Insider Holders & Insider Ownership - Ascent Solar Technologies Inc. (ASTI)

List of insiders holdings for Ascent Solar Technologies Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Hong Kong Boone Group Ltd
10% Owner
2018-05-29 11:45:08 2,252,500,000
0
2,252,500,000 Form 13D
2 TERTIUS FINANCIAL GROUP PTE. LTD.
10% Owner
2017-01-30 19:49:54 333,333,333
0
333,333,333 Form 13D
3 SHTARD Enterprises LTD.
10% Owner
2014-08-13 14:55:44 12,000,000
0
12,000,000 Form 13G
4 Global Ichiban Ltd
10% Owner
2016-02-10 15:26:02 9,000,000
0
9,000,000 Form 13G
5 BD1 Investment Holding LLC
Kuhn Johannes
Kuhn Ute
10% Owner
2023-04-10 16:05:02 7,933,334
0
7,933,334 Form 13D
6 TFG Radiant Investment Group Ltd
10% Owner
2015-07-06 19:12:38 5,873,594
0
5,873,594 Form 13D
7 Crowdex Investment LLC
Fortsch Bernd
10% Owner
2022-03-02 19:28:22 5,545,042
0
5,545,042 Form 13D
8 Lucro Investments VCC - ESG Opportunities Fund
10% Owner
2023-03-23 15:11:39 5,094,350
0
5,094,350 Form 3
9 ARION AGROPHOTOVOLTAIC PRIVATE LTD
Kuhn Johannes
Kuhn Ute
10% Owner
2023-04-17 19:16:10 5,000,000
0
5,000,000 Form 3
10 TubeSolar AG
Fortsch Bernd
10% Owner
2022-06-02 21:09:21 4,958,927
0
4,958,927 Form 4
11 Max Jeffrey
Chief Executive Office
2022-09-27 21:25:32 3,534,591
0
3,534,591 Form 4
12 Hian Lee Kong
Chief Executive Officer
2016-05-23 20:00:18 1,600,000
0
1,600,000 Form 4
13 BIAO XU
Director
2016-05-23 19:53:42 1,300,000
0
1,300,000 Form 4
14 ITN Energy Systems Inc.
10% Owner
2009-02-12 17:14:14 1,261,000
0
1,261,000 Form 13G
15 Misra Mohan
Chief Strategy Officer
2010-10-20 19:26:32 469,993
636,000
1,105,993 Form 4
16 KUMAR AMIT
Director
2016-05-23 19:57:44 934,970
0
934,970 Form 4
17 Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
former 10% owner
2008-08-08 17:08:21 933,347
0
933,347 Form 13D
18 PAULSON CAPITAL CORP
PAULSON CHESTER L F
PAULSON JACQUELINE M
See Remarks
2008-09-10 16:15:49 650,000
0
650,000 Form 13G
19 MARSH G THOMAS
Director
2016-05-23 19:54:44 611,650
0
611,650 Form 4
20 Huntley Kim J
Director
2016-05-23 19:54:13 589,728
0
589,728 Form 4
21 Eller Ron
Chief Executive Officer
2011-04-04 17:55:26 350,000
0
350,000 Form 4
22 Nath Prem
SVP of Production Operations
2010-01-05 16:54:48 188,667
0
188,667 Form 4
23 Swanson Richard John
Director
2012-01-06 12:39:56 182,844
0
182,844 Form 4
24 Gallery Stanley
Director
2010-06-17 19:36:33 139,213
0
139,213 Form 4
25 Waller Mark T
Director
2006-07-12 17:46:32 122,000
0
122,000 Form 3
26 Foster Matthew
President and CEO
2008-02-21 16:36:32 105,000
430
105,430 Form 4
27 Moghadam Farhad
President and CEO
2011-02-07 20:57:47 100,000
0
100,000 Form 4
28 Berkoff Bruce I
Chief Marketing Officer
2008-11-03 16:40:15 100,000
0
100,000 Form 3
29 Gregorak William Michael
Chief Financial Officer
2013-09-10 17:28:36 50,000
0
50,000 Form 4
30 Gatchell Gary
Chief Financial Officer
2013-03-04 16:54:19 50,000
0
50,000 Form 4
31 Misra Ashutosh
SVP Operations & Corp. Affairs
2008-12-04 19:33:27 50,000
0
50,000 Form 4
32 Armstrong Joseph H
Vice President and CTO
2009-07-28 16:44:39 37,833
0
37,833 Form 4
33 Russell TW Fraser
Director
2010-06-17 19:38:44 35,950
0
35,950 Form 4
34 McCabe Joseph C
VP of Business Development
2008-01-11 17:43:36 34,200
0
34,200 Form 4
35 Porter Joel S
Director
2009-07-02 16:20:07 10,982
0
10,982 Form 4
36 Gutierrez Rafael
SVP - Sales and Marketing
2010-10-19 18:40:46 10,000
0
10,000 Form 4
37 Erskine Richard G
Director
2010-01-05 16:58:06 7,578
0
7,578 Form 4
38 Casteel Janet
Chief Accounting Officer
2009-06-10 16:44:15 5,000
0
5,000 Form 4
39 Rakes Zane
VP of Manufacturing
2011-02-14 19:07:46 3,136
0
3,136 Form 4
40 Forrest Reynolds T.
Director
2024-10-21 17:15:08 965
0
965 Form 4
41 Gulati Bobby
Chief Operating Officer
2025-01-03 16:28:02 328
0
328 Form 4
42 Warley Paul P.
Chief Executive Officer
2024-10-21 17:15:07 55
0
55 Form 4
43 THOMPSON GREGORY C
Director
2024-10-21 17:15:05 35
0
35 Form 4
44 Peterson David Theodore JR
Director
2024-10-21 17:15:10 35
0
35 Form 4
45 Berezovsky Louis C.
Director
2024-10-21 17:15:13 25
0
25 Form 4
46 Jo Jin H.
Chief Financial Officer
2024-10-21 17:15:12 10
0
10 Form 4
47 French Michael J.
Director
2022-09-27 16:55:19 0
0
0 Form 3
48 Mantke Felix T.
Director
2022-09-26 18:50:38 0
0
0 Form 3
49 Gilbreth Michael James
Chief Financial Officer
2020-12-21 16:52:04 0
0
0 Form 3
50 Clarke Will A
Director
2020-12-21 16:51:07 0
0
0 Form 3
51 Widjaja Jason
10% Owner
2019-02-01 13:40:05 0
0
0 Form 3
52 Norsk Hydro Produksjon AS
NORSK HYDRO A S A
10% Owner
2012-04-03 13:37:16 0
0
0 Form 13D
53 Glomnes Einar
Director
2007-07-02 11:27:27 0
0
0 Form 3