List of insiders holdings for NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | SCHNEIDER WILLIAM J other |
2017-02-16 21:01:05 | 650 13,200 |
13,850 | Form 4 |
2 | Nuveen Asset Management Inc. Investment Adviser |
2005-01-06 11:48:42 | 7,000 0 |
7,000 | Form 3 |
3 | NUVEEN INSTITUTIONAL ADVISORY CORP Investment Advisor |
2004-10-18 16:13:04 | 7,000 0 |
7,000 | Form 3/A |
4 | AMBOIAN JOHN P CEO of Investment Adviser |
2007-08-06 16:06:22 | 3,500 0 |
3,500 | Form 3 |
5 | Meyers William T. Vice President |
2018-02-28 18:20:36 | 3,130 0 |
3,130 | Form 3 |
6 | Antonatos Julia L Vice President |
2004-11-22 10:23:26 | 1,370 0 |
1,370 | Form 4 |
7 | ZIMMERMAN GIFFORD R Secretary |
2020-09-10 10:00:59 | 1000 0 |
1000 | Form 4 |
8 | STOCKDALE JUDITH M other |
2017-07-31 18:27:47 | 500 0 |
500 | Form 4 |
9 | Siffermann William A Vice President |
2017-08-10 17:47:14 | 169.22 0 |
169.22 | Form 3 |
10 | BANK OF AMERICA CORP Blue Ridge Investments L.L.C. 10% Owner |
2009-01-12 11:19:51 | 0 99 |
99 | Form 3 |
11 | Rohrbacher Christopher M. Vice President |
2016-10-11 12:02:39 | 0 0 |
0 | Form 3 |
12 | MOSCHNER ALBIN F Trustee |
2016-07-08 15:45:51 | 0 0 |
0 | Form 3 |
13 | Hlavacek Sherri A Vice President and Treasurer |
2015-08-14 17:24:32 | 0 0 |
0 | Form 3 |
14 | Jones Nathaniel T. Vice President and Treasurer |
2016-06-24 16:57:37 | 0 0 |
0 | Form 3 |
15 | WOLFF MARGARET L. Trustee |
2016-02-24 15:03:34 | 0 0 |
0 | Form 3 |
16 | Havlicek Desmond A Officer of Investment Adviser |
2016-01-05 13:32:42 | 0 0 |
0 | Form 3 |
17 | Averill John F Officer of Investment Adviser |
2016-01-05 11:46:44 | 0 0 |
0 | Form 4 |
18 | Choumenkovitch Nicolas M Officer of Investment Adviser |
2016-01-05 12:02:34 | 0 0 |
0 | Form 4 |
19 | Shannon Mary K. Officer of Investment Adviser |
2017-01-05 07:52:58 | 0 0 |
0 | Form 3 |
20 | Angeli Steven C Officer of Investment Adviser |
2016-01-05 12:14:51 | 0 0 |
0 | Form 3 |
21 | Link Ian R Officer of Investment Adviser |
2017-01-05 07:22:32 | 0 0 |
0 | Form 4 |
22 | Nelson John Kevin Trustee |
2013-09-10 16:00:36 | 0 0 |
0 | Form 3 |
23 | Hill Lucius T III Officer of Investment Adviser |
2011-01-03 10:51:38 | 0 0 |
0 | Form 4 |
24 | Bousa Edward Peter Officer of Investment Adviser |
2012-01-03 14:27:53 | 0 0 |
0 | Form 4 |
25 | Klar Stephen Officer of Investment Adviser |
2012-01-03 12:15:23 | 0 0 |
0 | Form 3 |
26 | Stephenson James T. Portfolio Manager |
2012-03-30 17:54:09 | 0 0 |
0 | Form 3 |
27 | Trojan Vera M Officer of Investment Adviser |
2013-01-03 12:37:23 | 0 0 |
0 | Form 4 |
28 | Argyle Charles S Officer of Investment Adviser |
2013-01-03 12:21:10 | 0 0 |
0 | Form 4 |
29 | Slager Joel T. Vice President |
2013-07-25 17:08:52 | 0 0 |
0 | Form 3 |
30 | SCHREIER THOMAS S JR Trustee |
2013-09-10 16:00:34 | 0 0 |
0 | Form 3 |
31 | Nordin Diane C Officer of Investment Adviser |
2012-01-03 14:46:05 | 0 0 |
0 | Form 4 |
32 | Cromwell Wendy M. Officer of Investment Adviser |
2014-01-02 12:42:40 | 0 0 |
0 | Form 4 |
33 | PANNELL SAUL J Officer of Investment Adviser |
2014-01-02 12:58:05 | 0 0 |
0 | Form 4 |
34 | Hynes Jean M. Officer of Investment Adviser |
2014-07-03 10:35:10 | 0 0 |
0 | Form 3 |
35 | TRAQUINA PERRY M Officer of Investment Adviser |
2014-07-03 11:06:01 | 0 0 |
0 | Form 4 |
36 | Chabrier Louis Officer of Investment Adviser |
2015-01-05 13:48:33 | 0 0 |
0 | Form 4 |
37 | Helfer Ray E. Officer of Investment Adviser |
2015-01-05 15:24:50 | 0 0 |
0 | Form 4 |
38 | LAMB DAVID J Vice President |
2015-03-05 14:54:56 | 0 0 |
0 | Form 3 |
39 | Rhee Jenny Y Portfolio Manager |
2019-05-30 20:56:50 | 0 0 |
0 | Form 3 |
40 | Medero Joanne Trustee |
2021-07-07 12:51:54 | 0 0 |
0 | Form 3 |
41 | Lancellotta Amy B.R. Trustee |
2021-07-07 12:50:48 | 0 0 |
0 | Form 3 |
42 | Burgess Terrence M Officer of Investment Adviser |
2021-07-01 13:49:10 | 0 0 |
0 | Form 3 |
43 | Parker Jawan S. Officer of Investment Adviser |
2021-01-05 12:47:12 | 0 0 |
0 | Form 3 |
44 | Thornton Matthew III Trustee |
2020-11-23 16:56:05 | 0 0 |
0 | Form 3 |
45 | Morgan Deann Vice President |
2020-03-06 17:27:55 | 0 0 |
0 | Form 3 |
46 | Ruedi Philip W Officer of Investment Adviser |
2020-01-08 15:21:13 | 0 0 |
0 | Form 3 |
47 | Ball Robert P Officer of Investment Adviser |
2020-01-08 14:30:08 | 0 0 |
0 | Form 3 |
48 | Meissner Jon Scott Vice President |
2019-10-17 17:08:53 | 0 0 |
0 | Form 3 |
49 | Gear Nathan J. Portfolio Manager |
2019-09-04 21:18:48 | 0 0 |
0 | Form 3 |
50 | Longerstaey Jacques M Vice President |
2019-08-16 15:26:40 | 0 0 |
0 | Form 3 |
51 | Lockhart Brian J Vice President |
2019-08-16 15:25:35 | 0 0 |
0 | Form 3 |
52 | SECURITY CAPITAL RESEARCH & MANAGEMENT INC Investment Sub-Advisor |
2019-08-01 18:14:36 | 0 0 |
0 | Form 3 |
53 | MURPHY KEVIN FRANCIS Officer of Investment Adviser |
2019-07-02 14:43:14 | 0 0 |
0 | Form 3 |
54 | Mattiko Gregory A Officer of Investment Adviser |
2017-01-05 07:39:46 | 0 0 |
0 | Form 3 |
55 | Wickerham E. Scott Vice President |
2019-04-18 15:30:30 | 0 0 |
0 | Form 3 |
56 | Kramer Amy B Officer of Investment Adviser |
2018-10-31 09:20:56 | 0 0 |
0 | Form 3 |
57 | Winget Demark L Vice President |
2018-02-28 18:20:43 | 0 0 |
0 | Form 3 |
58 | Kilbride Donald J. Officer of Investment Adviser |
2018-01-04 13:11:27 | 0 0 |
0 | Form 4 |
59 | Butler John E. Officer of Investment Adviser |
2018-01-04 12:47:37 | 0 0 |
0 | Form 4 |
60 | Enderlein Carl Dirk Officer of Investment Adviser |
2018-01-04 14:21:57 | 0 0 |
0 | Form 3 |
61 | Yu Si Ping Officer of Investment Adviser |
2018-01-04 14:34:30 | 0 0 |
0 | Form 3 |
62 | Caraher Scott C. Portfolio Manager |
2017-09-25 15:54:18 | 0 0 |
0 | Form 3 |
63 | PERRY MICHAEL A Vice President |
2017-08-10 16:01:41 | 0 0 |
0 | Form 3 |
64 | RAY THOMAS J. Portfolio Manager |
2017-08-04 21:14:38 | 0 0 |
0 | Form 3 |
65 | Robert Young L Trustee |
2017-07-10 17:25:11 | 0 0 |
0 | Form 3 |
66 | Perelmuter Phillip H Officer of Investment Adviser |
2017-07-06 09:44:05 | 0 0 |
0 | Form 4 |
67 | Duckworth Cheryl M Officer of Investment Adviser |
2017-01-05 07:06:14 | 0 0 |
0 | Form 4 |
68 | LAZAR TINA M Vice President |
2003-09-25 12:39:14 | 0 0 |
0 | Form 3 |
69 | HUNTER WILLIAM CURT Trustee Director |
2004-02-18 15:15:22 | 0 0 |
0 | Form 3 |
70 | VALONE JAMES W Officer of Investment Adviser |
2003-10-01 14:32:50 | 0 0 |
0 | Form 3 |
71 | VILLARI CLARE Officer of Investment Adviser |
2003-10-01 13:12:23 | 0 0 |
0 | Form 3 |
72 | MCFARLAND DUNCAN M Officer of Investment Adviser |
2003-10-01 12:56:24 | 0 0 |
0 | Form 3 |
73 | LODGE GEORGE C JR Officer of Investment Adviser |
2003-10-01 11:17:27 | 0 0 |
0 | Form 3 |
74 | WELLINGTON SHELIA W Trustee |
2003-09-25 12:39:45 | 0 0 |
0 | Form 3 |
75 | STEIN GUNTHER Portfolio Manager |
2003-09-25 12:39:43 | 0 0 |
0 | Form 3 |
76 | STATZ KENNETH Portfolio Manager |
2003-09-25 12:39:43 | 0 0 |
0 | Form 3 |
77 | SCHWERTFEGER TIMOTHY R Chairman and Trustee |
2003-09-25 12:39:38 | 0 0 |
0 | Form 3 |
78 | SAWERS PETER R Trustee |
2003-09-25 12:39:32 | 0 0 |
0 | Form 3 |
79 | NEILD EDWARD F IV Vice President |
2003-09-25 12:39:27 | 0 0 |
0 | Form 3 |
80 | MASON LENNY Portfolio Manager |
2003-09-25 12:39:24 | 0 0 |
0 | Form 3 |
81 | MARTIN LARRY W VP and Asst Secretary |
2003-09-25 12:39:19 | 0 0 |
0 | Form 3 |
82 | MANO ANTHONY R JR Portfolio Manager |
2003-09-25 12:39:19 | 0 0 |
0 | Form 3 |
83 | LEAFSTRAND THOMAS E Trustee |
2003-09-25 12:39:17 | 0 0 |
0 | Form 3 |
84 | Grassi James D Chief Compliance Officer |
2004-08-24 15:00:29 | 0 0 |
0 | Form 3 |
85 | KISSICK WILLIAM L Trustee |
2003-09-25 12:39:07 | 0 0 |
0 | Form 3 |
86 | IMPELLIZZERI ANNE E Trustee |
2003-09-25 12:39:04 | 0 0 |
0 | Form 3 |
87 | IBEN DAVID B Portfolio Manager |
2003-09-25 12:39:02 | 0 0 |
0 | Form 3 |
88 | FOY STEPHEN D VP and Controller |
2003-09-25 12:39:00 | 0 0 |
0 | Form 3 |
89 | FITZGERALD WILLIAM M VP and Portfolio Manager |
2003-09-25 12:38:57 | 0 0 |
0 | Form 3 |
90 | FERJUSON LORNA C Vice President |
2003-09-25 12:38:57 | 0 0 |
0 | Form 3 |
91 | EVANS JACK Trustee |
2003-09-25 12:38:53 | 0 0 |
0 | Form 3 |
92 | DROEGER JESSICA R VP and Secretary |
2003-09-25 12:38:51 | 0 0 |
0 | Form 3 |
93 | DESANTO SUSAN M Vice President |
2003-09-25 12:38:48 | 0 0 |
0 | Form 3 |
94 | DARRIGO PETER H VP and Treasurer |
2003-09-25 12:38:50 | 0 0 |
0 | Form 3 |
95 | BROWN LAWRENCE H Trustee |
2003-09-25 12:38:47 | 0 0 |
0 | Form 3 |
96 | BOSSE JON D Portfolio Manager |
2003-09-25 12:38:39 | 0 0 |
0 | Form 3 |
97 | BENNETT WILLIAM E Trustee |
2003-09-25 12:38:37 | 0 0 |
0 | Form 3 |
98 | BEDELL KEVIN Portfolio Manager |
2003-09-25 12:38:34 | 0 0 |
0 | Form 3 |
99 | GABRIEL LAURIE A Officer of Investment Advisor |
2008-07-01 12:13:35 | 0 0 |
0 | Form 4 |
100 | STRINGER VIRGINIA Trustee |
2011-01-12 10:22:11 | 0 0 |
0 | Form 3 |
101 | Prudhomme Kathleen L Vice President |
2011-01-12 10:22:08 | 0 0 |
0 | Form 3 |
102 | ATKINSON MICHAEL T VP and Asst Secretary |
2003-09-25 12:38:32 | 0 0 |
0 | Form 3 |
103 | McCarthy Michelle Ann Vice President |
2010-08-05 16:19:07 | 0 0 |
0 | Form 3 |
104 | Bandtel Karl E. Officer of Investment Advisor |
2010-01-05 13:09:45 | 0 0 |
0 | Form 4 |
105 | BREMNER ROBERT P other |
2009-12-18 10:19:52 | 0 0 |
0 | Form 4 |
106 | Grace Scott S Vice President & Treasurer |
2009-11-27 13:01:46 | 0 0 |
0 | Form 3 |
107 | Ruane James Vice President |
2009-04-01 11:51:01 | 0 0 |
0 | Form 3/A |
108 | Mino Gregory T. Vice President |
2009-03-27 19:02:47 | 0 0 |
0 | Form 3 |
109 | Cook Margo L. Vice President |
2009-03-27 19:02:43 | 0 0 |
0 | Form 3 |
110 | Arriaga Nizida Vice President |
2009-03-27 19:02:41 | 0 0 |
0 | Form 3 |
111 | RYAN JOHN R Officer of Investment Advisor |
2009-01-07 09:37:11 | 0 0 |
0 | Form 4 |
112 | Hoffmann James P Officer of Investment Advisor |
2009-01-07 09:29:27 | 0 0 |
0 | Form 4 |
113 | CITIGROUP INC 10% Owner |
2009-10-13 15:49:09 | 0 0 |
0 | Form 13G |
114 | SWORDS BRENDAN J Officer of Investment Advisor |
2008-07-10 11:35:26 | 0 0 |
0 | Form 3 |
115 | BANK OF AMERICA CORP MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner |
2011-03-17 21:27:59 | 0 0 |
0 | Form 4 |
116 | TOTH TERENCE J Director |
2008-07-01 16:31:24 | 0 0 |
0 | Form 3 |
117 | Pappas Thomas L Officer of Investment Advisor |
2008-01-04 13:25:43 | 0 0 |
0 | Form 4 |
118 | Steinborn Edward J Officer of Investment Advisor |
2007-07-02 10:23:01 | 0 0 |
0 | Form 3 |
119 | BRAVERMAN PAUL Officer of Investment Advisor |
2007-07-02 12:33:23 | 0 0 |
0 | Form 4 |
120 | Antosiewicz Cedric H Vice President |
2007-06-08 11:24:41 | 0 0 |
0 | Form 3 |
121 | ADAMS WILLIAM IV Vice President |
2007-06-08 11:24:37 | 0 0 |
0 | Form 3 |
122 | McCarthy Kevin J Vice President |
2007-03-07 15:42:46 | 0 0 |
0 | Form 3 |
123 | ADAMS NICHOLAS C Officer of Investment Adviser |
2007-01-04 17:16:33 | 0 0 |
0 | Form 4 |
124 | HAMEL PAUL J Officer of Investment Adviser |
2007-01-04 17:06:29 | 0 0 |
0 | Form 4 |
125 | Kelly Walter M Assistant Vice President |
2006-09-27 16:46:39 | 0 0 |
0 | Form 3 |
126 | KAPLAN PAUL D Officer of Investment Adviser |
2006-07-18 12:52:58 | 0 0 |
0 | Form 4 |
127 | EVANS ROBERT L Officer of Investment Adviser |
2006-01-05 10:45:39 | 0 0 |
0 | Form 4 |
128 | Rosenbaum David E Portfolio Manager |
2005-08-02 11:51:41 | 0 0 |
0 | Form 3 |
129 | Sunshine Eugene S Trustee |
2005-02-28 15:15:21 | 0 0 |
0 | Form 3 |