Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
Goto Prev, 0, 1, 2, 3, 4, 5, ...9, 10, Next
Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2024-02-28
Sale		 2024-02-29
2:35 pm		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 4,575 $329.8 $1,508,835 24,899
(Indirect
Direct)		 View
2024-02-23
Purchase		 2024-02-26
5:47 pm		 CATERPILLAR INC CAT MacLennan David
Director		 350 $323.37 $113,180 5,238
(Direct)		 View
2024-02-22
Sale		 2024-02-23
3:47 pm		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 4,494 $321.96 $1,446,888 39,695
(Indirect
Direct)		 View
2024-02-15
Sale		 2024-02-16
3:53 pm		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 7,469 $322 $2,405,018 31,786
(Indirect
Direct)		 View
2024-02-07
Sale		 2024-02-08
3:20 pm		 CATERPILLAR INC CAT De Lange Bob
Group President		 21,194 $325.52 $6,899,071 90,926
(Direct)		 View
2024-02-02
Sale		 2024-02-06
4:00 pm		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 20,000 $321.46 $6,429,134 47,317
(Direct)		 View
2024-01-25
Sale		 2024-01-26
12:41 pm		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 10,000 $300.04 $3,000,400 67,317
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2024-03-14
Option Award		 2024-03-18
06:04 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 658 $341.92 28,564
(Direct)		 View
2024-03-08
Option Award		 2024-03-12
06:05 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 313 $339.19 28,023
(Direct)		 View
2024-03-08
Option Award		 2024-03-12
06:03 am		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer		 267 $339.19 8,329
(Direct)		 View
2024-03-08
Option Award		 2024-03-12
06:03 am		 N/A
N/A		 CATERPILLAR INC CAT Kaiser Jason
Group President		 117 $339.19 4,053
(Direct)		 View
2024-03-07
Exercise		 2024-03-08
1:45 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 15,393 $219.76 79,328
(Direct)		 View
2024-03-07
Exercise		 2024-03-08
1:45 pm		 N/A
2032-03-07		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 14,186 $196.7 79,328
(Direct)		 View
2024-03-07
Tax Withholding		 2024-03-08
1:45 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 22,751 $340.39 79,328
(Direct)		 View
2024-03-04
Option Award		 2024-03-06
12:27 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 15,052 $0 69,823
(Direct)		 View
2024-03-04
Option Award		 2024-03-06
12:25 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 11,602 $0 43,417
(Direct)		 View
2024-03-04
Option Award		 2024-03-06
12:24 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer		 21,951 $0 40,895
(Direct)		 View
2024-03-04
Option Award		 2024-03-06
12:23 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer		 51,742 $0 576,965
(Direct)		 View
2024-03-04
Option Award		 2024-03-06
12:22 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT Kaiser Jason
Group President		 11,602 $0 15,476
(Direct)		 View
2024-03-04
Option Award		 2024-03-06
12:22 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT Johnson Denise C
Group President		 11,602 $0 44,396
(Direct)		 View
2024-03-04
Option Award		 2024-03-06
12:21 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 7,840 $0 27,678
(Direct)		 View
2024-03-04
Option Award		 2024-03-06
12:20 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT De Lange Bob
Group President		 11,602 $0 79,642
(Direct)		 View
2024-03-04
Option Award		 2024-03-06
12:19 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer		 972 $0 2,427
(Direct)		 View
2024-03-04
Option Award		 2024-03-05
4:50 pm		 N/A
2034-03-04		 CATERPILLAR INC CAT Owens Derek
CLO & General Counsel		 10,662 $0 12,331
(Direct)		 View
2024-03-01
Tax Withholding		 2024-03-05
4:50 pm		 N/A
N/A		 CATERPILLAR INC CAT Owens Derek
CLO & General Counsel		 53 $335.69 12,331
(Direct)		 View
2024-02-28
Tax Withholding		 2024-02-29
2:35 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 3,306 $329.73 24,899
(Direct)		 View
2024-02-28
Exercise		 2024-02-29
2:35 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 7,881 $138.35 24,899
(Direct)		 View
2024-02-26
Gift		 2024-02-27
3:36 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer		 8,081 $0 525,225
(Indirect)		 View
2024-02-22
Exercise		 2024-02-23
3:47 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 7,880 $138.35 39,695
(Direct)		 View
2024-02-22
Tax Withholding		 2024-02-23
3:47 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 3,386 $321.95 39,695
(Direct)		 View
2024-02-15
Tax Withholding		 2024-02-16
3:53 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 6,604 $322 31,786
(Direct)		 View
2024-02-15
Exercise		 2024-02-16
3:53 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 14,073 $151.12 31,786
(Direct)		 View
2024-02-13
Tax Withholding		 2024-02-15
06:06 am		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer		 4,270 $313.4 18,922
(Direct)		 View
2024-02-13
Option Award		 2024-02-15
06:06 am		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer		 12,039 $0 18,922
(Direct)		 View
2024-02-13
Tax Withholding		 2024-02-15
06:04 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer		 16,835 $313.4 525,225
(Direct)		 View
2024-02-13
Option Award		 2024-02-15
06:04 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer		 42,136 $0 525,225
(Direct)		 View
2024-02-13
Tax Withholding		 2024-02-15
06:04 am		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 4,830 $313.4 31,786
(Direct)		 View
2024-02-13
Option Award		 2024-02-15
06:04 am		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 12,039 $0 31,786
(Direct)		 View
2024-02-13
Tax Withholding		 2024-02-15
06:03 am		 N/A
N/A		 CATERPILLAR INC CAT Kaiser Jason
Group President		 605 $313.4 3,874
(Direct)		 View
2024-02-13
Option Award		 2024-02-15
06:03 am		 N/A
N/A		 CATERPILLAR INC CAT Kaiser Jason
Group President		 2,408 $0 3,874
(Direct)		 View
2024-02-13
Tax Withholding		 2024-02-15
06:02 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 4,369 $313.4 32,766
(Direct)		 View
2024-02-13
Option Award		 2024-02-15
06:02 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 12,280 $0 32,766
(Direct)		 View
2024-02-13
Tax Withholding		 2024-02-15
06:01 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 1,197 $313.4 19,769
(Direct)		 View
2024-02-13
Option Award		 2024-02-15
06:01 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 4,213 $0 19,769
(Direct)		 View
2024-02-13
Tax Withholding		 2024-02-15
06:01 am		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 5,334 $313.4 67,797
(Direct)		 View
2024-02-13
Option Award		 2024-02-15
06:01 am		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 12,039 $0 67,797
(Direct)		 View
2024-02-13
Tax Withholding		 2024-02-15
06:00 am		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 5,066 $313.4 54,771
(Direct)		 View
2024-02-13
Option Award		 2024-02-15
06:00 am		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 12,520 $0 54,771
(Direct)		 View
2024-02-07
Tax Withholding		 2024-02-08
3:20 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 8,806 $325.87 90,926
(Direct)		 View
2024-02-07
Exercise		 2024-02-08
3:20 pm		 N/A
2027-03-06		 CATERPILLAR INC CAT De Lange Bob
Group President		 30,000 $95.66 90,926
(Direct)		 View
2024-01-12
Option Award		 2024-01-16
5:25 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 6,887 $0 24,567
(Direct)		 View
2024-01-12
Option Award		 2024-01-16
5:24 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 6,887 $0 24,855
(Direct)		 View
2024-01-12
Option Award		 2024-01-16
5:22 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 6,887 $0 61,092
(Direct)		 View

Ownership		 2024-01-10
11:00 am		 N/A
N/A		 CATERPILLAR INC CAT Kaiser Jason
Group President		 0 $0 34,873
(Direct)		 View

Ownership		 2024-01-10
10:59 am		 N/A
N/A		 CATERPILLAR INC CAT Owens Derek
CLO & General Counsel		 0 $0 4,730
(Direct)		 View
2023-12-29
Option Award		 2024-01-02
1:48 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 127 $295.72 21,369
(Direct)		 View
2023-12-29
Option Award		 2024-01-02
1:46 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 127 $295.72 18,452
(Direct)		 View
2023-12-26
Option Award		 2023-12-27
2:08 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 31 $295.63 27,070
(Direct)		 View
2023-12-26
Option Award		 2023-12-27
2:07 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer		 45 $247.36 15,716
(Direct)		 View
2023-12-26
Option Award		 2023-12-27
2:07 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer		 38 $295.63 15,716
(Direct)		 View
Goto Prev, 0, 1, 2, 3, 4, 5, ...9, 10, Next