Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2021-02-02
Sale		 2021-02-03
4:17 pm		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,018 $190.76 $766,474 5,628
(Indirect
Direct)		 View
2020-12-04
Sale		 2020-12-08
08:27 am		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 2,318 $179.5 $416,081 1,601
(Indirect
Direct)		 View
2020-12-02
Sale		 2020-12-04
09:31 am		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,634 $173.26 $802,887 3,919
(Indirect
Direct)		 View
2020-11-09
Sale		 2020-11-10
6:48 pm		 CATERPILLAR INC CAT Johnson Denise C
Group President		 8,894 $175 $1,556,450 66,184
(Direct)		 View
2020-11-05
Sale		 2020-11-06
2:26 pm		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,500 $164.76 $411,900 30,099
(Direct)		 View
2020-11-02
Sale		 2020-11-04
3:27 pm		 CATERPILLAR INC CAT Younessi Ramin
Group President		 13,135 $162.49 $2,134,306 22,744
(Direct)		 View
2020-10-30
Sale		 2020-11-02
7:11 pm		 CATERPILLAR INC CAT Younessi Ramin
Group President		 20,492 $154.18 $3,159,425 16,177
(Direct)		 View
2020-10-30
Sale		 2020-11-02
7:10 pm		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 3,687 $155 $571,485 10,549
(Direct)		 View
2020-10-30
Sale		 2020-10-30
6:29 pm		 CATERPILLAR INC CAT Ainsworth William P
Group President		 12,000 $154.78 $1,857,360 68,832
(Indirect
Direct)		 View
2020-10-29
Sale		 2020-10-30
6:28 pm		 CATERPILLAR INC CAT Younessi Ramin
Group President		 18,013 $151 $2,719,963 72,694
(Direct)		 View
2020-10-29
Sale		 2020-10-30
6:28 pm		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 6,498 $154.39 $1,003,226 1,595
(Indirect
Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2021-03-01
Option Award		 2021-03-02
8:59 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 3,197 $0 3,197
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:58 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT De Lange Bob
Group President		 44,403 $0 44,403
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:57 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Creed Joseph E
Group President		 44,403 $0 44,403
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:57 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 44,403 $0 44,403
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:57 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 46,179 $0 46,179
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 46,337 $0 292,494
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 19,766 $196.78 292,494
(Direct)		 View
2020-12-30
Gift		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 59,000 $0 292,494
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 11,762 $0 17,845
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 4,471 $196.78 17,845
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:43 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 14,258 $0 20,182
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:43 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 5,472 $196.78 20,182
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:43 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 9,267 $0 16,278
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:43 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 3,366 $196.78 16,278
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 802 $0 2,176
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 235 $196.78 2,176
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 15,327 $0 36,903
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 6,047 $196.78 36,903
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 4,633 $0 15,807
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 1,150 $196.78 15,807
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 3,565 $0 10,095
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 1,080 $196.78 10,095
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:41 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 5,659 $0 19,529
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:41 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 1,762 $196.78 19,529
(Direct)		 View
2021-02-02
Exercise		 2021-02-03
4:17 pm		 N/A
2026-03-07		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,018 $74.77 5,628
(Direct)		 View
2020-12-16
Gift		 2021-01-25
6:38 pm		 N/A
N/A		 CATERPILLAR INC CAT Ainsworth William P
Group Pres. thru 12/31/2020		 1,000 $0 67,847
(Direct)		 View
2020-08-10
Gift		 2021-01-25
6:38 pm		 N/A
N/A		 CATERPILLAR INC CAT OSBORN WILLIAM A
Director		 1,471 $0 53,510
(Direct)		 View

Ownership		 2021-01-08
7:11 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 0 $0 73,598
(Direct)		 View

Ownership		 2021-01-08
7:10 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 0 $0 67,846
(Direct)		 View
2020-12-31
Option Award		 2021-01-04
5:47 pm		 N/A
N/A		 CATERPILLAR INC CAT WHITE MILES D
Director		 242 $180.43 12,368
(Direct)		 View
2020-12-31
Option Award		 2021-01-04
5:46 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 208 $180.43 15,331
(Direct)		 View
2020-12-31
Option Award		 2021-01-04
5:46 pm		 N/A
N/A		 CATERPILLAR INC CAT GALLARDO JUAN
Director		 208 $180.43 35,079
(Direct)		 View
2020-12-31
Option Award		 2021-01-04
5:46 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 305 $180.43 17,573
(Direct)		 View
2020-12-23
Option Award		 2020-12-28
11:50 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 46 $178.42 22,040
(Direct)		 View
2020-12-23
Option Award		 2020-12-28
11:50 am		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 43 $178.42 5,576
(Direct)		 View
2020-12-04
Exercise		 2020-12-08
08:27 am		 N/A
2025-03-02		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 2,318 $83 1,601
(Direct)		 View
2020-12-02
Exercise		 2020-12-04
09:31 am		 N/A
2025-03-02		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,634 $83 3,919
(Direct)		 View
2020-11-25
Option Award		 2020-11-30
5:09 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 47 $174.63 22,518
(Direct)		 View
2020-11-25
Option Award		 2020-11-30
5:09 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 44 $174.63 5,664
(Direct)		 View
2020-11-24
Exercise		 2020-11-25
5:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 214,370 $95.66 265,920
(Direct)		 View
2020-11-24
Tax Withholding		 2020-11-25
5:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 159,572 $176.8 265,920
(Direct)		 View
2020-11-24
Exercise		 2020-11-25
5:42 pm		 N/A
2027-03-06		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 214,370 $0 265,920
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
6:48 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 18,013 $138.35 66,184
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
6:48 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 37,527 $151.12 66,184
(Direct)		 View
2020-11-09
Tax Withholding		 2020-11-10
6:48 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 46,646 $175 66,184
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
6:48 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Johnson Denise C
Group President		 55,540 $0 66,184
(Direct)		 View
2020-11-09
Tax Withholding		 2020-11-10
4:11 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,476 $173.9 27,623
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
4:11 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 3,295 $96.31 27,623
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
4:11 pm		 2017-03-03
2024-03-03		 CATERPILLAR INC CAT De Lange Bob
Group President		 3,295 $0 27,623
(Direct)		 View
2020-11-05
Exercise		 2020-11-06
2:26 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,500 $96.31 30,099
(Direct)		 View
2020-11-05
Exercise		 2020-11-06
2:26 pm		 2017-03-03
2024-03-03		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,500 $0 30,099
(Direct)		 View
2020-11-03
Tax Withholding		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 65,528 $166.36 211,122
(Direct)		 View
2020-11-03
Tax Withholding		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 78,992 $166.84 211,122
(Direct)		 View
2020-11-03
Exercise		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 114,049 $74.77 211,122
(Direct)		 View
2020-11-03
Exercise		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 172,621 $83 211,122
(Direct)		 View
2020-11-03
Exercise		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 85,606 $96.31 211,122
(Direct)		 View
2020-11-03
Exercise		 2020-11-05
10:19 am		 2017-03-03
2024-03-03		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 372,276 $0 211,122
(Direct)		 View
2020-11-03
Tax Withholding		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 124,329 $166.75 211,122
(Direct)		 View
2020-11-02
Exercise		 2020-11-04
3:27 pm		 N/A
N/A		 CATERPILLAR INC CAT Younessi Ramin
Group President		 13,135 $151.12 22,744
(Direct)		 View
2020-11-02
Exercise		 2020-11-04
3:27 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Younessi Ramin
Group President		 13,135 $0 22,744
(Direct)		 View
2020-08-11
Gift		 2020-10-30
6:29 pm		 N/A
N/A		 CATERPILLAR INC CAT Ainsworth William P
Group President		 5,588 $0 68,832
(Direct)		 View
2020-10-29
Exercise		 2020-10-30
6:28 pm		 N/A
N/A		 CATERPILLAR INC CAT Younessi Ramin
Group President		 18,013 $138.35 72,694
(Direct)		 View
2020-10-29
Exercise		 2020-10-30
6:28 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Younessi Ramin
Group President		 18,013 $0 72,694
(Direct)		 View
2020-10-29
Exercise		 2020-10-30
6:28 pm		 2016-03-04
2023-03-04		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 2,180 $89.75 1,595
(Direct)		 View
2020-10-29
Exercise		 2020-10-30
6:28 pm		 2017-03-03
2024-03-03		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,318 $96.31 1,595
(Direct)		 View
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