Insider Holders & Insider Ownership - NATIONAL HOLDINGS CORP (NHLD)

List of insiders holdings for NATIONAL HOLDINGS CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 COR Securities Holdings Inc.
10% Owner		 2012-01-18 09:35:03 10,873,986
0		 10,873,986 Form 13D
2 ST CLOUD CAPITAL PARTNERS LP
SCGP LLC
ST CLOUD CAPITAL LLC
GELLER MARSHALL S
10% Owner		 2010-07-15 17:30:59 7,704,890
0		 7,704,890 Form 13D
3 NHC Holdings LLC
B. Riley Financial Inc.
10% Owner		 2021-03-02 16:02:31 5,750,000
0		 5,750,000 Form 13D
4 KLEIN MARK
Chief Executive Officer		 2014-08-20 16:46:27 617,094
4,522,761		 5,139,855 Form 4
5 Sugarman Steven
10% Owner		 2012-01-04 16:46:53 4,673,326
0		 4,673,326 Form 3
6 COR Capital LLC
10% Owner		 2012-01-04 16:44:34 4,673,326
0		 4,673,326 Form 3
7 COR Equity Income Fund LP
10% Owner		 2012-01-04 16:41:22 4,673,326
0		 4,673,326 Form 3
8 Coviello Paul
Linden Asset Management Inc.
Director		 2010-10-13 17:27:20 3,416,798
0		 3,416,798 Form 13D
9 BEDFORD OAK ADVISORS LLC
EISEN HARVEY P
10% Owner		 2011-02-02 17:08:55 0
3,346,010		 3,346,010 Form 4
10 ASHER DANIEL
10% Owner		 2020-12-29 16:45:57 0
3,027,841		 3,027,841 Form 4
11 BEDFORD OAK CAPITAL LP
10% Owner		 2012-02-14 11:37:32 1,875,660
0		 1,875,660 Form 13G
12 ONE CLARK LLC
10% Owner		 2008-07-02 17:00:52 1,603,223
0		 1,603,223 Form 13D
13 SOKOLOW LEONARD J
Director		 2013-01-29 19:06:15 1,475,914
0		 1,475,914 Form 4
14 STRATEGIC TURNAROUND EQUITY PARTNERS LP CAYMAN
Galloway Capital Management LLC
GALLOWAY BRUCE
Herman Gary L
X		 2012-01-19 16:43:58 1,249,691
0		 1,249,691 Form 13D
15 RILEY BRYANT R
BRC Partners Opportunity Fund LP
B. Riley & Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Financial Inc.
B. Riley & Co. LLC 401(K) Profit Sharing Plan
Robert Antin Children Irrevocable Trust dtd 1/1/01
See Footnote 1		 2016-05-03 14:47:20 1,041,574
0		 1,041,574 Form 13D
16 RETTMAN PETER
Director		 2005-08-16 16:11:50 900,000
0		 900,000 Form 4
17 DellaCamera Capital Management LLC
10% Owner		 2011-02-14 14:32:04 594,836
0		 594,836 Form 13G
18 Klein Mark D
See Footnote 1		 2016-08-25 12:28:55 570,000
0		 570,000 Form 13D
19 Silverman Joshua
Director		 2016-09-13 16:32:16 0
414,323		 414,323 Form 4
20 Herskowitz Neil
Director		 2019-03-06 19:47:58 245,975
0		 245,975 Form 4
21 SALIG ELI
Director		 2019-03-06 19:48:11 245,975
0		 245,975 Form 4
22 BRESNER MICHAEL A
President of National		 2004-01-26 09:58:51 150,000
0		 150,000 Form 4
23 Michas Athanassios
Director		 2020-06-15 17:39:04 82,680
0		 82,680 Form 4
24 SANDS STEVEN B
Chairman		 2005-04-04 15:44:19 0
59,423		 59,423 Form 4
25 Rich Jonathan C
Executive Vice President		 2013-01-29 19:07:57 50,000
0		 50,000 Form 4
26 Dewey Christopher C
Vice Chairman
Director		 2010-10-06 18:33:30 36,775
0		 36,775 Form 4
27 Friedman Brian
Exec V.P. & Ast. Sec.		 2007-08-02 19:12:39 35,000
0		 35,000 Form 4
28 DASKAL ROBERT H
Chief Financial Officer & Sec.		 2007-08-02 19:03:07 25,000
0		 25,000 Form 4
29 McCoy David
Chief Operating Officer		 2007-08-02 19:08:01 25,000
0		 25,000 Form 4
30 TRIAGE PARTNERS LLC
10% Owner		 2006-04-10 17:29:51 23,179
0		 23,179 Form 4
31 CIOCIA JAMES
Director		 2016-09-13 16:32:33 18,685
0		 18,685 Form 4
32 KURLAN NORMAN J
Director		 2008-07-01 11:06:40 15,000
0		 15,000 Form 4
33 ROSAN ROBERT J
Director		 2008-07-01 11:02:22 15,000
0		 15,000 Form 4
34 ROSENBERG GARY A
Director		 2008-07-01 10:49:01 15,000
0		 15,000 Form 4
35 MODICA CHARLES R
Director		 2010-03-18 14:48:49 10,000
0		 10,000 Form 4
36 ORTEGA JORGE A
Director		 2010-03-18 15:10:48 10,000
0		 10,000 Form 4
37 KUSNICK GREGORY P
GUSTAFSON KAREN JO
10% Owner		 2006-04-04 14:57:24 6,375
0		 6,375 Form 4
38 LOWNEY GREGORY C
SNYDER MARYANNE K
10% Owner		 2006-04-04 15:04:45 6,375
0		 6,375 Form 4
39 Wasserman Frederick Gerald
Director		 2016-09-13 16:32:41 5,092
0		 5,092 Form 4
40 DeSena John C.
Chief Operating Officer		 2021-02-25 17:20:47 0
0		 0 Form 4
41 Creagh Barbara
Director		 2021-02-25 17:20:53 0
0		 0 Form 4
42 FAGENSON ROBERT B
Director		 2021-02-25 17:18:31 0
0		 0 Form 4
43 Worman Glenn C.
President and CFO		 2021-02-25 17:18:43 0
0		 0 Form 4
44 Singer Michael Evan
Director		 2021-02-25 17:19:35 0
0		 0 Form 4
45 Mullen Michael A
CEO and Chairman of the Board		 2021-02-25 17:19:28 0
0		 0 Form 4
46 HUME DANIEL
Director		 2021-02-25 17:19:48 0
0		 0 Form 4
47 Gary Jeff
Director		 2021-02-25 17:20:16 0
0		 0 Form 4
48 FBIO Acquisition Inc.
Fortress Biotech Inc.
Opus Point Partners LLC
Opus Point Healthcare Innovations (Offshore) Fund Ltd.
WEISS MICHAEL S
ROSENWALD LINDSAY A MD
10% Owner		 2019-04-19 16:18:03 0
0		 0 Form 13D
49 GOLDWASSER MARK
Director		 2016-09-14 16:30:40 0
0		 0 Form 4
50 LEVIN ALAN B
Chief Financial Officer		 2016-09-13 16:33:01 0
0		 0 Form 4
51 POWERS FREDERIC B III
Director		 2016-09-13 16:32:55 0
0		 0 Form 4
52 PLIMPTON FRANK
Director		 2016-09-13 16:32:47 0
0		 0 Form 4
53 Abbe Richard
Director		 2016-09-13 16:32:25 0
0		 0 Form 4
54 LAUTZ ROBERT W JR
Director
10% Owner		 2012-01-09 12:36:23 0
0		 0 Form 4
55 GELLER MARSHALL S
Director
10% Owner		 2012-01-03 20:20:35 0
0		 0 Form 4
56 Roth Mark David
COO & General Counsel		 2009-03-19 12:05:10 0
0		 0 Form 3