List of insiders holdings for PRINCIPAL FINANCIAL GROUP INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | PRINCIPAL FINANCIAL GROUP INC PRINCIPAL FINANCIAL SERVICES INC PRINCIPAL LIFE INSURANCE CO 10% Owner |
2004-02-03 17:54:07 | 0 1,000,279 |
1,000,279 | Form 4 |
2 | Houston Daniel Joseph Executive Chairman |
2025-07-01 18:25:26 | 273,522 174,940 |
448,462 | Form 4 |
3 | ZIMPLEMAN LARRY D Director |
2016-03-29 18:27:15 | 285,358 0 |
285,358 | Form 4 |
4 | STRABLE-SOETHOUT DEANNA D President and CEO |
2025-07-01 18:25:57 | 152,405 62,394 |
214,799 | Form 4 |
5 | GELATT DANIEL Director |
2020-07-01 15:41:54 | 193,824 0 |
193,824 | Form 4/A |
6 | MCCAUGHAN JAMES P President - Global Asset Mgmt. |
2018-09-05 11:36:35 | 192,959 0 |
192,959 | Form 4 |
7 | GRISWELL J BARRY Director |
2010-04-09 07:47:08 | 155,870 595 |
156,465 | Form 4 |
8 | Halter Patrick Gregory President and CEO - PAM |
2024-04-01 20:06:06 | 140,562 530 |
141,092 | Form 4 |
9 | SHAFF KAREN E EVP, Gen'l Counsel, Secretary 10% Owner |
2020-06-30 19:09:37 | 102,780 3,301 |
106,081 | Form 4 |
10 | Lamarque Natalie EVP, General Counsel, and Secr |
2025-07-01 18:23:28 | 100,573 0 |
100,573 | Form 4 |
11 | Lillis Terrance J. EVP |
2017-04-04 17:37:10 | 99,880 44 |
99,924 | Form 4 |
12 | DRURY DAVID Y Director |
2007-03-14 14:34:38 | 80,272 17,128 |
97,400 | Form 4 |
13 | Friedrich Amy Christine President - Benefits & Protect |
2025-07-01 18:24:04 | 92,061 3,835 |
95,896 | Form 4 |
14 | ASCHENBRENNER JOHN E President - Ins. & Fin. Svcs. |
2009-12-08 18:02:16 | 88,920 3,394 |
92,314 | Form 4 |
15 | SORENSEN NORMAN R Chairman-Principal Internat'l |
2012-02-29 18:12:34 | 85,128 3,142 |
88,270 | Form 4 |
16 | Carter Miller Jocelyn Director |
2025-07-01 18:20:39 | 86,101 0 |
86,101 | Form 4 |
17 | Cheong Wee Yee EVP, Principal Asia |
2025-07-01 18:23:49 | 82,684 0 |
82,684 | Form 4 |
18 | Eucher Ralph Craig EVP |
2015-02-25 17:08:28 | 80,561 0 |
80,561 | Form 4 |
19 | DAN MICHAEL T Director |
2023-04-04 17:14:38 | 69,458 0 |
69,458 | Form 4 |
20 | HOCHSCHILD ROGER C Director |
2025-07-01 18:19:06 | 65,130 0 |
65,130 | Form 4 |
21 | Bhatia Kamal President and CEO - PAM |
2025-07-01 18:23:13 | 63,702 0 |
63,702 | Form 4 |
22 | LITTLEFIELD CHRISTOPHER J President - RIS |
2025-07-01 18:24:52 | 60,441 11 |
60,452 | Form 4 |
23 | Dunbar Timothy Mark Retired Officer |
2021-03-01 15:06:57 | 58,584 114 |
58,698 | Form 4 |
24 | BERNARD BETSY J Director |
2020-12-23 14:44:09 | 54,068 0 |
54,068 | Form 4 |
25 | Mills Scott Director |
2025-07-01 18:19:25 | 51,698 0 |
51,698 | Form 4 |
26 | LAWLER JULIA M Retired Officer |
2021-02-24 13:22:37 | 48,610 1,388 |
49,998 | Form 4 |
27 | Everett Nora Mary President - RIS |
2019-04-02 17:15:25 | 49,240 0 |
49,240 | Form 4 |
28 | FERRO DENNIS H Director |
2018-04-02 16:36:02 | 47,200 0 |
47,200 | Form 4 |
29 | COSTLEY GARY E Director |
2016-03-29 17:03:06 | 44,366 1,825 |
46,191 | Form 4 |
30 | McCullum Kenneth A. EVP - Chief Risk Officer |
2025-07-01 18:25:10 | 40,491 0 |
40,491 | Form 4 |
31 | Walker Roberto EVP, Principal Latin American |
2023-07-05 21:35:45 | 40,433 0 |
40,433 | Form 4 |
32 | Pitz Joel CFO |
2025-07-01 18:25:41 | 32,471 3,972 |
36,443 | Form 4 |
33 | Pickerell Blair Director |
2025-07-01 18:21:22 | 36,362 0 |
36,362 | Form 4 |
34 | KEYSER RICHARD L Director |
2015-03-31 17:30:44 | 36,308 0 |
36,308 | Form 4 |
35 | HELTON SANDRA L Director |
2022-10-21 16:48:53 | 35,747 0 |
35,747 | Form 4 |
36 | Kay Kathleen B EVP-Chief Information Officer |
2025-07-01 18:24:20 | 34,377 0 |
34,377 | Form 4 |
37 | Agrawal Vivek EVP & Chief Growth Officer |
2025-07-01 18:22:56 | 32,865 0 |
32,865 | Form 4 |
38 | Schaaf Renee V. President - RIS |
2022-08-17 14:00:17 | 32,278 0 |
32,278 | Form 4 |
39 | MATHRANI ARJUN K Director |
2012-04-03 18:50:45 | 32,011 0 |
32,011 | Form 4 |
40 | Nordin Diane C Director |
2025-07-01 18:21:11 | 28,162 0 |
28,162 | Form 4 |
41 | Valdes Luis E. Executive Chairman, Latam |
2023-12-22 18:02:16 | 27,668 0 |
27,668 | Form 4 |
42 | Elming Gregory Bernard SVP & Chief Risk Officer |
2018-01-02 17:35:10 | 20,843 0 |
20,843 | Form 4 |
43 | Auerbach Jonathan Director |
2025-07-01 18:19:44 | 20,009 0 |
20,009 | Form 4 |
44 | Richer Clare Stack Director |
2025-07-01 18:21:44 | 18,580 0 |
18,580 | Form 4 |
45 | RIVERA ALFREDO Director |
2025-07-01 18:22:01 | 16,960 0 |
16,960 | Form 4 |
46 | Beams Mary E. Director |
2025-07-01 18:20:00 | 14,280 0 |
14,280 | Form 4 |
47 | Maestri Luca Director |
2015-03-31 17:31:29 | 12,007 0 |
12,007 | Form 4 |
48 | LAMALE ELLEN Z Sr. VP & Chief Risk Officer |
2011-03-02 15:59:50 | 11,135 0 |
11,135 | Form 4 |
49 | Muruzabal Claudio Director |
2025-07-01 18:20:56 | 10,954 0 |
10,954 | Form 4 |
50 | Lagomarcino Mark S. SVP, General Counsel & Secty |
2022-06-28 15:46:42 | 10,818 0 |
10,818 | Form 4 |
51 | Mitchell H Elizabeth Director |
2025-07-01 18:12:55 | 10,649 0 |
10,649 | Form 4 |
52 | Tallett Elizabeth E Director |
2021-06-29 14:59:08 | 8,128 0 |
8,128 | Form 4 |
53 | JOHNSON CHARLES S Director |
2006-03-17 17:13:07 | 5,992 0 |
5,992 | Form 4 |
54 | PENA FEDERICO F Director |
2005-12-20 15:56:03 | 5,808 0 |
5,808 | Form 4 |
55 | Vaughan Therese M Director |
2008-12-09 17:09:22 | 5,346 0 |
5,346 | Form 4 |
56 | KERR WILLIAM T Director |
2009-12-16 12:45:47 | 4,407 0 |
4,407 | Form 4 |
57 | OKEEFE MARY A Sr. VP & Chief Mktg. Off. |
2014-07-01 17:55:40 | 4,271 0 |
4,271 | Form 4 |
58 | LOEWENSTEIN VICTOR H Director |
2003-12-10 14:17:48 | 1,691 0 |
1,691 | Form 4 |
59 | SCHOLTEN GARY P EVP & Ch Info Officer |
2020-03-31 17:48:57 | 1,433 0 |
1,433 | Form 4 |
60 | GERSIE MICHAEL H Executive Vice President |
2008-12-09 19:15:11 | 112.6 0 |
112.6 | Form 4 |