Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2022-11-11
Sale		 2022-11-14
3:06 pm		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 1,884 $237.28 $447,036 8,721
(Indirect
Direct)		 View
2022-05-18
Sale		 2022-05-23
12:11 pm		 CATERPILLAR INC CAT Creed Joseph E
Group President		 2,757 $214.13 $590,356 10,436
(Indirect
Direct)		 View
2022-05-05
Purchase		 2022-05-06
11:07 am		 CATERPILLAR INC CAT MacLennan David
Director		 600 $219.82 $131,892 2,480
(Direct)		 View
2022-04-21
Sale		 2022-04-25
1:05 pm		 CATERPILLAR INC CAT De Lange Bob
Group President		 11,718 $237.25 $2,780,096 55,534
(Direct)		 View
2022-04-20
Sale		 2022-04-22
12:59 pm		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 3,816 $235 $896,760 10,597
(Indirect
Direct)		 View
2022-04-20
Sale		 2022-04-22
12:59 pm		 CATERPILLAR INC CAT Creed Joseph E
Group President		 5,004 $235 $1,175,940 18,098
(Indirect
Direct)		 View
2022-03-17
Sale		 2022-03-21
10:35 am		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 40,356 $220 $8,878,320 34,931
(Indirect
Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2022-11-25
Option Award		 2022-11-28
4:09 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 30 $235.7 6,591
(Direct)		 View
2022-11-08
Tax Withholding		 2022-11-10
12:35 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO		 113,927 $229.65 425,508
(Direct)		 View
2022-11-08
Exercise		 2022-11-10
12:35 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO		 151,402 $0 425,508
(Direct)		 View
2022-11-08
Exercise		 2022-11-10
12:35 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO		 151,402 $127.6 425,508
(Direct)		 View
2022-05-26
Gift		 2022-11-10
12:35 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO		 21,325 $0 425,508
(Indirect)		 View
2022-10-26
Option Award		 2022-10-27
3:55 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 45 $196.96 25,142
(Direct)		 View
2022-10-26
Option Award		 2022-10-27
3:54 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 36 $196.96 6,474
(Direct)		 View
2022-09-30
Option Award		 2022-10-03
4:23 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 226 $165.84 17,260
(Direct)		 View
2022-09-30
Option Award		 2022-10-03
4:23 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 226 $165.84 20,104
(Direct)		 View
2022-09-26
Option Award		 2022-09-27
5:55 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 54 $162.62 25,523
(Direct)		 View
2022-09-26
Option Award		 2022-09-27
5:55 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 44 $162.62 6,547
(Direct)		 View
2022-09-01
Tax Withholding		 2022-09-02
1:51 pm		 N/A
N/A		 CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer		 289 $181.66 1,680
(Direct)		 View
2022-08-26
Option Award		 2022-08-30
10:38 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 46 $191.92 26,065
(Direct)		 View
2022-08-26
Option Award		 2022-08-30
10:38 am		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 37 $191.92 6,654
(Direct)		 View
2022-07-26
Option Award		 2022-07-28
11:12 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 49 $181.23 25,225
(Direct)		 View
2022-07-26
Option Award		 2022-07-28
11:11 am		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 39 $181.23 6,415
(Direct)		 View
2022-06-30
Option Award		 2022-07-01
08:53 am		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 209 $179.63 16,930
(Direct)		 View
2022-06-30
Option Award		 2022-07-01
08:53 am		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 306 $179.63 19,757
(Direct)		 View
2022-06-24
Option Award		 2022-06-27
8:50 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 48 $185.49 24,022
(Direct)		 View
2022-06-24
Option Award		 2022-06-27
8:49 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 26 $185.49 6,084
(Direct)		 View
2022-06-08
Option Award		 2022-06-10
12:25 pm		 N/A
N/A		 CATERPILLAR INC CAT WILKINS RAYFORD JR
Director		 816 $229.8 6,027
(Direct)		 View
2022-06-08
Option Award		 2022-06-10
12:25 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 816 $229.8 22,321
(Direct)		 View
2022-06-08
Option Award		 2022-06-10
12:25 pm		 N/A
N/A		 CATERPILLAR INC CAT RUST EDWARD B JR
Director		 816 $229.8 47,382
(Direct)		 View
2022-06-08
Option Award		 2022-06-10
12:24 pm		 N/A
N/A		 CATERPILLAR INC CAT REED DEBRA L
Director		 816 $229.8 10,617
(Direct)		 View
2022-06-08
Option Award		 2022-06-10
12:24 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Gerald
Director		 816 $229.8 1,385
(Direct)		 View
2022-06-08
Option Award		 2022-06-10
12:24 pm		 N/A
N/A		 CATERPILLAR INC CAT DICKINSON DANIEL M
Director		 816 $229.8 11,099
(Direct)		 View
2022-06-08
Option Award		 2022-06-10
12:24 pm		 N/A
N/A		 CATERPILLAR INC CAT MacLennan David
Director		 816 $229.8 3,297
(Direct)		 View
2022-06-08
Option Award		 2022-06-10
12:23 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 816 $229.8 48,964
(Direct)		 View
2022-06-08
Option Award		 2022-06-09
6:56 pm		 N/A
N/A		 CATERPILLAR INC CAT Ayotte Kelly
Director		 816 $229.8 5,363
(Direct)		 View
2022-05-26
Option Award		 2022-05-27
11:44 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 32 $212.99 24,399
(Direct)		 View
2022-04-21
Exercise		 2022-04-25
1:05 pm		 N/A
2026-03-07		 CATERPILLAR INC CAT De Lange Bob
Group President		 11,718 $74.77 55,534
(Direct)		 View
2022-04-20
Exercise		 2022-04-22
12:59 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Creed Joseph E
Group President		 5,004 $138.35 18,098
(Direct)		 View

Ownership		 2022-04-08
12:08 pm		 N/A
N/A		 CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer		 0 $0 5,042
(Direct)		 View
2022-03-31
Option Award		 2022-04-01
5:34 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 168 $223.81 16,629
(Direct)		 View
2022-03-31
Option Award		 2022-04-01
5:34 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 246 $223.81 19,343
(Direct)		 View
2021-03-01
Option Award(A)		 2022-03-31
5:18 pm		 N/A
N/A		 CATERPILLAR INC CAT RUST EDWARD B JR
Director		 683 $0 46,518
(Direct)		 View
2022-03-17
Exercise		 2022-03-21
10:35 am		 N/A
2029-03-04		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 16,011 $138.35 34,931
(Direct)		 View
2022-03-17
Exercise		 2022-03-21
10:35 am		 N/A
2030-03-02		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 20,529 $127.6 34,931
(Direct)		 View
2022-03-14
Option Award		 2022-03-15
5:51 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 987 $215.44 47,918
(Direct)		 View
2022-03-11
Option Award		 2022-03-15
5:51 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 129 $214.83 47,918
(Direct)		 View
2022-03-14
Option Award		 2022-03-15
5:51 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 684 $215.44 11,698
(Direct)		 View
2022-03-11
Option Award		 2022-03-15
5:51 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 87 $214.83 11,698
(Direct)		 View
(A) Indicate amendment filing.
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