Insider Holders & Insider Ownership - Capstone Holding Corp. (CAPS)

List of insiders holdings for Capstone Holding Corp.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Lipman Matthew E.
BP Peptides LLC
Director
10% Owner
2019-08-20 17:24:43 22,920,008
0
22,920,008 Form 13D
2 MILLER LLOYD I III
10% Owner
2017-10-10 15:00:01 0
7,657,422
7,657,422 Form 4
3 SUBIN NEIL S
10% Owner
2019-02-13 16:43:52 7,554,422
0
7,554,422 Form 13G
4 Lipman Matthew E.
Chief Executive Officer
10% Owner
2025-04-22 15:53:49 0
2,656,758
2,656,758 Form 3
5 BVF PARTNERS L P
BIOTECHNOLOGY VALUE FUND L P
BIOTECHNOLOGY VALUE FUND II LP
BVF INVESTMENTS LLC
BVF INC
LAMPERT MARK N
See Explanation of Responses
2017-07-18 19:59:00 0
890,487
890,487 Form 4
6 STEER RANDOLPH C
Consultant
2015-06-23 15:17:56 878,000
0
878,000 Form 4
7 HOWSE ELWOOD D
Director
2016-11-14 11:47:38 421,500
0
421,500 Form 4
8 RYABY JAMES T PHD
Sr VP Chief Scientific Officer
2006-06-06 15:23:26 402,500
0
402,500 Form 4
9 WHITE AUGUSTUS A
Director
2012-01-03 15:26:37 379,031
8,846
387,877 Form 4
10 Shinbaum Dana B
VP Business Development
2011-01-18 13:21:42 357,255
0
357,255 Form 4
11 WARDELL WILLIAM M
Director
2012-01-03 15:26:52 290,702
0
290,702 Form 4
12 Fangmann Eric W
Director
2016-01-25 13:40:55 210,000
0
210,000 Form 4
13 Pusey James M
Chief Executive Officer
2006-03-30 19:28:23 146,000
0
146,000 Form 4
14 CASEY MICHAEL D
Director
2007-01-04 17:19:37 124,095
0
124,095 Form 4
15 Alimco Financial Corp
See Remarks
2019-02-11 13:00:52 103,000
0
103,000 Form 13G
16 TAEGER LESLIE M
SVP Chief Financial Officer
2017-01-06 17:00:17 94,574
0
94,574 Form 4
17 Spiegel Robert J.
Director
2012-01-03 15:27:07 90,000
0
90,000 Form 4
18 STURMAN SHERRY A
Chief Financial Officer and VP
2004-11-19 13:30:14 25,500
0
25,500 Form 4
19 ALTMAN STUART H
Director
2005-01-04 16:15:19 10,000
0
10,000 Form 4
20 HOLLIMAN JOHN M III
Director
2025-04-14 19:04:52 1,095
0
1,095 Form 3
21 TROTTER THOMAS R
Chief Executive Officer
2004-11-19 13:29:41 500
0
500 Form 4
22 TOPOREK MICHAEL
See Explanation of Responses
2017-07-24 17:13:50 0
0
0 Form 3
23 FELDMAN FREDRIC J
Director
2025-04-11 18:20:35 0
0
0 Form 3
24 SCHULTZ EDWARD CHRISTOPHER
Chief Financial Officer
2025-04-22 15:55:58 0
0
0 Form 3