List of insiders holdings for Hercules Capital Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | FARALLON CAPITAL PARTNERS LP FARALLON CAPITAL INSTITUTIONAL PARTNERS L P DING CHUN R DUHAMEL WILLIAM F ELLWEIN CHARLES E FRIED RICHARD B LANDRY MONICA R MELLIN WILLIAM F Member of Group Owning 10% 10% Owner |
2006-03-17 18:29:09 | 1,374,140 2,748,280 |
4,122,420 | Form 3 |
| 2 | FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP TINICUM PARTNERS LP FARALLON MILLHAM STEPHEN L Moment Jason E PATEL RAJIV A SCHRIER DEREK C STEYER THOMAS F WEHRLY MARK C Member of Group Owning 10% 10% Owner |
2006-04-17 21:58:04 | 797,907 1,605,742 |
2,403,649 | Form 4 |
| 3 | Bluestein Scott Chief Executive Officer |
2025-04-15 19:32:57 | 2,292,204 0 |
2,292,204 | Form 4 |
| 4 | Henriquez Manuel A Director |
2019-05-22 16:15:25 | 1,310,898 0 |
1,310,898 | Form 4 |
| 5 | Meyer Seth H Chief Financial Officer |
2025-04-15 19:33:58 | 384,630 0 |
384,630 | Form 4 |
| 6 | Woodward Allyn C Director |
2018-05-23 16:20:15 | 262,309 0 |
262,309 | Form 4 |
| 7 | Shah Parag Senior Managing Director |
2014-12-08 21:11:09 | 249,562 0 |
249,562 | Form 4 |
| 8 | Bhaumik Sam Senior Managing Director |
2011-09-20 11:21:03 | 196,274 0 |
196,274 | Form 4 |
| 9 | Stettenbenz Shane Chief Technology Officer |
2008-02-27 17:28:00 | 169,948 0 |
169,948 | Form 4 |
| 10 | WOLF DENNIS P Chief Financial Officer |
2005-06-21 15:02:15 | 146,000 0 |
146,000 | Form 4 |
| 11 | CHOW JOSEPH W Director |
2014-02-07 17:06:02 | 124,325 0 |
124,325 | Form 5 |
| 12 | Follmann Christian Chief Operating Officer |
2025-06-05 18:38:34 | 121,212 350 |
121,562 | Form 4 |
| 13 | BADAVAS ROBERT P Director |
2025-05-09 16:21:26 | 4,622 108,863 |
113,485 | Form 4 |
| 14 | Fallon Thomas J Director |
2025-05-09 16:20:48 | 6,789 98,882 |
105,671 | Form 4 |
| 15 | Baron Jessica T CFO |
2015-06-11 16:08:39 | 98,269 0 |
98,269 | Form 4 |
| 16 | Jaquez-Fissori Todd Senior Managing Director |
2014-04-21 14:25:47 | 94,483 0 |
94,483 | Form 4 |
| 17 | Butler Michael L General Counsel & CCO |
2014-10-09 13:15:08 | 85,000 0 |
85,000 | Form 4 |
| 18 | Crumpton James C Chief Credit Officer |
2007-06-06 16:50:21 | 75,000 0 |
75,000 | Form 4 |
| 19 | Harvey H Scott Chief Legal Officer & Sec |
2012-08-20 13:13:18 | 73,177 0 |
73,177 | Form 4 |
| 20 | CROWELL GAYLE A Director |
2025-05-09 16:21:45 | 69,344 0 |
69,344 | Form 4 |
| 21 | Botelho Kiersten Zaza Chief Legal Officer & CCO |
2025-04-15 19:33:16 | 67,563 0 |
67,563 | Form 4 |
| 22 | Feuerstein Harry Chief Operating Officer |
2014-07-10 12:36:31 | 60,000 0 |
60,000 | Form 4 |
| 23 | Harris Mark R Chief Financial Officer |
2017-10-11 16:08:40 | 52,568 0 |
52,568 | Form 4 |
| 24 | Hoffman Joseph F Director |
2021-05-05 16:15:06 | 42,862 0 |
42,862 | Form 4 |
| 25 | Denomme Mark Senior Managing Director |
2010-12-23 16:29:51 | 38,345 0 |
38,345 | Form 4 |
| 26 | Koenig Bradford C. Director |
2022-11-21 16:13:52 | 6,211 27,273 |
33,484 | Form 4 |
| 27 | Loo Wade Director |
2025-05-09 16:22:04 | 7,504 25,054 |
32,558 | Form 4 |
| 28 | Ho Doreen Woo Director |
2021-08-02 17:45:33 | 27,201 0 |
27,201 | Form 4 |
| 29 | Aguirre DeAnne Director |
2025-05-09 16:21:06 | 7,692 12,181 |
19,873 | Form 4 |
| 30 | Lake Robert C Chief Credit Officer |
2015-06-02 16:59:26 | 19,750 0 |
19,750 | Form 4 |
| 31 | Foster Carol L Director |
2021-05-21 17:20:17 | 16,997 0 |
16,997 | Form 4 |
| 32 | Randhawa Paramjeet K Director |
2024-08-08 18:50:27 | 15,972 0 |
15,972 | Form 4 |
| 33 | Theodosopoulos Nikos Director |
2025-05-09 16:22:23 | 11,960 0 |
11,960 | Form 4 |
| 34 | Lyons Susanne D Director |
2016-09-19 16:37:07 | 11,575 0 |
11,575 | Form 4 |
| 35 | Gable Scott Chief Operating Officer |
2010-11-17 12:18:39 | 10,090 0 |
10,090 | Form 4 |
| 36 | Titinger Jorge Director |
2020-05-26 16:12:33 | 8,647 0 |
8,647 | Form 4 |
| 37 | Waldt Gerard R Jr. Interim Chief Accounting Off |
2018-08-21 12:50:13 | 8,243 0 |
8,243 | Form 4 |
| 38 | FERGUSON RODNEY A Director |
2016-01-05 16:16:20 | 7,855 0 |
7,855 | Form 4 |
| 39 | Olson Andrew VP Finance & Sr Controller |
2017-07-11 13:55:56 | 7,446 0 |
7,446 | Form 4 |
| 40 | Penney Michael General Counsel |
2014-04-14 15:05:14 | 4,000 0 |
4,000 | Form 4 |
| 41 | Grace Melanie General Counsel & CCO |
2021-09-27 16:06:16 | 0 0 |
0 | Form 4 |
| 42 | Lund David Michael Interim Chief Financial Off |
2017-11-07 16:32:02 | 0 0 |
0 | Form 3 |
| 43 | FARALLON PARTNERS L L C FARALLON CAPITAL PARTNERS LP FARALLON CAPITAL INSTITUTIONAL PARTNERS L P DING CHUN R DUHAMEL WILLIAM F FRIED RICHARD B LANDRY MONICA R MELLIN WILLIAM F Member of Group Owning 10% 10% Owner |
2009-01-26 13:21:58 | 0 0 |
0 | Form 13G |