Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2021-05-12
Sale		 2021-05-14
4:55 pm		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 50,608 $146.56 $7,417,048 40,430
(Direct)		 View
2021-05-12
Sale		 2021-05-14
4:44 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $147.43 $589,720 33,107
(Direct)		 View
2021-05-11
Sale		 2021-05-12
5:10 pm		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 438 $148.71 $65,135 4,772
(Direct)		 View
2021-05-10
Sale		 2021-05-12
5:01 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 50,905 $154.39 $7,859,404 73,203
(Direct)		 View
2021-05-10
Sale		 2021-05-12
4:53 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 15,594 $154.41 $2,407,861 204,015
(Direct)		 View
2021-03-08
Sale		 2021-03-10
5:16 pm		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 1,406 $136.67 $192,158 22,902
(Direct)		 View
2021-02-26
Sale		 2021-03-01
8:00 pm		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 907 $130.23 $118,119 25,594
(Direct)		 View
2021-02-26
Sale		 2021-03-01
7:54 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 943 $130.23 $122,807 24,392
(Direct)		 View
2021-02-26
Sale		 2021-03-01
7:40 pm		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 926 $130.23 $120,593 27,523
(Direct)		 View
2021-03-01
Sale		 2021-03-01
7:30 pm		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 476 $136.41 $64,931 5,210
(Direct)		 View
2021-02-26
Sale		 2021-03-01
7:24 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 1,512 $131.31 $198,533 12,393
(Direct)		 View
2021-02-26
Sale		 2021-03-01
7:17 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 2,558 $130.23 $333,128 204,015
(Direct)		 View
2021-02-24
Sale		 2021-02-25
5:53 pm		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 4,661 $134.94 $628,955 24,860
(Direct)		 View
2021-02-24
Sale		 2021-02-25
5:40 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 513 $134.94 $69,224 23,725
(Direct)		 View
2021-02-24
Sale		 2021-02-25
5:34 pm		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 4,489 $134.94 $605,746 16,691
(Direct)		 View
2021-02-23
Sale		 2021-02-25
5:29 pm		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 13,414 $133.44 $1,789,972 26,543
(Direct)		 View
2021-02-24
Sale		 2021-02-25
5:17 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 8,847 $134.94 $1,193,814 13,126
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2021-05-12
Exercise		 2021-05-14
4:55 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 27,936 $45.55 40,430
(Direct)		 View
2021-05-12
Exercise		 2021-05-14
4:55 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 25,210 $31.6 40,430
(Direct)		 View
2021-05-12
Exercise		 2021-05-14
4:55 pm		 N/A
2023-02-22		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 53,146 $0 40,430
(Direct)		 View
2021-05-12
Exercise		 2021-05-14
4:44 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $48.09 33,107
(Direct)		 View
2021-05-12
Exercise		 2021-05-14
4:44 pm		 N/A
2024-09-03		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $0 33,107
(Direct)		 View
2021-05-10
Exercise		 2021-05-12
5:01 pm		 N/A
2025-10-30		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 50,905 $0 73,203
(Direct)		 View
2021-05-10
Exercise		 2021-05-12
5:01 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 33,300 $19.85 73,203
(Direct)		 View
2021-05-10
Exercise		 2021-05-12
5:01 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 17,605 $42.6 73,203
(Direct)		 View
2021-05-10
Exercise		 2021-05-12
4:53 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 15,594 $0 204,015
(Direct)		 View
2021-05-10
Exercise		 2021-05-12
4:53 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 15,594 $54.81 204,015
(Direct)		 View
2021-05-06
Option Award		 2021-05-10
8:22 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 1,593 $0 9,060
(Direct)		 View
2021-05-06
Option Award		 2021-05-10
8:16 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 1,593 $0 50,827
(Direct)		 View
2021-05-06
Option Award		 2021-05-10
8:11 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 1,051 $0 132,488
(Direct)		 View
2021-05-06
Option Award		 2021-05-10
8:06 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director		 1,593 $0 31,755
(Direct)		 View
2021-05-06
Option Award		 2021-05-10
8:02 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 1,051 $0 8,063
(Direct)		 View
2021-05-06
Option Award		 2021-05-10
7:57 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 1,593 $0 18,368
(Direct)		 View
2021-05-06
Option Award		 2021-05-10
7:53 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 1,051 $0 21,183
(Direct)		 View
2021-05-06
Option Award		 2021-05-10
7:49 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 1,593 $0 10,848
(Direct)		 View
2021-03-30
Option Award		 2021-04-01
5:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 10 $0 7,467
(Direct)		 View
2021-03-30
Option Award		 2021-04-01
5:09 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 33 $0 49,234
(Direct)		 View
2021-03-30
Option Award		 2021-04-01
5:02 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 17 $0 131,437
(Direct)		 View
2021-03-30
Option Award		 2021-04-01
4:56 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 4 $0 7,012
(Direct)		 View
2021-03-30
Option Award		 2021-04-01
4:50 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 24 $0 16,775
(Direct)		 View
2021-03-30
Option Award		 2021-04-01
4:44 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 4 $0 20,132
(Direct)		 View
2021-03-30
Option Award		 2021-04-01
4:37 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 6 $0 9,255
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
8:20 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 915 $132.1 37,892
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
8:20 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 2,457 $0 37,892
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
8:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 788 $132.1 24,308
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
8:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 4,259 $0 24,308
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
8:11 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Simonich Brent
EVP, CAO and Treasurer		 2,027 $0 3,936
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
8:07 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SEMERJIAN DAYTON
Managing Director
Director		 453 $132.1 13,108
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
8:07 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SEMERJIAN DAYTON
Managing Director
Director		 2,866 $0 13,108
(Direct)		 View
2021-02-26
Tax Withholding		 2021-03-01
8:07 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SEMERJIAN DAYTON
Managing Director
Director		 1,863 $131.54 13,108
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
8:00 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 1,307 $132.1 25,594
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
8:00 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 2,948 $0 25,594
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:54 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 929 $132.1 24,392
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:54 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 2,539 $0 24,392
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:45 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 591 $132.1 18,131
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:45 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 2,031 $0 18,131
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:40 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 3,008 $132.1 27,523
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:40 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 4,914 $0 27,523
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:36 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Fandrey Edward
Managing Director
Director		 28,175 $0 28,175
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:30 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 388 $132.1 5,210
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:30 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 1,965 $0 5,210
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:24 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 1,488 $132.1 12,393
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:24 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 3,767 $0 12,393
(Direct)		 View
2021-02-25
Gift		 2021-03-01
7:24 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 1,500 $0 12,393
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 2,291 $132.1 204,015
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 14,743 $0 204,015
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:59 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 8,144 $0 36,350
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:59 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 3,162 $135.41 36,350
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:53 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 11,076 $0 24,860
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:53 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 4,691 $135.41 24,860
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:40 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 8,144 $0 23,725
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:40 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 3,763 $135.41 23,725
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:34 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 6,124 $0 16,691
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:34 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 2,399 $135.41 16,691
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:29 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 7,538 $0 26,543
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:29 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 3,810 $135.41 26,543
(Direct)		 View
2021-02-23
Exercise		 2021-02-25
5:29 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 8,745 $65.5 26,543
(Direct)		 View
2021-02-23
Exercise		 2021-02-25
5:29 pm		 N/A
2028-02-23		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 8,745 $0 26,543
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:22 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 134 $135.41 4,109
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 13,682 $0 13,126
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 6,544 $135.41 13,126
(Direct)		 View
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