Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
Goto 0, 1, 2, ...7, 8, Next
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2025-06-05
Sale
2025-06-09
4:12 pm
LPL Financial Holdings Inc. LPLA Gates Greg
Group Managing Director
Director
1,500 $378.87 $568,300 22,354
(Direct)
View
2025-06-02
Sale
2025-06-04
4:13 pm
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Group Managing Director
Director
80 $383.99 $30,719 5,662
(Direct)
View
2025-03-14
Sale
2025-03-17
4:24 pm
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director
80 $311.87 $24,950 5,742
(Direct)
View
2025-02-26
Sale
2025-02-27
6:14 pm
LPL Financial Holdings Inc. LPLA Cohen Marc Eliot
Managing Director
Director
1,100 $365.85 $402,435 4,094
(Indirect
Direct)
View
2025-02-26
Sale
2025-02-27
6:05 pm
LPL Financial Holdings Inc. LPLA Audette Matthew J
President and CFO
4,588 $360.07 $1,652,001 16,538
(Direct)
View
2025-02-18
Sale
2025-02-20
4:13 pm
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Chief Executive Officer
3,500 $373.79 $1,308,265 21,396
(Direct)
View
2025-02-10
Sale
2025-02-12
4:13 pm
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
5,154 $369.33 $1,903,527 10,495
(Direct)
View
2025-02-05
Sale
2025-02-07
4:15 pm
LPL Financial Holdings Inc. LPLA Audette Matthew J
President and CFO
28,777 $365.14 $10,507,676 12,763
(Direct)
View
2024-12-05
Sale
2024-12-09
5:11 pm
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director
305 $331.94 $101,242 3,920
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2025-06-02
Gift
2025-06-04
4:17 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
238 $0 44,024
(Direct)
View
2025-05-23
Option Award
2025-05-28
4:56 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
910 $0 13,822
(Direct)
View
2025-05-23
Option Award
2025-05-28
4:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
910 $0 44,262
(Direct)
View
2025-05-23
Option Award
2025-05-28
4:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
602 $0 136,639
(Direct)
View
2025-05-23
Option Award
2025-05-28
4:47 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director
910 $0 36,371
(Direct)
View
2025-05-23
Option Award
2025-05-28
4:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
602 $0 11,037
(Direct)
View
2025-05-23
Option Award
2025-05-28
4:38 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Ko Albert J
Director
910 $0 2,566
(Direct)
View
2025-05-23
Option Award
2025-05-28
4:34 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
910 $0 26,067
(Direct)
View
2025-05-23
Option Award
2025-05-28
4:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
602 $0 17,026
(Direct)
View
2025-05-23
Option Award
2025-05-28
4:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
910 $0 15,182
(Direct)
View
2025-03-25
Option Award
2025-03-26
4:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
4 $0 12,912
(Direct)
View
2025-03-24
Gift
2025-03-26
4:29 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
110 $0 43,352
(Direct)
View
2025-03-25
Option Award
2025-03-26
4:29 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
15 $0 43,352
(Direct)
View
2025-03-25
Option Award
2025-03-26
4:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
8 $0 136,037
(Direct)
View
2025-03-25
Option Award
2025-03-26
4:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
2 $0 10,435
(Direct)
View
2025-03-25
Option Award
2025-03-26
4:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
11 $0 25,157
(Direct)
View
2025-03-25
Option Award
2025-03-26
4:10 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
4 $0 16,424
(Direct)
View
2025-03-25
Option Award
2025-03-26
4:08 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
3 $0 14,272
(Direct)
View
2025-03-13
Gift
2025-03-17
4:19 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
4,305 $0 16,420
(Direct)
View

Ownership
2025-03-10
4:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Reeping Katharine
Principal Accounting Officer
0 $0 2,028
(Direct)
View
2025-02-25
Tax Withholding
2025-02-27
6:36 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Chief Executive Officer
4,764 $357.36 31,439
(Direct)
View
2025-02-25
Option Award
2025-02-27
6:36 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Chief Executive Officer
14,807 $0 31,439
(Direct)
View
2025-02-25
Tax Withholding
2025-02-27
6:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director
992 $357.36 5,822
(Direct)
View
2025-02-25
Option Award
2025-02-27
6:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director
2,894 $0 5,822
(Direct)
View
2025-02-25
Tax Withholding
2025-02-27
6:29 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director
3,319 $357.36 23,854
(Direct)
View
2025-02-25
Option Award
2025-02-27
6:29 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director
8,327 $0 23,854
(Direct)
View
2025-02-25
Tax Withholding
2025-02-27
6:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
3,130 $357.36 13,588
(Direct)
View
2025-02-25
Option Award
2025-02-27
6:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
6,223 $0 13,588
(Direct)
View
2025-02-25
Option Award
2025-02-27
6:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Dadyar Sara
Managing Director
Director
1,797 $0 1,797
(Direct)
View
2025-02-25
Tax Withholding
2025-02-27
6:14 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Cohen Marc Eliot
Managing Director
Director
673 $357.36 4,094
(Direct)
View
2025-02-25
Option Award
2025-02-27
6:14 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Cohen Marc Eliot
Managing Director
Director
1,914 $0 4,094
(Direct)
View
2025-02-25
Tax Withholding
2025-02-27
6:08 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Brown Althea
Managing Director
Director
237 $357.36 6,711
(Direct)
View
2025-02-25
Option Award
2025-02-27
6:08 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Brown Althea
Managing Director
Director
1,272 $0 6,711
(Direct)
View
2025-02-25
Tax Withholding
2025-02-27
6:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
President and CFO
4,738 $357.36 16,538
(Direct)
View
2025-02-25
Option Award
2025-02-27
6:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
President and CFO
13,101 $0 16,538
(Direct)
View
2025-02-10
Exercise
2025-02-12
4:13 pm
N/A
2027-03-13
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
5,154 $0 10,495
(Direct)
View
2025-02-10
Exercise
2025-02-12
4:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
5,154 $39.48 10,495
(Direct)
View
2025-02-06
Gift
2025-02-07
4:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
President and CFO
900 $0 12,763
(Direct)
View
2025-02-05
Exercise
2025-02-07
4:15 pm
N/A
2028-02-23
LPL Financial Holdings Inc. LPLA Audette Matthew J
President and CFO
28,777 $0 12,763
(Direct)
View
2025-02-05
Exercise
2025-02-07
4:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
President and CFO
15,874 $65.5 12,763
(Direct)
View
2025-02-05
Exercise
2025-02-07
4:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
President and CFO
12,903 $77.53 12,763
(Direct)
View

Ownership
2024-12-31
6:34 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Cohen Marc Eliot
Managing Director
Director
0 $0 6,165
(Direct)
View
2024-12-02
Option Award
2024-12-04
4:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
5 $0 12,908
(Direct)
View
2024-12-02
Option Award
2024-12-04
4:47 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
16 $0 43,337
(Direct)
View
2024-12-02
Option Award
2024-12-04
4:42 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
8 $0 136,029
(Direct)
View
2024-12-02
Option Award
2024-12-04
4:38 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
2 $0 10,433
(Direct)
View
2024-12-02
Option Award
2024-12-04
4:32 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
12 $0 25,146
(Direct)
View
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