13D/13G Filings - Empery Asset Management, LP

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-02-17
10:12 am
Purchase
2021-02-09 13G enVVeno Medical Corporation
HJLI
Empery Asset Management, LP 571,428
7.390%
385,560increase
(+207.44%)
Filing
History
2021-02-10
10:31 am
Purchase
2021-02-04 13G Vislink Technologies, Inc.
VISL
Empery Asset Management, LP 303,030
6.640%
303,030increase
(New Position)
Filing
History
2021-02-02
10:29 am
Purchase
2021-01-27 13G Applied Genetic Technologies Corporation
AGTC
Empery Asset Management, LP 3,932,584
9.230%
3,932,584increase
(New Position)
Filing
History
2021-02-02
10:26 am
Purchase
2020-12-31 13G Opus Genetics, Inc.
IRD
Empery Asset Management, LP 2,678,883
9.990%
2,087,867increase
(+353.27%)
Filing
History
2021-02-02
10:23 am
Unchanged
2020-12-31 13G Ring Energy, Inc.
REI
Empery Asset Management, LP 21,428,500
9.990%
0
(Unchanged)
Filing
History
2021-02-02
10:20 am
Purchase
2020-12-31 13G Envirotech Vehicles, Inc.
ADOM
Empery Asset Management, LP 8,750,005
8.650%
2,500,000increase
(+40.00%)
Filing
History
2021-01-28
2:32 pm
Sale
2020-12-31 13G U.S. Energy Corp.
USEG
Empery Asset Management, LP 0
0.000%
-157,905decrease
(Position Closed)
Filing
History
2021-01-28
2:31 pm
Sale
2020-12-31 13G Asensus Surgical, Inc.
ASXC
Empery Asset Management, LP 6,450,012
4.990%
-2,121,416decrease
(-24.75%)
Filing
History
2021-01-28
2:30 pm
Purchase
2020-12-31 13G Timber Pharmaceuticals, Inc.
TMBR
Empery Asset Management, LP 181,706
9.990%
154,398increase
(+565.40%)
Filing
History
2021-01-28
2:27 pm
Purchase
2020-12-31 13G SPI ENERGY CO LTD SHS
SPIEF
Empery Asset Management, LP 1,165,000
4.980%
177,000increase
(+17.91%)
Filing
History
2021-01-28
2:25 pm
Sale
2020-12-31 13G Salarius Pharmaceuticals, Inc.
SLRX
Empery Asset Management, LP 4,022
3.900%
-2,228decrease
(-35.65%)
Filing
History
2021-01-28
2:24 pm
Sale
2020-12-31 13G Nano Dimension Ltd.
NNDM
Empery Asset Management, LP 0
0.000%
-4,200,000decrease
(Position Closed)
Filing
History
2021-01-28
2:21 pm
Sale
2020-12-31 13G Medigus Ltd.
MDGS
Empery Asset Management, LP 197,120
0.990%
-3,480,657decrease
(-94.64%)
Filing
History
2021-01-26
11:23 am
Sale
2020-12-31 13G Tiziana Life Sciences Ltd
TLSA
Empery Asset Management, LP 0
0.000%
-18,961,163decrease
(Position Closed)
Filing
History
2021-01-26
11:21 am
Purchase
2020-12-31 13G Sonnet BioTherapeutics Holdings, Inc.
SONN
Empery Asset Management, LP 2,316
4.990%
2,098increase
(+960.62%)
Filing
History
2021-01-26
11:18 am
Purchase
2020-12-31 13G Seanergy Maritime Holdings Corp.
SHIP
Empery Asset Management, LP 15,211
0.230%
15,211increase
(New Position)
Filing
History
2021-01-26
11:16 am
Sale
2020-12-31 13G Ocugen, Inc.
OCGN
Empery Asset Management, LP 0
0.000%
-7,447,140decrease
(Position Closed)
Filing
History
2021-01-26
11:10 am
Sale
2020-12-31 13G Safe & Green Holdings Corp.
SGBX
Empery Asset Management, LP 0
0.000%
-12,798decrease
(Position Closed)
Filing
History
2021-01-26
11:04 am
Sale
2020-12-31 13G NanoViricides, Inc.
NNVC
Empery Asset Management, LP 0
0.000%
-640,000decrease
(Position Closed)
Filing
History
2021-01-26
10:59 am
Sale
2020-12-31 13G MoSys, Inc.
MOSY
Empery Asset Management, LP 7,375
0.210%
-297,125decrease
(-97.58%)
Filing
History
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