List of insiders holdings for SURO CAPITAL CORP.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | Klein Mark D Chairman, CEO and President |
2025-05-19 17:21:22 | 1,516,019 0 |
1,516,019 | Form 4 |
| 2 | Birch Robert S. Owner |
2022-02-14 15:34:30 | 476,587 0 |
476,587 | Form 13G |
| 3 | Green Allison See Remarks |
2025-05-19 17:23:24 | 197,313 0 |
197,313 | Form 4 |
| 4 | Potter Leonard Director |
2025-05-30 17:20:01 | 102,279 0 |
102,279 | Form 4 |
| 5 | Pine River Capital Management L.P. TAYLOR BRIAN Pine River MASTER FUND LTD. No longer 10% owner |
2018-02-09 16:02:37 | 97,281 0 |
97,281 | Form 13G |
| 6 | Moe Michael T. Director |
2018-06-19 17:55:55 | 71,572 0 |
71,572 | Form 4 |
| 7 | Mazur Marc Director |
2025-05-30 17:23:58 | 65,414 0 |
65,414 | Form 4 |
| 8 | Westley Lisa Director |
2025-05-30 17:22:42 | 55,295 0 |
55,295 | Form 4 |
| 9 | LOTT RONALD M. Director |
2025-05-30 17:27:08 | 37,123 0 |
37,123 | Form 4 |
| 10 | POTTRUCK DAVID S Director |
2018-05-14 16:15:19 | 0 25,000 |
25,000 | Form 4 |
| 11 | Lapping Paul Chief Operating Officer |
2011-05-04 14:13:44 | 15,300 1,367 |
16,667 | Form 4 |
| 12 | Crowder David V. EXECUTIVE VICE PRESIDENT |
2013-11-19 12:57:51 | 13,825 0 |
13,825 | Form 4 |
| 13 | Tanona William F. CFO, Treasurer and Secretary |
2014-11-13 19:18:13 | 10,000 0 |
10,000 | Form 4 |
| 14 | Flynn Mark W. President |
2016-03-28 16:11:27 | 5,000 0 |
5,000 | Form 4 |
| 15 | SPRENG R DAVID Director |
2011-05-04 14:14:59 | 1,666 0 |
1,666 | Form 4 |
| 16 | Koenig Bradford C. Director |
2015-02-23 10:57:30 | 0 0 |
0 | Form 3 |
| 17 | Rizzo Carl M Chief Compliance Officer |
2014-06-27 15:51:56 | 0 0 |
0 | Form 3 |
| 18 | Bard Stephen D. See Remarks |
2014-06-27 15:40:38 | 0 0 |
0 | Form 4 |
| 19 | FRIEDMAN CATHY Director |
2013-03-18 15:05:00 | 0 0 |
0 | Form 3 |
| 20 | CAMPBELL WILLIAM V Director |
2012-10-05 18:15:38 | 0 0 |
0 | Form 3 |
| 21 | Pampoulov Luben Vice President |
2011-04-28 17:13:56 | 0 0 |
0 | Form 3 |