Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2020-09-08
Sale		 2020-09-09
7:36 pm		 CATERPILLAR INC CAT De Lange Bob
Group President		 1,575 $147 $231,525 26,804
(Direct)		 View
2020-09-08
Sale		 2020-09-09
6:59 pm		 CATERPILLAR INC CAT Johnson Denise C
Group President		 19,549 $146.74 $2,868,620 11,396
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2020-10-26
Option Award		 2020-10-28
10:13 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 50 $163.2 22,929
(Direct)		 View
2020-10-26
Option Award		 2020-10-28
10:13 am		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 47 $163.2 5,734
(Direct)		 View
2020-10-12
Tax Withholding		 2020-10-13
6:14 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 29,728 $162.74 29,716
(Direct)		 View
2020-10-12
Exercise		 2020-10-13
6:14 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 30,960 $0 29,716
(Direct)		 View
2020-10-12
Exercise		 2020-10-13
6:14 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 30,960 $151.12 29,716
(Direct)		 View
2020-09-30
Option Award		 2020-10-01
8:10 pm		 N/A
N/A		 CATERPILLAR INC CAT WHITE MILES D
Director		 293 $149.34 12,054
(Direct)		 View
2020-09-30
Option Award		 2020-10-01
8:10 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 251 $149.34 15,033
(Direct)		 View
2020-09-30
Option Award		 2020-10-01
8:10 pm		 N/A
N/A		 CATERPILLAR INC CAT GALLARDO JUAN
Director		 251 $149.34 34,651
(Direct)		 View
2020-09-30
Option Award		 2020-10-01
8:09 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 368 $149.34 17,165
(Direct)		 View
2020-09-25
Option Award		 2020-09-28
7:35 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 56 $145.91 22,068
(Direct)		 View
2020-09-25
Option Award		 2020-09-28
7:35 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 53 $145.91 5,485
(Direct)		 View
2020-09-09
Exercise		 2020-09-10
6:40 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 16,012 $138.35 45,026
(Direct)		 View
2020-09-09
Tax Withholding		 2020-09-10
6:40 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 15,070 $154.67 45,026
(Direct)		 View
2020-09-09
Exercise		 2020-09-10
6:40 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 16,012 $0 45,026
(Direct)		 View
2020-09-08
Exercise		 2020-09-09
7:36 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 3,994 $89.75 26,804
(Direct)		 View
2020-09-08
Tax Withholding		 2020-09-09
7:36 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,419 $148.18 26,804
(Direct)		 View
2020-09-08
Exercise		 2020-09-09
7:36 pm		 2016-03-04
2023-03-04		 CATERPILLAR INC CAT De Lange Bob
Group President		 3,994 $0 26,804
(Direct)		 View
2020-09-08
Tax Withholding		 2020-09-09
6:59 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 22,269 $148.18 11,396
(Direct)		 View
2020-09-08
Exercise		 2020-09-09
6:59 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 34,496 $95.66 11,396
(Direct)		 View
2020-09-08
Exercise		 2020-09-09
6:59 pm		 N/A
2027-03-06		 CATERPILLAR INC CAT Johnson Denise C
Group President		 34,496 $0 11,396
(Direct)		 View
2020-09-07
Tax Withholding		 2020-09-09
6:59 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 5,836 $148.24 15,632
(Direct)		 View
2020-09-02
Tax Withholding		 2020-09-03
6:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 62,310 $148.73 107,690
(Direct)		 View
2020-09-02
Exercise		 2020-09-03
6:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 79,976 $89.75 107,690
(Direct)		 View
2020-09-02
Exercise		 2020-09-03
6:41 pm		 2015-03-05
2022-03-05		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 101,392 $0 107,690
(Direct)		 View
2020-09-02
Exercise		 2020-09-03
6:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 21,416 $110.09 107,690
(Direct)		 View
2020-09-02
Tax Withholding		 2020-09-03
6:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 18,323 $148.62 107,690
(Direct)		 View
2020-08-26
Option Award		 2020-08-27
5:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 58 $141.83 22,031
(Direct)		 View
2020-08-26
Option Award		 2020-08-27
5:42 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 54 $141.83 5,438
(Direct)		 View
2020-08-06
I		 2020-08-10
10:41 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 4,855 $134.39 0
(Indirect)		 View
2020-08-05
Tax Withholding		 2020-08-06
6:40 pm		 N/A
N/A		 CATERPILLAR INC CAT Ainsworth William P
Group President		 93,434 $135 86,427
(Direct)		 View
2020-08-05
Exercise		 2020-08-06
6:40 pm		 N/A
N/A		 CATERPILLAR INC CAT Ainsworth William P
Group President		 15,199 $83 86,427
(Direct)		 View
2020-08-05
Exercise		 2020-08-06
6:40 pm		 N/A
N/A		 CATERPILLAR INC CAT Ainsworth William P
Group President		 30,964 $74.77 86,427
(Direct)		 View
2020-08-05
Exercise		 2020-08-06
6:40 pm		 N/A
N/A		 CATERPILLAR INC CAT Ainsworth William P
Group President		 69,486 $95.66 86,427
(Direct)		 View
2020-08-05
Exercise		 2020-08-06
6:40 pm		 N/A
2025-03-02		 CATERPILLAR INC CAT Ainsworth William P
Group President		 115,649 $0 86,427
(Direct)		 View
2020-08-04
Exercise		 2020-08-05
7:02 pm		 N/A
N/A		 CATERPILLAR INC CAT Younessi Ramin
Group President		 15,277 $95.66 36,669
(Direct)		 View
2020-08-04
Tax Withholding		 2020-08-05
7:02 pm		 N/A
N/A		 CATERPILLAR INC CAT Younessi Ramin
Group President		 12,990 $130.8 36,669
(Direct)		 View
2020-08-04
Exercise		 2020-08-05
7:02 pm		 N/A
2027-03-06		 CATERPILLAR INC CAT Younessi Ramin
Group President		 15,277 $0 36,669
(Direct)		 View
2020-08-04
Exercise		 2020-08-05
7:01 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 1,971 $95.66 12,062
(Direct)		 View
2020-08-04
Tax Withholding		 2020-08-05
7:01 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 1,673 $131.26 12,062
(Direct)		 View
2020-08-04
I		 2020-08-05
7:01 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 619 $131.52 12,062
(Indirect)		 View
2020-08-04
Exercise		 2020-08-05
7:01 pm		 N/A
2027-03-06		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 1,971 $0 12,062
(Direct)		 View
2020-07-24
Option Award		 2020-07-28
2:48 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 60 $137.58 21,930
(Direct)		 View
2020-07-25
Tax Withholding		 2020-07-28
2:48 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 921 $138.7 10,138
(Direct)		 View
2020-07-24
Option Award		 2020-07-28
2:47 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 56 $137.58 5,373
(Direct)		 View
2020-06-30
Option Award		 2020-07-01
6:18 pm		 N/A
N/A		 CATERPILLAR INC CAT WHITE MILES D
Director		 349 $125.54 11,673
(Direct)		 View
2020-06-30
Option Award		 2020-07-01
6:17 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 299 $125.54 14,672
(Direct)		 View
2020-06-30
Option Award		 2020-07-01
6:14 pm		 N/A
N/A		 CATERPILLAR INC CAT GALLARDO JUAN
Director		 299 $125.54 34,128
(Direct)		 View
2020-06-30
Option Award		 2020-07-01
6:13 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 438 $125.54 16,671
(Direct)		 View
2020-06-26
Option Award		 2020-06-29
6:28 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 67 $122.39 22,300
(Direct)		 View
2020-06-26
Option Award		 2020-06-29
6:27 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 63 $122.39 5,421
(Direct)		 View
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