Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2021-02-24
Sale		 2021-02-25
5:09 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 25,294 $136.11 $3,442,719 194,121
(Direct)		 View
2021-02-16
Purchase		 2021-02-17
6:34 pm		 LPL Financial Holdings Inc. LPLA Simonich Brent
EVP, CAO and Treasurer		 1,909 $131 $250,079 1,909
(Direct)		 View
2021-02-12
Sale		 2021-02-17
6:18 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $128.16 $512,640 32,572
(Direct)		 View
2021-02-16
Sale		 2021-02-17
6:11 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 7,974 $130.86 $1,043,478 194,121
(Direct)		 View
2021-02-10
Sale		 2021-02-12
6:15 pm		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 17,984 $127.74 $2,297,327 27,484
(Direct)		 View
2021-02-09
Sale		 2021-02-11
4:43 pm		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 1,473 $124.89 $183,963 4,243
(Direct)		 View
2020-11-24
Sale		 2020-11-25
4:27 pm		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 5,225 $95 $496,375 33,270
(Direct)		 View
2020-11-16
Sale		 2020-11-17
7:40 pm		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 6,300 $91.22 $574,686 17,455
(Direct)		 View
2020-11-12
Sale		 2020-11-13
7:14 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $86.79 $347,160 23,659
(Direct)		 View
2020-11-09
Sale		 2020-11-12
5:38 pm		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 3,984 $86 $342,624 20,837
(Direct)		 View
2020-11-09
Sale		 2020-11-12
5:34 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 12,500 $87.46 $1,093,281 14,835
(Direct)		 View
2020-11-09
Sale		 2020-11-12
5:28 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 12,892 $85 $1,095,820 227,753
(Direct)		 View
2020-09-03
Sale		 2020-09-08
4:31 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 1,956 $85.43 $167,092 270,131
(Direct)		 View
2020-08-12
Sale		 2020-08-14
5:22 pm		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 22,573 $84.36 $1,904,159 30,508
(Direct)		 View
2020-08-12
Sale		 2020-08-14
5:12 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $84.33 $337,320 27,659
(Direct)		 View
2020-08-12
Sale		 2020-08-14
4:35 pm		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 50,767 $84.29 $4,279,125 36,040
(Direct)		 View
2020-08-11
Sale		 2020-08-13
6:43 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 15,152 $85.28 $1,292,218 255,210
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2021-02-23
Option Award		 2021-02-25
5:09 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 50,170 $0 194,121
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:09 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 24,876 $135.41 194,121
(Direct)		 View
2021-02-12
Exercise		 2021-02-17
6:18 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $0 32,572
(Direct)		 View
2021-02-12
Exercise		 2021-02-17
6:18 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 3,802 $54.81 32,572
(Direct)		 View
2021-02-12
Exercise		 2021-02-17
6:18 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 198 $48.09 32,572
(Direct)		 View
2021-02-13
Tax Withholding		 2021-02-17
6:11 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 4,962 $130.24 194,121
(Direct)		 View
2020-12-11
Gift		 2021-02-12
6:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 3,048 $0 27,484
(Direct)		 View
2021-02-10
Exercise		 2021-02-12
6:15 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 12,476 $0 27,484
(Direct)		 View
2021-02-10
Exercise		 2021-02-12
6:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 12,476 $54.81 27,484
(Direct)		 View
2020-12-11
Ownership		 2021-02-12
6:08 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 5,102 $0 207,057
(Direct)		 View
2021-02-09
Exercise		 2021-02-11
4:43 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 1,473 $19.85 4,243
(Direct)		 View
2021-02-09
Exercise		 2021-02-11
4:43 pm		 N/A
2026-02-25		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 1,473 $0 4,243
(Direct)		 View
2020-12-03
Exercise		 2020-12-04
4:49 pm		 N/A
2020-12-22		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 860 $0 31,368
(Direct)		 View
2020-12-03
Exercise		 2020-12-04
4:49 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 860 $34.61 31,368
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:16 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 17 $0 7,457
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:14 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 56 $0 49,201
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:11 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 29 $0 131,420
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:09 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 7 $0 7,008
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:06 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 41 $0 16,751
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:03 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 7 $0 20,124
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:01 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 10 $0 9,249
(Direct)		 View
2020-11-24
Exercise		 2020-11-25
4:27 pm		 N/A
2022-05-30		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 5,225 $0 33,270
(Direct)		 View
2020-11-24
Exercise		 2020-11-25
4:27 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 5,225 $31.61 33,270
(Direct)		 View
2020-11-12
Exercise		 2020-11-13
7:14 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $0 23,659
(Direct)		 View
2020-11-12
Exercise		 2020-11-13
7:14 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $54.81 23,659
(Direct)		 View
2020-08-07
Gift		 2020-11-12
5:34 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 2,000 $0 14,835
(Direct)		 View
2020-11-09
Exercise		 2020-11-12
5:28 pm		 N/A
2025-03-06		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 12,892 $0 227,753
(Direct)		 View
2020-11-09
Exercise		 2020-11-12
5:28 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 10,653 $45.55 227,753
(Direct)		 View
2020-11-09
Exercise		 2020-11-12
5:28 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 2,239 $54.81 227,753
(Direct)		 View
2020-09-07
Tax Withholding		 2020-09-09
4:36 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 3,552 $83.76 24,821
(Direct)		 View
2020-09-03
Exercise		 2020-09-08
4:31 pm		 N/A
2025-03-06		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 1,956 $0 270,131
(Direct)		 View
2020-09-03
Exercise		 2020-09-08
4:31 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 1,556 $45.55 270,131
(Direct)		 View
2020-09-03
Exercise		 2020-09-08
4:31 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 400 $54.81 270,131
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:57 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 21 $0 7,440
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:52 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 63 $0 49,145
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:48 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 32 $0 131,391
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:42 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 8 $0 7,001
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:37 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 47 $0 16,710
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:33 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 15 $0 20,110
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:28 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 12 $0 9,239
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
5:22 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 16,017 $0 30,508
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
5:22 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 16,017 $54.81 30,508
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
5:12 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $0 27,659
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
5:12 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $54.81 27,659
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
4:35 pm		 N/A
2022-02-09		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 50,767 $0 36,040
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
4:35 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 28,774 $45.55 36,040
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
4:35 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 14,676 $39.48 36,040
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
4:35 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 7,317 $32.26 36,040
(Direct)		 View
2020-08-11
Exercise		 2020-08-13
6:43 pm		 N/A
2025-03-06		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 15,152 $0 255,210
(Direct)		 View
2020-08-11
Exercise		 2020-08-13
6:43 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 13,153 $45.55 255,210
(Direct)		 View
2020-08-11
Exercise		 2020-08-13
6:43 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 1,999 $54.81 255,210
(Direct)		 View
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