Insider Holders & Insider Ownership - ROCKET PHARMACEUTICALS INC. (RCKT)

List of insiders holdings for ROCKET PHARMACEUTICALS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 RTW INVESTMENTS LP
WONG RODERICK
See remarks
10% Owner
2024-12-16 19:51:51 18,401,313
0
18,401,313 Form 13D
2 WONG RODERICK
Director
10% Owner
2025-07-18 16:05:40 47,667
18,188,457
18,236,124 Form 4
3 Devon Park Associates L.P.
Devon Park Associates LLC
Kantesaria Devang
10% Owner
2015-07-16 20:46:50 3,253,566
0
3,253,566 Form 4
4 MedImmune Ventures Inc.
10% Owner
2015-02-25 18:10:57 0
1,917,906
1,917,906 Form 4
5 Pitango Venture Capital Principals Fund IV L.P.
Pitango Venture Capital Fund IV L.P.
Pitango V.C. Fund IV L.P.
Pitango G.C. Capital Holdings Ltd.
10% Owner
2015-02-25 20:36:53 0
1,292,584
1,292,584 Form 4
6 Shah Gaurav
CEO
2025-05-22 16:05:41 786,806
406,238
1,193,044 Form 4
7 Makker Gotham
Director
2025-07-18 16:05:40 0
1,036,846
1,036,846 Form 4
8 Patel Kinnari
See Remarks
2025-05-22 16:05:43 441,927
131,701
573,628 Form 4
9 CARE CAPITAL II LLC
CARE CAPITAL INVESTMENTS II LP
Care Capital Offshore Investments II LP
Care Capital III LLC
Care Capital Investments III L.P.
Care Capital Offshore Investments III LP
10% Owner
2017-08-03 17:19:03 531,900
0
531,900 Form 13D
10 Baumgartner Rudolf A
See Remarks
2017-01-24 16:31:05 295,000
0
295,000 Form 4
11 Rho Ventures IV Holdings LLC
Rho Ventures IV-A L.P.
10% Owner
2015-11-18 18:02:53 242,794
0
242,794 Form 4
12 Schwartz Jonathan David
See Remarks
2025-05-22 16:05:46 235,255
0
235,255 Form 4
13 Wilson Martin
General Counsel
2025-05-22 16:05:39 149,163
0
149,163 Form 4
14 SOUTHWELL DAVID P
Director
2025-07-18 16:05:33 31,660
113,124
144,784 Form 4
15 McVicar William K.
See Remarks
2016-03-24 20:49:26 135,000
0
135,000 Form 4
16 Ondrey Aaron
Chief Financial Officer
2025-07-08 16:05:11 128,173
0
128,173 Form 4
17 Batchelder Brian
See Remarks
2018-01-16 20:03:37 83,803
0
83,803 Form 3
18 Garcia-Parada Carlos
Chief Financial Officer
2022-02-16 21:32:16 71,328
0
71,328 Form 4
19 White Mark Andrew
See Remarks
2024-11-04 16:06:07 69,140
0
69,140 Form 4
20 Militello John
See Remarks
2025-05-22 16:05:48 64,027
0
64,027 Form 4
21 RITTER DALE
Vice President, Finance
2017-09-18 16:35:33 57,327
0
57,327 Form 4
22 GRANADILLO PEDRO P
Director
2025-07-18 16:05:44 54,734
0
54,734 Form 4
23 HOWES PAUL G
Director
2017-06-21 16:06:52 45,000
0
45,000 Form 4
24 BARBERICH TIMOTHY J
Director
2017-06-21 16:11:18 45,000
0
45,000 Form 4
25 Phillips Gary M.
Director
2017-06-21 16:06:46 45,000
0
45,000 Form 4
26 CARROLL J MARTIN
Director
2017-06-21 16:05:43 45,000
0
45,000 Form 4
27 Machado Patrick
Director
2017-06-21 16:05:34 45,000
0
45,000 Form 4
28 Spivey Richard N.
Director
2017-06-21 16:05:26 45,000
0
45,000 Form 4
29 Dolsten Mikael
Director
2025-07-18 16:05:42 44,220
0
44,220 Form 4
30 BOESS CARSTEN
Director
2025-07-18 16:05:37 30,000
0
30,000 Form 4
31 Bjork Elisabeth
Director
2025-07-18 16:05:35 30,000
0
30,000 Form 4
32 Malik Fady Ibraham
Director
2025-07-18 16:05:38 30,000
0
30,000 Form 4
33 Pratumsuwan Piratip
Director
2025-07-18 16:05:46 30,000
0
30,000 Form 4
34 Alam Kamran
SVP - Finance & PFO
2020-02-10 17:05:26 28,000
0
28,000 Form 4
35 Yalamanchi Naveen
Director
2024-06-20 16:10:27 23,944
0
23,944 Form 4
36 Woods Keith
Director
2024-06-20 16:10:26 23,944
0
23,944 Form 4
37 Peimer Isai
Director
2015-06-26 16:08:01 21,857
0
21,857 Form 4
38 VOGELBAUM MARTIN
Director
2015-06-26 16:07:20 21,857
0
21,857 Form 4
39 KARABELAS ARGERIS N
Director
10% Owner
2015-06-26 16:06:42 21,857
0
21,857 Form 4
40 Harel Ittai
Director
2015-06-26 16:05:20 21,857
0
21,857 Form 4
41 Chaudhuri Sarbani
See Remarks
2025-04-22 16:05:37 0
0
0 Form 3
42 DEVON PARK BIOVENTURES LP
Devon Park Associates L.P.
Devon Park Associates LLC
10% Owner
2017-01-06 17:04:01 0
0
0 Form 13D
43 RHO VENTURES IV QP LP
RHO VENTURES IV GMBH & CO BETEILIGUNGS KG
Rho Ventures IV Holdings LLC
RHO VENTURES IV LP
Rho Ventures IV-A L.P.
RHO MANAGEMENT VENTURES IV LLC
RHO CAPITAL PARTNERS VERWALTUNGS GMBH
KAIROUZ HABIB
RUCH JOSHUA
LESCHLY MARK
10% Owner
2018-02-08 12:58:14 0
0
0 Form 13G