empery Asset Management, LP 303,030
6.640%
303,030increase
(New Position)
Filing
History
2021-02-02
10:29 am
Purchase
2021-01-27 13G Applied Genetic Technologies Corporation
AGTC
Empery Asset Management, LP 3,932,584
9.230%
3,932,584increase
(New Position)
Filing
History
2021-02-02
10:26 am
Purchase
2020-12-31 13G Opus Genetics, Inc.
IRD
Empery Asset Management, LP 2,678,883
9.990%
2,087,867increase
(+353.27%)
Filing
History
2021-02-02
10:23 am
Unchanged
2020-12-31 13G Ring Energy, Inc.
REI
Empery Asset Management, LP 21,428,500
9.990%
0
(Unchanged)
Filing
History
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