Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2023-02-27
Sale		 2023-02-28
6:35 pm		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 4,439 $248.13 $1,101,449 25,196
(Direct)		 View
2023-02-27
Sale		 2023-02-28
6:11 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 7,111 $246.17 $1,750,480 12,644
(Direct)		 View
2023-02-27
Sale		 2023-02-28
6:04 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 38,444 $246.2 $9,464,734 154,884
(Direct)		 View
2023-02-16
Sale		 2023-02-21
4:53 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 17,773 $248.98 $4,425,145 23,327
(Direct)		 View
2023-02-13
Sale		 2023-02-15
4:34 pm		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 20,519 $241.84 $4,962,330 24,555
(Direct)		 View
2023-02-06
Sale		 2023-02-08
4:42 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 20,810 $239.3 $4,979,733 12,667
(Direct)		 View
2022-11-18
Purchase		 2022-11-21
5:21 pm		 LPL Financial Holdings Inc. LPLA Simonich Brent
EVP, CAO and Treasurer		 920 $219.15 $201,618 6,042
(Direct)		 View
2022-11-17
Sale		 2022-11-21
5:13 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 5,213 $213.8 $1,114,539 41,100
(Direct)		 View
2022-11-18
Purchase		 2022-11-21
5:07 pm		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 458 $217.74 $99,725 22,052
(Indirect
Direct)		 View
2022-10-31
Sale		 2022-11-02
4:50 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 20,000 $257.09 $5,141,815 33,477
(Direct)		 View
2022-10-05
Sale		 2022-10-07
5:18 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 20,000 $240.27 $4,805,400 235,954
(Direct)		 View
2022-08-17
Sale		 2022-08-19
5:13 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 12,883 $227.57 $2,931,755 38,633
(Direct)		 View
2022-08-17
Sale		 2022-08-19
5:02 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 11,391 $230.63 $2,627,068 260,739
(Direct)		 View
2022-08-15
Sale		 2022-08-17
6:20 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 13,609 $226.78 $3,086,282 385,261
(Direct)		 View
2022-08-04
Sale		 2022-08-08
4:48 pm		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 7,355 $216.64 $1,593,387 24,078
(Direct)		 View
2022-07-29
Sale		 2022-08-02
8:16 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 39,015 $210.33 $8,206,025 162,608
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2023-02-25
Option Award		 2023-02-28
6:35 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 9,361 $0 25,196
(Direct)		 View
2023-02-25
Tax Withholding		 2023-02-28
6:35 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 4,281 $247.3 25,196
(Direct)		 View
2023-02-25
Option Award		 2023-02-28
6:30 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director		 776 $0 4,628
(Direct)		 View
2023-02-25
Tax Withholding		 2023-02-28
6:30 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director		 276 $247.3 4,628
(Direct)		 View
2023-02-25
Option Award		 2023-02-28
6:23 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director		 5,938 $0 24,537
(Direct)		 View
2023-02-25
Tax Withholding		 2023-02-28
6:23 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director		 2,540 $247.3 24,537
(Direct)		 View
2023-02-25
Option Award		 2023-02-28
6:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 7,805 $0 9,978
(Direct)		 View
2023-02-25
Tax Withholding		 2023-02-28
6:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 3,477 $247.3 9,978
(Direct)		 View
2023-02-25
Option Award		 2023-02-28
6:11 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 15,876 $0 12,644
(Direct)		 View
2023-02-25
Tax Withholding		 2023-02-28
6:11 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 8,788 $247.3 12,644
(Direct)		 View
2023-02-25
Option Award		 2023-02-28
6:04 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 79,534 $0 154,884
(Direct)		 View
2023-02-25
Tax Withholding		 2023-02-28
6:04 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 39,519 $247.3 154,884
(Direct)		 View
2022-10-06
Ownership		 2023-02-21
4:47 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 4,510 $0 153,313
(Direct)		 View

Ownership		 2023-02-21
4:34 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director		 0 $0 4,128
(Direct)		 View
2023-02-13
Exercise		 2023-02-15
4:34 pm		 N/A
2023-02-22		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 20,519 $0 24,555
(Direct)		 View
2023-02-13
Exercise		 2023-02-15
4:34 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 20,519 $31.6 24,555
(Direct)		 View
2023-02-06
Exercise		 2023-02-08
4:42 pm		 N/A
2026-02-25		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 20,810 $0 12,667
(Direct)		 View
2023-02-06
Exercise		 2023-02-08
4:42 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 20,810 $19.85 12,667
(Direct)		 View
2023-02-01
Option Award		 2023-02-03
4:25 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Ko Albert J
Director		 173 $0 173
(Direct)		 View
2022-11-28
Option Award		 2022-11-30
5:50 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 8 $0 10,465
(Direct)		 View
2022-11-28
Option Award		 2022-11-30
5:46 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 20 $0 52,357
(Direct)		 View
2022-11-28
Option Award		 2022-11-30
5:41 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 10 $0 133,929
(Direct)		 View
2022-11-28
Option Award		 2022-11-30
5:36 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 4 $0 8,909
(Direct)		 View
2022-11-28
Option Award		 2022-11-30
5:31 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 16 $0 22,068
(Direct)		 View
2022-11-28
Option Award		 2022-11-30
5:25 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 6 $0 22,050
(Direct)		 View
2022-11-28
Option Award		 2022-11-30
5:18 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 5 $0 12,229
(Direct)		 View
2022-11-17
Exercise		 2022-11-21
5:13 pm		 N/A
2029-02-25		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 7,680 $0 41,100
(Direct)		 View
2022-11-17
Exercise		 2022-11-21
5:13 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 7,680 $77.53 41,100
(Direct)		 View
2022-10-31
Exercise		 2022-11-02
4:50 pm		 N/A
2026-02-25		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 20,000 $0 33,477
(Direct)		 View
2022-10-31
Exercise		 2022-11-02
4:50 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 20,000 $19.85 33,477
(Direct)		 View
2022-10-05
Exercise		 2022-10-07
5:18 pm		 N/A
2027-03-13		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 20,000 $0 235,954
(Direct)		 View
2022-09-14
Gift		 2022-10-07
5:18 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 4,785 $0 235,954
(Direct)		 View
2022-10-05
Exercise		 2022-10-07
5:18 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 20,000 $39.48 235,954
(Direct)		 View
2022-09-07
Tax Withholding		 2022-09-09
5:22 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 3,737 $223.79 20,341
(Direct)		 View
2022-08-31
Option Award		 2022-09-02
5:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 8 $0 10,457
(Direct)		 View
2022-08-31
Option Award		 2022-09-02
5:13 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 22 $0 52,337
(Direct)		 View
2022-08-31
Option Award		 2022-09-02
5:09 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 12 $0 133,919
(Direct)		 View
2022-08-31
Option Award		 2022-09-02
5:05 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 4 $0 8,905
(Direct)		 View
2022-08-31
Option Award		 2022-09-02
5:00 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 16 $0 21,594
(Direct)		 View
2022-08-31
Option Award		 2022-09-02
4:53 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 6 $0 22,044
(Direct)		 View
2022-08-31
Option Award		 2022-09-02
4:49 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 5 $0 12,224
(Direct)		 View
2022-08-17
Exercise		 2022-08-19
5:13 pm		 N/A
2028-02-23		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 9,448 $0 38,633
(Direct)		 View
2022-08-17
Exercise		 2022-08-19
5:13 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 9,448 $65.5 38,633
(Direct)		 View
2022-08-17
Exercise		 2022-08-19
5:02 pm		 N/A
2027-03-13		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 11,391 $0 260,739
(Direct)		 View
2022-08-17
Exercise		 2022-08-19
5:02 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 11,391 $39.48 260,739
(Direct)		 View
2022-08-15
Exercise		 2022-08-17
6:20 pm		 N/A
2027-03-13		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 13,609 $0 385,261
(Direct)		 View
2022-08-15
Exercise		 2022-08-17
6:20 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 13,609 $39.48 385,261
(Direct)		 View
2022-08-04
Exercise		 2022-08-08
4:48 pm		 N/A
2029-02-25		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 7,355 $0 24,078
(Direct)		 View
2022-08-04
Exercise		 2022-08-08
4:48 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 7,355 $77.53 24,078
(Direct)		 View
2022-07-29
Exercise		 2022-08-02
8:16 pm		 N/A
2026-02-25		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 39,015 $0 162,608
(Direct)		 View
2022-07-29
Exercise		 2022-08-02
8:16 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 39,015 $19.85 162,608
(Direct)		 View
2022-06-24
Option Award		 2022-06-28
6:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 9 $0 10,449
(Direct)		 View
2022-06-24
Option Award		 2022-06-28
6:10 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 25 $0 52,315
(Direct)		 View
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