Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-06-04
Sale
2021-06-07
2:30 pm
CATERPILLAR INC CAT Creed Joseph E
Group President
7,699 $245.12 $1,887,179 31,419
(Indirect
Direct)
View
2021-05-05
Purchase
2021-05-06
2:22 pm
CATERPILLAR INC CAT MacLennan David
Director
420 $237.86 $99,901 890
(Direct)
View
2021-05-03
Sale
2021-05-04
2:48 pm
CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer
567 $230 $130,410 1,610
(Indirect
Direct)
View
2021-03-08
Sale
2021-03-10
7:37 pm
CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer
5,056 $220.97 $1,117,224 2,172
(Indirect
Direct)
View
2021-03-08
Sale
2021-03-10
6:06 pm
CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel
59,311 $219.67 $13,028,610 67,627
(Indirect
Direct)
View
2021-03-08
Sale
2021-03-10
6:05 pm
CATERPILLAR INC CAT Johnson Denise C
Group President
80,695 $219.82 $17,738,397 65,485
(Direct)
View
2021-03-05
Sale
2021-03-09
4:02 pm
CATERPILLAR INC CAT De Lange Bob
Group President
31,888 $214.56 $6,841,760 36,903
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2021-07-26
Option Award
2021-07-27
5:59 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
41 $211.03 22,890
(Direct)
View
2021-07-26
Option Award
2021-07-27
5:58 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
32 $211.03 5,203
(Direct)
View
2021-06-30
Option Award
2021-07-01
4:34 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
174 $216 15,820
(Direct)
View
2021-06-30
Option Award
2021-07-01
4:33 pm
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
255 $216 18,239
(Direct)
View
2021-06-25
Option Award
2021-06-28
5:33 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
40 $216.31 23,197
(Direct)
View
2021-06-25
Option Award
2021-06-28
5:32 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
24 $216.31 5,249
(Direct)
View
2021-06-13
Tax Withholding
2021-06-15
2:31 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
1,009 $218.79 15,014
(Direct)
View
2021-06-04
Exercise
2021-06-07
2:30 pm
N/A
2030-03-02
CATERPILLAR INC CAT Creed Joseph E
Group President
7,699 $127.6 31,419
(Direct)
View
2021-05-26
Option Award
2021-05-28
4:36 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
29 $237.71 22,758
(Direct)
View
2021-05-07
Gift
2021-05-11
5:06 pm
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO
4,495 $0 288,000
(Direct)
View
2021-05-03
Option Award
2021-05-05
2:12 pm
N/A
N/A
CATERPILLAR INC CAT MacLennan David
Director
470 $228.17 470
(Direct)
View
2021-03-31
Option Award
2021-04-02
09:36 am
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
161 $232.93 15,568
(Direct)
View
2021-03-31
Option Award
2021-04-02
09:33 am
N/A
N/A
CATERPILLAR INC CAT GALLARDO JUAN
Director
161 $232.93 35,425
(Direct)
View
2021-03-31
Option Award
2021-04-02
09:31 am
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
236 $232.93 17,896
(Direct)
View
2021-03-25
Option Award
2021-03-26
4:08 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Gerald
Director
557 $224.25 557
(Direct)
View
2021-03-08
Exercise
2021-03-10
7:37 pm
N/A
2027-03-06
CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer
5,056 $95.66 2,172
(Direct)
View
2021-03-08
Exercise
2021-03-10
6:06 pm
N/A
2028-03-05
CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel
15,480 $151.12 67,627
(Direct)
View
2021-03-08
Exercise
2021-03-10
6:06 pm
N/A
2030-03-02
CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel
20,529 $127.6 67,627
(Direct)
View
2021-03-08
Exercise
2021-03-10
6:06 pm
N/A
2029-03-04
CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel
16,011 $138.35 67,627
(Direct)
View
2021-03-08
Exercise
2021-03-10
6:05 pm
N/A
2028-03-05
CATERPILLAR INC CAT Johnson Denise C
Group President
18,763 $151.12 65,485
(Direct)
View
2021-03-08
Exercise
2021-03-10
6:05 pm
N/A
2030-03-02
CATERPILLAR INC CAT Johnson Denise C
Group President
23,737 $127.6 65,485
(Direct)
View
2021-03-08
Exercise
2021-03-10
6:05 pm
N/A
2029-03-04
CATERPILLAR INC CAT Johnson Denise C
Group President
18,013 $138.35 65,485
(Direct)
View
2021-03-05
Option Award
2021-03-09
7:59 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
250 $220.16 21,831
(Direct)
View
2021-03-05
Option Award
2021-03-09
7:58 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
120 $220.16 4,936
(Direct)
View
2021-03-05
Exercise
2021-03-09
4:02 pm
N/A
2025-03-02
CATERPILLAR INC CAT De Lange Bob
Group President
31,888 $83 36,903
(Direct)
View
2021-03-05
Exercise
2021-03-09
4:02 pm
N/A
2028-09-07
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
23,077 $141.32 100,674
(Direct)
View
2021-03-05
Exercise
2021-03-09
4:02 pm
N/A
2030-03-02
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
23,096 $127.6 100,674
(Direct)
View
2021-03-05
Exercise
2021-03-09
4:02 pm
N/A
2029-03-04
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
36,026 $138.35 100,674
(Direct)
View
2021-03-05
Tax Withholding
2021-03-09
4:02 pm
N/A
N/A
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
65,256 $216.14 100,674
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:51 pm
N/A
N/A
CATERPILLAR INC CAT WILKINS RAYFORD JR
Director
683 $0 5,101
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:51 pm
N/A
N/A
CATERPILLAR INC CAT WHITE MILES D
Director
683 $0 8,661
(Direct)
View
2021-03-02
Tax Withholding
2021-03-03
2:51 pm
N/A
N/A
CATERPILLAR INC CAT WHITE MILES D
Director
507 $0 8,661
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:50 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
683 $0 21,424
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:50 pm
N/A
N/A
CATERPILLAR INC CAT RUST EDWARD B JR
Director
683 $0 35,151
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:50 pm
N/A
N/A
CATERPILLAR INC CAT REED DEBRA L
Director
683 $0 9,578
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:49 pm
N/A
N/A
CATERPILLAR INC CAT OSBORN WILLIAM A
Director
683 $0 54,199
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:49 pm
N/A
N/A
CATERPILLAR INC CAT GALLARDO JUAN
Director
683 $0 276,550
(Direct)
View
2021-03-02
Tax Withholding
2021-03-03
2:49 pm
N/A
N/A
CATERPILLAR INC CAT GALLARDO JUAN
Director
363 $0 276,550
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:48 pm
N/A
N/A
CATERPILLAR INC CAT DICKINSON DANIEL M
Director
683 $0 10,269
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:48 pm
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
683 $0 47,987
(Direct)
View
2021-03-01
Option Award
2021-03-03
2:48 pm
N/A
N/A
CATERPILLAR INC CAT Ayotte Kelly
Director
683 $0 4,499
(Direct)
View
2021-03-01
Option Award
2021-03-02
9:01 pm
N/A
2031-03-01
CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO
155,411 $0 155,411
(Direct)
View
2021-03-01
Option Award
2021-03-02
9:00 pm
N/A
2031-03-01
CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel
35,522 $0 35,522
(Direct)
View
2021-03-01
Option Award
2021-03-02
9:00 pm
N/A
2031-03-01
CATERPILLAR INC CAT Johnson Denise C
Group President
45,291 $0 45,291
(Direct)
View
2021-03-01
Option Award
2021-03-02
8:59 pm
N/A
2031-03-01
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
31,082 $0 31,082
(Direct)
View
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