Insider Holders & Insider Ownership - EMERGENT CAPITAL INC. (EMGC)

List of insiders holdings for EMERGENT CAPITAL INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 CURRY PATRICK J
PJC INVESTMENTS LLC
CEO
10% Owner
2021-02-24 19:46:30 738,868
28,570,147
29,309,015 Form 4
2 Sarachek Joseph E
Director
10% Owner
2019-06-10 18:05:52 500,000
20,895,038
21,395,038 Form 4
3 Sarachek Joseph E
TOPCO 1 LLC
JSARCO LLC
Director
10% Owner
2018-06-29 17:32:05 500,000
20,895,038
21,395,038 Form 4
4 INVESTCO 1 LLC
KEY STEVEN L
10% Owner
2017-08-07 17:11:02 17,700,000
0
17,700,000 Form 3
5 Evermore Global Value Fund
10% Owner
2021-04-07 17:15:40 16,710,000
0
16,710,000 Form 4
6 PATTERSON ROY
Director
2020-03-13 17:29:48 616,584
14,600,000
15,216,584 Form 4
7 Epstein Matthew Todd
Director
2017-08-04 16:53:47 0
14,092,821
14,092,821 Form 3
8 Evermore Global Advisors LLC
10% Owner
2021-04-07 16:15:20 0
11,185,000
11,185,000 Form 4
9 BRENNAN PATRICK THOMAS
Director
2018-12-17 16:06:22 0
10,200,000
10,200,000 Form 3
10 Wolf James G.
Director
2019-03-04 16:26:04 9,662,701
0
9,662,701 Form 13D
11 Bulldog Investors LLC
Samuels Steven
10% Owner
2018-01-24 15:53:18 7,782,988
0
7,782,988 Form 13D
12 GOLDSTEIN PHILLIP
Director
10% Owner
2016-06-03 17:01:24 204,976
4,285,185
4,490,161 Form 4
13 Houk Matthew D
Director
2019-10-02 16:43:06 37,916
2,754,526
2,792,442 Form 4
14 Mitchell Antony
Former CEO and Director
2017-10-31 14:19:51 2,467,841
0
2,467,841 Form 4
15 Dakos Andrew
Director
2017-08-11 11:48:56 0
1,600,000
1,600,000 Form 4/A
16 Neuman Jonathan
President and Chief Op. Off.
2011-02-16 11:49:49 496,032
0
496,032 Form 4
17 SIMONY JACK
VP and CIO
2019-11-27 15:23:08 457,295
0
457,295 Form 4
18 MARTINEZ MIRIAM
CFO and Secretary
2019-12-26 16:14:25 431,111
0
431,111 Form 4
19 CHADWICK JAMES M
Director
2016-06-03 16:55:44 31,791
278,669
310,460 Form 4
20 WERBLOWSKY HARVEY Z.
VP, CLO and GC
2019-10-31 19:48:34 303,647
0
303,647 Form 4
21 HELLERMAN GERALD
Director
2016-06-03 17:02:30 28,449
37,375
65,824 Form 4
22 DAYAN RICHARD
Director
2015-12-09 15:51:43 48,803
10,000
58,803 Form 4
23 O'REILLY CHRISTOPHER J
General Counsel and Secretary
2016-06-27 16:16:43 46,000
0
46,000 Form 4
24 ALTSCHULER MICHAEL
General Counsel & Secretary
2013-06-10 16:09:55 45,000
0
45,000 Form 4
25 CROW MICHAEL A.
Director
2016-06-03 16:58:57 42,461
0
42,461 Form 4
26 Sasso David
Senior Vice President
2016-06-27 16:10:07 40,000
0
40,000 Form 4
27 Benaim Deborah
Senior Vice President
2011-02-09 14:43:54 27,500
0
27,500 Form 4
28 NATHAN GILBERT E
Director
2016-06-03 17:03:37 16,508
3,615
20,123 Form 4
29 O'Connell Rory
Chief Financial Officer
2015-09-28 16:35:46 12,500
0
12,500 Form 4
30 PARSLEY JEROME ALLEN
Principal Accounting Officer
2011-02-17 15:19:08 10,000
0
10,000 Form 4/A
31 ROSENBERG ROBERT MARK
Director
2013-04-03 07:26:01 6,590
0
6,590 Form 4
32 BUZEN DAVID A.
Director
2011-02-09 14:47:49 5,627
0
5,627 Form 4
33 HIGGINS WALTER M
Director
2011-02-09 14:47:21 693
0
693 Form 4
34 WYROUGH A. PENN HILL
Director
2011-02-09 14:45:35 627
0
627 Form 4
35 Hua James
Director
2021-04-16 17:53:45 0
0
0 Form 13D
36 KNAPP ROBERT C
Director
2020-01-02 17:11:52 0
0
0 Form 13D