List of insiders holdings for HERZFELD CARIBBEAN BASIN FUND INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | HERZFELD THOMAS J Chairman of the Advisor |
2025-07-02 16:00:07 | 1,754,350 0 |
1,754,350 | Form 4 |
2 | Herzfeld Erik Mervin President |
2025-07-02 16:00:06 | 695,412 0 |
695,412 | Form 4 |
3 | GOLDSTEIN PHILLIP 10% Owner |
2022-01-31 13:13:57 | 165,573 0 |
165,573 | Form 13G |
4 | Herzfeld Brigitta Suzanne Director |
2025-07-02 16:00:03 | 138,775 0 |
138,775 | Form 4 |
5 | Paylor Ryan M Portfolio Manager |
2025-07-02 16:00:04 | 54,860 0 |
54,860 | Form 4 |
6 | LIEFF ANN S Director |
2025-07-02 16:00:12 | 47,289 0 |
47,289 | Form 4 |
7 | GONDOR CECILIA L Director |
2025-07-02 16:00:13 | 46,674 0 |
46,674 | Form 4 |
8 | Gelety John A Director |
2025-07-02 16:00:10 | 10,981 0 |
10,981 | Form 4 |
9 | TATUM KAY W Director |
2025-07-02 16:00:09 | 5,591 0 |
5,591 | Form 4 |
10 | WEINTRAUB ALBERT L Director |
2005-07-06 11:10:26 | 0 500 |
500 | Form 5 |
11 | Richmond Zachary Paul Treasurer |
2020-02-12 18:21:08 | 0 0 |
0 | Form 3 |
12 | Tham Alice Secretary |
2018-11-13 16:04:44 | 0 0 |
0 | Form 3 |
13 | Morgan Thomas K CCO |
2018-09-19 14:00:37 | 0 0 |
0 | Form 3 |
14 | Oro Jose Raphael Former Access Person |
2016-05-03 16:49:28 | 0 0 |
0 | Form 4 |
15 | Babun Teofilo Abraham Former Access Person |
2015-09-03 16:05:25 | 0 0 |
0 | Form 4 |
16 | RUBIN MICHAEL A Former Director Director |
2014-11-25 16:00:15 | 0 0 |
0 | Form 4 |
17 | Lee Reanna J.M. Secretary/Treasurer/CCO |
2014-09-17 16:01:11 | 0 0 |
0 | Form 3 |