List of insiders holdings for Octagon XAI CLO Income Fund:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | Octagon Credit Investors LLC Sub-Adviser |
2025-01-03 15:03:42 | 94,507 0 |
94,507 | Form 4 |
| 2 | Gordon Andrew David Sub-Adviser Inv Comm Member |
2025-01-03 15:08:16 | 0 21,025 |
21,025 | Form 4 |
| 3 | Boger Maegan Gallagher Sub-Adviser Inv Comm Member |
2025-01-06 15:24:17 | 20,970 0 |
20,970 | Form 4 |
| 4 | Mohr Gretchen Mae Sub-Adviser Inv Comm Member |
2025-01-06 15:22:23 | 20,946 0 |
20,946 | Form 4 |
| 5 | Nechamkin Michael Bennett Sub-Adviser Inv Comm Member |
2025-01-03 15:10:08 | 12,577 0 |
12,577 | Form 4 |
| 6 | Law Lauren Kristen Sub-Adviser Inv Comm Member |
2025-01-06 15:26:04 | 10,504 0 |
10,504 | Form 4 |
| 7 | Spence John Yogi Adviser Personnel |
2025-01-07 10:35:03 | 967.12 4,000 |
4,967 | Form 4/A |
| 8 | Gleason Sean Michael Sub-Adviser Inv Comm Member |
2025-01-03 15:05:49 | 4,196 0 |
4,196 | Form 4 |
| 9 | Brombach Theodore J President & CEO |
2024-02-26 16:40:59 | 0 4,000 |
4,000 | Form 3 |
| 10 | XA Investments LLC Investment Adviser |
2024-02-26 16:42:18 | 4,000 0 |
4,000 | Form 3 |
| 11 | McCulloch Benjamin Secretary & CLO |
2025-01-03 18:51:57 | 628.87 0 |
628.87 | Form 4 |
| 12 | Meyers William T. Director |
2025-01-08 09:44:26 | 417.16 0 |
417.16 | Form 4 |
| 13 | Woo Lisa Assistant Treasurer |
2025-03-20 16:24:31 | 0 0 |
0 | Form 3 |
| 14 | Roessler Randi Jean Chief Compliance Officer |
2024-02-23 12:26:52 | 0 0 |
0 | Form 3 |
| 15 | Arment Madeline Assistant Treasurer |
2025-03-05 12:18:17 | 0 0 |
0 | Form 3 |
| 16 | Cupps Danielle Trustee |
2024-02-26 10:29:58 | 0 0 |
0 | Form 3 |
| 17 | Flynn Kimberly Ann Vice President |
2024-02-26 07:58:26 | 0 0 |
0 | Form 3 |
| 18 | FRANKLIN PHILIP G Trustee |
2024-02-26 07:54:33 | 0 0 |
0 | Form 3 |
| 19 | Dingens Gregory Trustee |
2024-02-23 13:59:25 | 0 0 |
0 | Form 3 |
| 20 | Jones Scott C Trustee |
2024-02-23 15:43:42 | 0 0 |
0 | Form 3 |
| 21 | Mullins Derek Jason PFO & Treasurer |
2024-02-23 16:38:20 | 0 0 |
0 | Form 3 |