Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
Goto Prev, 0, 1, 2, 3, 4, 5, 6, ...9, 10, Next
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-08-29
Sale
2023-08-31
12:56 pm
CATERPILLAR INC CAT Fassino Anthony D.
Group President
5,663 $280.73 $1,589,759 20,323
(Direct)
View
2023-08-09
Sale
2023-08-10
5:50 pm
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
18,294 $286.33 $5,238,129 16,585
(Indirect
Direct)
View
2023-08-03
Sale
2023-08-04
7:33 pm
CATERPILLAR INC CAT Johnson Denise C
Group President
41,748 $0 $0 17,968
(Direct)
View
2023-08-03
Sale
2023-08-04
7:31 pm
CATERPILLAR INC CAT Creed Joseph E
Group President
7,286 $285.25 $2,078,361 0
(Direct)
View
2023-08-01
Sale
2023-08-02
7:16 pm
CATERPILLAR INC CAT De Lange Bob
Group President
20,000 $275 $5,500,000 113,505
(Direct)
View
2023-07-18
Sale
2023-07-19
7:22 pm
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
6,415 $260 $1,667,900 16,584
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2023-12-18
Exercise
2023-12-19
4:50 pm
N/A
2028-03-05
CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO
182,944 $151.12 499,921
(Direct)
View
2023-12-18
Exercise
2023-12-19
4:50 pm
N/A
2029-03-04
CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO
163,615 $138.35 499,921
(Direct)
View
2023-12-18
Exercise
2023-12-19
4:50 pm
N/A
2030-03-02
CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO
75,701 $127.6 499,921
(Direct)
View
2023-12-18
Tax Withholding
2023-12-19
4:50 pm
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO
300,448 $286.72 499,921
(Direct)
View
2023-11-24
Option Award
2023-11-27
3:48 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
37 $247.36 27,425
(Direct)
View
2023-10-26
Option Award
2023-10-27
4:56 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
32 $242.43 8,031
(Direct)
View
2023-10-26
Option Award
2023-10-27
4:55 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
38 $242.43 27,822
(Direct)
View
2023-09-29
Option Award
2023-10-02
7:24 pm
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
136 $275.46 21,132
(Direct)
View
2023-09-29
Option Award
2023-10-02
7:22 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
136 $275.46 18,230
(Direct)
View
2023-09-26
Option Award
2023-09-27
6:04 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
34 $269.52 27,790
(Direct)
View
2023-09-26
Option Award
2023-09-27
6:02 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
29 $269.52 8,001
(Direct)
View
2023-09-01
Tax Withholding
2023-09-05
1:47 pm
N/A
N/A
CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer
245 $285.36 1,455
(Direct)
View
2023-08-29
Tax Withholding
2023-08-31
12:56 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
1,217 $279 20,323
(Direct)
View
2023-08-29
Exercise
2023-08-31
12:56 pm
N/A
2026-03-07
CATERPILLAR INC CAT Fassino Anthony D.
Group President
2,693 $74.77 20,323
(Direct)
View
2023-08-29
Exercise
2023-08-31
12:56 pm
N/A
2027-03-06
CATERPILLAR INC CAT Fassino Anthony D.
Group President
5,588 $95.66 20,323
(Direct)
View
2023-08-30
Tax Withholding
2023-08-31
12:56 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
1,401 $282.57 20,323
(Direct)
View
2023-08-25
Option Award
2023-08-28
4:58 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
29 $272.56 7,741
(Direct)
View
2023-08-25
Option Award
2023-08-28
4:56 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
34 $272.56 26,953
(Direct)
View
2023-08-09
Exercise
2023-08-10
5:50 pm
N/A
2028-03-05
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
18,294 $151.12 16,585
(Direct)
View
2023-08-07
Option Award
2023-08-08
11:32 am
N/A
N/A
CATERPILLAR INC CAT MacLennan David
Director
450 $277.21 4,868
(Direct)
View
2023-08-04
Gift
2023-08-07
3:29 pm
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer
10,228 $0 378,103
(Indirect)
View
2023-08-03
Exercise
2023-08-04
7:33 pm
N/A
2029-03-04
CATERPILLAR INC CAT Johnson Denise C
Group President
18,012 $138.35 17,968
(Direct)
View
2023-08-03
Exercise
2023-08-04
7:33 pm
N/A
2030-03-02
CATERPILLAR INC CAT Johnson Denise C
Group President
23,736 $127.6 17,968
(Direct)
View
2023-08-03
Other
2023-08-04
7:32 pm
N/A
N/A
CATERPILLAR INC CAT DICKINSON DANIEL M
Director
9,982 $284.5 20,267
(Direct)
View
2023-08-03
Tax Withholding
2023-08-04
7:31 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
3,449 $284.78 0
(Direct)
View
2023-08-03
Exercise
2023-08-04
7:31 pm
N/A
2030-03-02
CATERPILLAR INC CAT Creed Joseph E
Group President
7,698 $127.6 0
(Direct)
View
2023-08-02
Exercise
2023-08-03
1:32 pm
N/A
2032-03-07
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
14,187 $196.7 121,082
(Direct)
View
2023-08-02
Tax Withholding
2023-08-03
1:32 pm
N/A
N/A
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
37,683 $289.99 121,082
(Direct)
View
2023-08-02
Exercise
2023-08-03
1:32 pm
N/A
2031-03-01
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
30,786 $219.76 121,082
(Direct)
View
2023-08-01
Exercise
2023-08-02
7:16 pm
N/A
2027-03-06
CATERPILLAR INC CAT De Lange Bob
Group President
20,000 $95.66 113,505
(Direct)
View
2023-07-26
Option Award(A)
2023-07-28
5:13 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
30 $258.32 7,922
(Direct)
View
2023-07-26
Option Award
2023-07-28
08:58 am
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
36 $258.32 27,650
(Direct)
View
2023-07-26
Option Award
2023-07-28
08:54 am
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
30 $258.32 7,922
(Direct)
View
2023-07-18
Exercise
2023-07-19
7:22 pm
N/A
2030-03-02
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
6,415 $127.6 16,584
(Direct)
View
2023-06-30
Option Award
2023-07-03
1:07 pm
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
153 $245.41 20,897
(Direct)
View
2023-06-30
Option Award
2023-07-03
1:04 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
153 $245.41 18,009
(Direct)
View
2023-06-26
Option Award
2023-06-27
4:56 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
22 $236.95 7,668
(Direct)
View
2023-06-26
Option Award
2023-06-27
4:53 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
39 $236.95 26,832
(Direct)
View
2023-06-14
Option Award
2023-06-15
11:08 am
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
698 $243.32 49,815
(Direct)
View
2023-06-14
Option Award
2023-06-15
11:07 am
N/A
N/A
CATERPILLAR INC CAT REED DEBRA L
Director
698 $243.32 11,520
(Direct)
View
2023-06-14
Option Award
2023-06-15
11:05 am
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
698 $243.32 23,106
(Direct)
View
2023-06-14
Option Award
2023-06-15
11:03 am
N/A
N/A
CATERPILLAR INC CAT WILKINS RAYFORD JR
Director
698 $243.32 6,883
(Direct)
View
2023-06-14
Option Award
2023-06-15
11:03 am
N/A
N/A
CATERPILLAR INC CAT Ayotte Kelly
Director
698 $243.32 6,113
(Direct)
View
2023-06-14
Option Award
2023-06-15
11:02 am
N/A
N/A
CATERPILLAR INC CAT Marks Judith Fran
Director
698 $243.32 698
(Direct)
View
2023-06-14
Option Award
2023-06-15
11:01 am
N/A
N/A
CATERPILLAR INC CAT MacLennan David
Director
698 $243.32 4,418
(Direct)
View
2023-06-14
Option Award
2023-06-15
10:58 am
N/A
N/A
CATERPILLAR INC CAT Johnson Gerald
Director
698 $243.32 2,101
(Direct)
View
2023-06-14
Option Award
2023-06-15
10:56 am
N/A
N/A
CATERPILLAR INC CAT Fish James C Jr
Director
698 $243.32 4,898
(Direct)
View
2023-06-14
Option Award
2023-06-15
10:51 am
N/A
N/A
CATERPILLAR INC CAT DICKINSON DANIEL M
Director
698 $243.32 5,745
(Direct)
View
2023-06-07
Tax Withholding
2023-06-09
06:00 am
N/A
N/A
CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel
15,415 $231.32 13,976
(Direct)
View
2023-06-07
Exercise
2023-06-09
06:00 am
N/A
2030-03-02
CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel
20,529 $127.6 13,976
(Direct)
View
2023-05-26
Option Award
2023-05-31
06:10 am
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
25 $211.8 26,883
(Direct)
View
(A) Indicate amendment filing.
Goto Prev, 0, 1, 2, 3, 4, 5, 6, ...9, 10, Next