List of insiders holdings for CION Investment Corp:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | BRESNER GREGG A. President & CIO |
2025-04-02 13:40:07 | 64,599 63,599 |
128,198 | Form 4 |
| 2 | ICON Investment Group LLC 10% Owner |
2013-01-14 16:58:14 | 111,222 0 |
111,222 | Form 13G |
| 3 | Hardwood Partners LLC 10% Owner |
2013-01-11 15:41:07 | 94,444 0 |
94,444 | Form 13G |
| 4 | Franz Keith S CFO & Treasurer |
2023-06-05 09:52:31 | 71,612 0 |
71,612 | Form 4 |
| 5 | Apollo Principal Holdings III GP Ltd Apollo Principal Holdings III L.P. 10% Owner |
2023-02-13 18:53:13 | 60,249 0 |
60,249 | Form 13G |
| 6 | Reisner Michael A Co-Chairman & Co-CEO |
2025-05-13 11:09:39 | 46,002 0 |
46,002 | Form 4 |
| 7 | Breakstone Robert A Director |
2025-05-19 11:16:10 | 0 15,782 |
15,782 | Form 4 |
| 8 | ROMAN STEPHEN CCO & Secretary |
2025-05-22 14:04:17 | 12,891 0 |
12,891 | Form 4 |
| 9 | Pinero Eric A. Chief Legal Officer |
2025-03-18 15:34:53 | 9,127 0 |
9,127 | Form 4 |
| 10 | Hedin Earl Director |
2017-03-29 10:18:28 | 0 7,702 |
7,702 | Form 3 |
| 11 | Estrada Edward J. Director |
2021-11-24 10:43:30 | 3,695 0 |
3,695 | Form 4 |
| 12 | Gatto Mark Co-Chairman & Co-CEO |
2025-05-13 14:00:37 | 0 3,070 |
3,070 | Form 4 |
| 13 | FINLAY PETER I. Director |
2025-05-28 11:30:45 | 0 2,750 |
2,750 | Form 4 |
| 14 | Choi Catherine Director |
2023-05-23 20:00:10 | 2,000 0 |
2,000 | Form 4 |
| 15 | Schwartz Aron I Director |
2023-05-16 20:00:45 | 0 2,000 |
2,000 | Form 4 |
| 16 | Arestia Charlie See Remarks |
2024-11-13 11:47:13 | 0 1,213 |
1,213 | Form 4 |
| 17 | Kress Joel S Senior Managing Director |
2012-07-02 17:03:53 | 0 111.11 |
111.11 | Form 3 |
| 18 | Glatt Joseph D Director |
2017-12-05 09:52:34 | 0 0 |
0 | Form 4 |
| 19 | Giovani Harry See Remarks |
2017-03-03 17:47:09 | 0 0 |
0 | Form 4 |
| 20 | Florio James J Director |
2016-08-11 10:36:57 | 0 0 |
0 | Form 4 |
| 21 | VERLIZZO DAVID J CCO and Secretary |
2016-02-26 08:41:01 | 0 0 |
0 | Form 4 |
| 22 | Connor Sean Managing Director Director |
2012-07-02 17:12:15 | 0 0 |
0 | Form 3 |
| 23 | Manley Michael R General Counsel, CCO & Sec. |
2012-07-02 17:06:05 | 0 0 |
0 | Form 3 |