Insider Holders & Insider Ownership - HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

List of insiders holdings for HERZFELD CARIBBEAN BASIN FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 HERZFELD THOMAS J
Chairman of the Advisor
2025-07-02 16:00:07 1,754,350
0
1,754,350 Form 4
2 Herzfeld Erik Mervin
President
2025-07-02 16:00:06 695,412
0
695,412 Form 4
3 GOLDSTEIN PHILLIP
10% Owner
2022-01-31 13:13:57 165,573
0
165,573 Form 13G
4 Herzfeld Brigitta Suzanne
Director
2025-07-02 16:00:03 138,775
0
138,775 Form 4
5 Paylor Ryan M
Portfolio Manager
2025-07-02 16:00:04 54,860
0
54,860 Form 4
6 LIEFF ANN S
Director
2025-07-02 16:00:12 47,289
0
47,289 Form 4
7 GONDOR CECILIA L
Director
2025-07-02 16:00:13 46,674
0
46,674 Form 4
8 Gelety John A
Director
2025-07-02 16:00:10 10,981
0
10,981 Form 4
9 TATUM KAY W
Director
2025-07-02 16:00:09 5,591
0
5,591 Form 4
10 WEINTRAUB ALBERT L
Director
2005-07-06 11:10:26 0
500
500 Form 5
11 Richmond Zachary Paul
Treasurer
2020-02-12 18:21:08 0
0
0 Form 3
12 Tham Alice
Secretary
2018-11-13 16:04:44 0
0
0 Form 3
13 Morgan Thomas K
CCO
2018-09-19 14:00:37 0
0
0 Form 3
14 Oro Jose Raphael
Former Access Person
2016-05-03 16:49:28 0
0
0 Form 4
15 Babun Teofilo Abraham
Former Access Person
2015-09-03 16:05:25 0
0
0 Form 4
16 RUBIN MICHAEL A
Former Director
Director
2014-11-25 16:00:15 0
0
0 Form 4
17 Lee Reanna J.M.
Secretary/Treasurer/CCO
2014-09-17 16:01:11 0
0
0 Form 3