Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-05-04
Purchase
2023-05-05
08:24 am
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
557 $180.23 $100,388 22,649
(Indirect
Direct)
View
2023-02-27
Sale
2023-02-28
6:43 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
4,809 $246.18 $1,183,882 23,852
(Direct)
View
2023-02-27
Sale
2023-02-28
6:35 pm
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
4,439 $248.13 $1,101,449 25,196
(Direct)
View
2023-02-27
Sale
2023-02-28
6:11 pm
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
7,111 $246.17 $1,750,480 12,644
(Direct)
View
2023-02-27
Sale
2023-02-28
6:04 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
38,444 $246.2 $9,464,734 154,884
(Direct)
View
2023-02-16
Sale
2023-02-21
4:53 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
17,773 $248.98 $4,425,145 23,327
(Direct)
View
2023-02-13
Sale
2023-02-15
4:34 pm
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
20,519 $241.84 $4,962,330 24,555
(Direct)
View
2023-02-06
Sale
2023-02-08
4:42 pm
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
20,810 $239.3 $4,979,733 12,667
(Direct)
View
2022-11-18
Purchase
2022-11-21
5:21 pm
LPL Financial Holdings Inc. LPLA Simonich Brent
EVP, CAO and Treasurer
920 $219.15 $201,618 6,042
(Direct)
View
2022-11-17
Sale
2022-11-21
5:13 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
5,213 $213.8 $1,114,539 41,100
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2023-05-12
Option Award
2023-05-16
4:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director
1,290 $0 34,384
(Direct)
View
2023-05-12
Option Award
2023-05-16
4:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
784 $0 9,699
(Direct)
View
2023-05-06
Tax Withholding
2023-05-09
5:12 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Sethi Kabir
Managing Director
Director
1,847 $190.82 11,737
(Direct)
View
2023-04-24
Gift
2023-04-26
4:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
2,870 $0 19,189
(Direct)
View
2023-03-28
Option Award
2023-03-30
4:27 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
12 $0 10,477
(Direct)
View
2023-03-28
Option Award
2023-03-30
4:24 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
31 $0 40,800
(Direct)
View
2023-03-28
Option Award
2023-03-30
4:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
17 $0 133,946
(Direct)
View
2023-03-28
Option Award
2023-03-30
4:19 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
6 $0 8,915
(Direct)
View
2023-03-28
Option Award
2023-03-30
4:17 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
24 $0 22,092
(Direct)
View
2023-03-28
Option Award
2023-03-30
4:14 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
9 $0 22,059
(Direct)
View
2023-03-28
Option Award
2023-03-30
4:03 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
8 $0 12,237
(Direct)
View
2023-03-13
Other
2023-03-15
4:19 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
11,588 $0 52,357
(Direct)
View
2023-02-25
Option Award
2023-02-28
7:03 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director
14,252 $0 27,214
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
7:03 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director
7,379 $247.3 27,214
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:57 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Simonich Brent
Principal Accounting Officer
1,086 $0 6,773
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
6:57 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Simonich Brent
Principal Accounting Officer
355 $247.3 6,773
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:52 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Sethi Kabir
Managing Director
Director
1,476 $0 13,584
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:48 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SEMERJIAN DAYTON
Managing Director
Director
11,068 $0 19,118
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
6:48 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SEMERJIAN DAYTON
Managing Director
Director
6,323 $247.3 19,118
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:43 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
10,520 $0 23,852
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
6:43 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
5,186 $247.3 23,852
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
9,361 $0 25,196
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
6:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
4,281 $247.3 25,196
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director
776 $0 4,628
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
6:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director
276 $247.3 4,628
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director
5,938 $0 24,537
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
6:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director
2,540 $247.3 24,537
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:17 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
7,805 $0 9,978
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
6:17 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
3,477 $247.3 9,978
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:11 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
15,876 $0 12,644
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
6:11 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
8,788 $247.3 12,644
(Direct)
View
2023-02-25
Option Award
2023-02-28
6:04 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
79,534 $0 154,884
(Direct)
View
2023-02-25
Tax Withholding
2023-02-28
6:04 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
39,519 $247.3 154,884
(Direct)
View
2022-10-06
Ownership
2023-02-21
4:47 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
4,510 $0 153,313
(Direct)
View

Ownership
2023-02-21
4:34 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director
0 $0 4,128
(Direct)
View
2023-02-13
Exercise
2023-02-15
4:34 pm
N/A
2023-02-22
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
20,519 $0 24,555
(Direct)
View
2023-02-13
Exercise
2023-02-15
4:34 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
20,519 $31.6 24,555
(Direct)
View
2023-02-06
Exercise
2023-02-08
4:42 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
20,810 $0 12,667
(Direct)
View
2023-02-06
Exercise
2023-02-08
4:42 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
20,810 $19.85 12,667
(Direct)
View
2023-02-01
Option Award
2023-02-03
4:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Ko Albert J
Director
173 $0 173
(Direct)
View
2022-11-28
Option Award
2022-11-30
5:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
8 $0 10,465
(Direct)
View
2022-11-28
Option Award
2022-11-30
5:46 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
20 $0 52,357
(Direct)
View
2022-11-28
Option Award
2022-11-30
5:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
10 $0 133,929
(Direct)
View
2022-11-28
Option Award
2022-11-30
5:36 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
4 $0 8,909
(Direct)
View
2022-11-28
Option Award
2022-11-30
5:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
16 $0 22,068
(Direct)
View
2022-11-28
Option Award
2022-11-30
5:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
6 $0 22,050
(Direct)
View
2022-11-28
Option Award
2022-11-30
5:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
5 $0 12,229
(Direct)
View
2022-11-17
Exercise
2022-11-21
5:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
7,680 $77.53 41,100
(Direct)
View
2022-11-17
Exercise
2022-11-21
5:13 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
7,680 $0 41,100
(Direct)
View
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