Insider Holders & Insider Ownership - CATHAY GENERAL BANCORP (CATY)

List of insiders holdings for CATHAY GENERAL BANCORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 TANG ANTHONY M
Vice Chairman
Director
2025-06-11 17:35:41 186,283
780,149
966,432 Form 4
2 CHENG DUNSON K
Executive Chairman
2025-04-03 19:47:08 170,950
669,919
840,869 Form 4
3 WU PETER
Vice Chairman
Director
2025-05-16 20:47:00 1,913
692,153
694,066 Form 4
4 FAT WING K
Director
2005-02-22 14:29:09 63,700
494,972
558,672 Form 4
5 LIU TING Y
Director
2020-05-06 18:13:00 27,282
353,664
380,946 Form 4
6 CHING GEORGE T M
Director
2005-02-03 16:16:36 56,496
324,148
380,644 Form 5
7 CHIU THOMAS C T
Director
2017-04-19 18:11:49 10,020
279,478
289,498 Form 4
8 BUON CRISTIANI RALPH ROY
Director
2003-11-18 18:54:16 229,785
30,308
260,093 Form 4
9 CHAN KELLY L
Director
2024-12-09 17:01:15 86,091
170,417
256,508 Form 4
10 CHANG MICHAEL M Y
Director
2021-04-19 17:29:37 38,135
208,812
246,947 Form 4
11 LEE PATRICK
Director
2017-04-17 18:08:09 1,400
225,899
227,299 Form 4
12 CHEN HENG W
EVP/CFO
2025-04-03 19:45:38 191,040
100
191,140 Form 4
13 CHAN ELENA
SVP/CFO
2003-11-24 15:43:22 137,265
0
137,265 Form 4
14 Liu Chang
President & CEO
2025-04-03 19:43:40 113,643
0
113,643 Form 4
15 TARTAGLIA THOMAS G
Director
2012-02-14 17:41:36 88,200
10,805
99,005 Form 5
16 Tai Pin
CEO
2020-04-03 17:32:11 93,240
925
94,165 Form 4
17 POON JOSEPH C H
Director
2024-04-16 17:58:53 27,519
46,440
73,959 Form 4
18 WOO WILBUR K
Director
2004-12-01 12:58:33 54,600
8,530
63,130 Form 4
19 WONG IRWIN
SEVP, Chief Admin Officer
2020-12-15 12:12:17 36,619
20,093
56,712 Form 4
20 Sun Richard
Director
2025-05-16 20:49:30 2,913
49,649
52,562 Form 4
21 CHUNG NELSON
Director
2025-05-16 20:33:03 8,839
38,593
47,432 Form 4
22 BINGHAM KIM R
EVP, Chief Risk Officer
2024-07-29 19:18:16 0
45,530
45,530 Form 4
23 Lee Mark Hakjoon
EVP, Chief Credit Officer
2023-07-31 20:42:05 26,358
0
26,358 Form 4
24 BREWER JAMES
EVP - Credit Administration
2003-11-24 15:40:30 25,480
0
25,480 Form 4
25 FERNANDEZ FELIX S
Director
2025-05-16 20:35:54 1,913
22,019
23,932 Form 4
26 Chow Donald Sang
EVP
2018-01-03 18:57:43 22,067
0
22,067 Form 4
27 Jelenko Jane H
Director
2025-05-16 20:39:15 1,913
14,228
16,141 Form 4
28 Hung Maan-Huei
Director
2025-05-16 20:40:53 11,114
0
11,114 Form 4
29 Wang Shally
Director
2025-05-16 20:28:28 9,073
0
9,073 Form 4
30 SUN ALBERT
EVP, Chief Credit Officer
2024-07-02 19:20:28 8,783
0
8,783 Form 4
31 Kim Lisa L.
EVP, General Counsel
2020-04-03 17:36:06 7,641
0
7,641 Form 4
32 OEI PERRY
General Counsel & Secretary
2014-05-12 14:52:50 4,398
0
4,398 Form 4
33 Lo Thomas M.
EVP, Chief Admin Officer
2025-05-14 17:53:32 4,000
0
4,000 Form 4
34 Chan May K.
SVP, General Counsel
2025-03-19 21:46:23 3,157
0
3,157 Form 4
35 Kono Ann
Director
2025-05-16 20:51:07 1,913
0
1,913 Form 4
36 Woo Elizabeth A.
Director
2025-05-16 20:52:25 1,913
0
1,913 Form 4
37 Deen Diana G.
EVP, Chief Risk Officer
2025-01-27 20:33:04 0
0
0 Form 3